• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Dashboard
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlerts
    Company
    AboutQuantisnow PlusContactJobs
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form D filed by Grace Therapeutics Inc.

    2/25/25 3:05:03 PM ET
    $GRCE
    Biotechnology: Pharmaceutical Preparations
    Health Care
    Get the next $GRCE alert in real time by email
    SEC FORM D

    The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
    The reader should not assume that the information is accurate and complete.

    UNITED STATES SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549
    FORM D

    Notice of Exempt Offering of Securities

    OMB APPROVAL
    OMB Number: 3235-0076
    Estimated average burden
    hours per response: 4.00

    1. Issuer's Identity

    CIK (Filer ID Number) Previous Names
       None
    Entity Type
    0001444192
    Acasti Pharma Inc.
    X Corporation
       Limited Partnership
       Limited Liability Company
       General Partnership
       Business Trust
       Other (Specify)

    Name of Issuer
    Grace Therapeutics, Inc.
    Jurisdiction of Incorporation/Organization
    DELAWARE
    Year of Incorporation/Organization
    X Over Five Years Ago
       Within Last Five Years (Specify Year)
       Yet to Be Formed

    2. Principal Place of Business and Contact Information

    Name of Issuer
    Grace Therapeutics, Inc.
    Street Address 1 Street Address 2
    103 Carnegie Center Suite 300
    City State/Province/Country ZIP/PostalCode Phone Number of Issuer
    Princeton NEW JERSEY 08540 609-322-1602

    3. Related Persons

    Last Name First Name Middle Name
    Kohli Prashant
    Street Address 1 Street Address 2
    103 Carnegie Center Suite 300
    City State/Province/Country ZIP/PostalCode
    Princeton NEW JERSEY 08540
    Relationship: X Executive Officer X Director    Promoter

    Clarification of Response (if Necessary):

    Chief Executive Officer
    Last Name First Name Middle Name
    Kavuru Vimal
    Street Address 1 Street Address 2
    103 Carnegie Center Suite 300
    City State/Province/Country ZIP/PostalCode
    Princeton NEW JERSEY 08540
    Relationship:    Executive Officer X Director    Promoter

    Clarification of Response (if Necessary):


    Last Name First Name Middle Name
    DelAversano Robert J.
    Street Address 1 Street Address 2
    103 Carnegie Center Suite 300
    City State/Province/Country ZIP/PostalCode
    Princeton NEW JERSEY 08540
    Relationship: X Executive Officer    Director    Promoter

    Clarification of Response (if Necessary):

    Vice President, Finance, Principal Financial Officer and Principal Accounting Officer
    Last Name First Name Middle Name
    Davis A. Brian
    Street Address 1 Street Address 2
    103 Carnegie Center Suite 300
    City State/Province/Country ZIP/PostalCode
    Princeton NEW JERSEY 08540
    Relationship:    Executive Officer X Director    Promoter

    Clarification of Response (if Necessary):


    Last Name First Name Middle Name
    Kottayil S. George
    Street Address 1 Street Address 2
    103 Carnegie Center Suite 300
    City State/Province/Country ZIP/PostalCode
    Princeton NEW JERSEY 08540
    Relationship:    Executive Officer X Director    Promoter

    Clarification of Response (if Necessary):


    Last Name First Name Middle Name
    Neugeboren Edward
    Street Address 1 Street Address 2
    103 Carnegie Center Suite 300
    City State/Province/Country ZIP/PostalCode
    Princeton NEW JERSEY 08540
    Relationship:    Executive Officer X Director    Promoter

    Clarification of Response (if Necessary):


    Last Name First Name Middle Name
    Macdonald Dr. R. Loch
    Street Address 1 Street Address 2
    103 Carnegie Center Suite 300
    City State/Province/Country ZIP/PostalCode
    Princeton NEW JERSEY 08540
    Relationship: X Executive Officer    Director    Promoter

    Clarification of Response (if Necessary):

    Chief Medical Officer
    Last Name First Name Middle Name
    D'Andrea Carrie
    Street Address 1 Street Address 2
    103 Carnegie Center Suite 300
    City State/Province/Country ZIP/PostalCode
    Princeton NEW JERSEY 08540
    Relationship: X Executive Officer    Director    Promoter

    Clarification of Response (if Necessary):

    VP Clinical Operations
    Last Name First Name Middle Name
    Kumar Amresh
    Street Address 1 Street Address 2
    103 Carnegie Center Suite 300
    City State/Province/Country ZIP/PostalCode
    Princeton NEW JERSEY 08540
    Relationship: X Executive Officer    Director    Promoter

    Clarification of Response (if Necessary):

    VP of Program Management

    4. Industry Group

       Agriculture
    Banking & Financial Services
       Commercial Banking
       Insurance
       Investing
       Investment Banking
       Pooled Investment Fund
    Is the issuer registered as
    an investment company under
    the Investment Company
    Act of 1940?
       Yes    No
       Other Banking & Financial Services
       Business Services
    Energy
       Coal Mining
       Electric Utilities
       Energy Conservation
       Environmental Services
       Oil & Gas
       Other Energy
    Health Care
    X Biotechnology
       Health Insurance
       Hospitals & Physicians
       Pharmaceuticals
       Other Health Care
       Manufacturing
    Real Estate
       Commercial
       Construction
       REITS & Finance
       Residential
       Other Real Estate
      
    Retailing
      
    Restaurants
    Technology
       Computers
       Telecommunications
       Other Technology
    Travel
       Airlines & Airports
       Lodging & Conventions
       Tourism & Travel Services
       Other Travel
      
    Other

    5. Issuer Size

    Revenue Range OR Aggregate Net Asset Value Range
    X No Revenues    No Aggregate Net Asset Value
       $1 - $1,000,000    $1 - $5,000,000
       $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
       $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
       $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
       Over $100,000,000    Over $100,000,000
       Decline to Disclose    Decline to Disclose
       Not Applicable    Not Applicable

    6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

       Rule 504(b)(1) (not (i), (ii) or (iii))
       Rule 504 (b)(1)(i)
       Rule 504 (b)(1)(ii)
       Rule 504 (b)(1)(iii)
    X Rule 506(b)
       Rule 506(c)
       Securities Act Section 4(a)(5)
       Investment Company Act Section 3(c)
       Section 3(c)(1)    Section 3(c)(9)  
       Section 3(c)(2)    Section 3(c)(10)
       Section 3(c)(3)    Section 3(c)(11)
       Section 3(c)(4)    Section 3(c)(12)
       Section 3(c)(5)    Section 3(c)(13)
       Section 3(c)(6)    Section 3(c)(14)
       Section 3(c)(7)

    7. Type of Filing

    X New Notice Date of First Sale 2025-02-10    First Sale Yet to Occur
       Amendment

    8. Duration of Offering

    Does the Issuer intend this offering to last more than one year?
       Yes X No

    9. Type(s) of Securities Offered (select all that apply)

    X Equity    Pooled Investment Fund Interests
       Debt    Tenant-in-Common Securities
    X Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
    X Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

    10. Business Combination Transaction

    Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
       Yes X No

    Clarification of Response (if Necessary):

    11. Minimum Investment

    Minimum investment accepted from any outside investor $1 USD

    12. Sales Compensation

    Recipient
    Recipient CRD Number    None
    TD Securities (USA) LLC 18476
    (Associated) Broker or Dealer X None
    (Associated) Broker or Dealer CRD Number X None
    None None
    Street Address 1 Street Address 2
    1 Vanderbilt Avenue
    City State/Province/Country ZIP/Postal Code
    New York NEW YORK 10017
    State(s) of Solicitation (select all that apply)
    Check “All States” or check individual States
       All States
       Foreign/non-US
    CONNECTICUT
    DELAWARE
    MARYLAND
    NEW YORK
    NORTH CAROLINA
    OREGON
    SOUTH DAKOTA
    TEXAS

    13. Offering and Sales Amounts

    Total Offering Amount $30,000,203 USD
    or    Indefinite
    Total Amount Sold $14,999,985 USD
    Total Remaining to be Sold $15,000,218 USD
    or    Indefinite

    Clarification of Response (if Necessary):

    The offering amount reflects the aggregate purchase price received and exercise price due to the Company assuming cash exercise of all warrants issued to the accredited investors under Rule 506(b).

    14. Investors

      
    Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
    Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
    14

    15. Sales Commissions & Finder's Fees Expenses

    Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

    Sales Commissions $1,530,011 USD
       Estimate
    Finders' Fees $0 USD
       Estimate

    Clarification of Response (if Necessary):

    Placement agent received a cash fee of $764,999 upon closing and is entitled to receive cash fees of up to $765,012 in connection with exercises of warrants purchased in the private placement.

    16. Use of Proceeds

    Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

    $0 USD
       Estimate

    Clarification of Response (if Necessary):

    Signature and Submission

    Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

    Terms of Submission

    In submitting this notice, each issuer named above is:
    • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
    • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
    • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

    Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

    For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

    Issuer Signature Name of Signer Title Date
    Grace Therapeutics, Inc. /s/ Prashant Kohli Prashant Kohli CEO 2025-02-25

    Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

    * This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.


    Get the next $GRCE alert in real time by email

    Chat with this insight

    Save time and jump to the most important pieces.

    Recent Analyst Ratings for
    $GRCE

    DatePrice TargetRatingAnalyst
    5/2/2025$12.00Buy
    TD Cowen
    More analyst ratings

    $GRCE
    Press Releases

    Fastest customizable press release news feed in the world

    See more
    • Grace Therapeutics Announces Alignment with the FDA Supporting the Planned NDA Submission for GTx-104

      PRINCETON, N.J., April 09, 2025 (GLOBE NEWSWIRE) -- Grace Therapeutics, Inc. (NASDAQ:GRCE) (Grace Therapeutics or the Company), a late-stage, biopharma company advancing GTx-104, a clinical-stage, novel, injectable formulation of nimodipine being developed for IV infusion to address significant unmet medical needs in aneurysmal subarachnoid hemorrhage (aSAH) patients, today announced details of the Company's Type C meeting with the U.S. Food and Drug Administration (FDA). The purpose of this meeting was to obtain FDA feedback on the completed Phase 3 STRIVE-ON safety trial of GTx-104 and its planned New Drug Application (NDA) submission including clinical, non-clinical, and chemistry, manu

      4/9/25 8:00:00 AM ET
      $GRCE
      Biotechnology: Pharmaceutical Preparations
      Health Care
    • Matinas BioPharma Appoints Seasoned Biotech Leaders to Board of Directors

      BEDMINSTER, N.J., March 11, 2025 (GLOBE NEWSWIRE) -- Matinas BioPharma Holdings, Inc. (NYSE:MTNB) today announced the appointment of biotech industry veterans Keith Murphy and Edward Neugeboren to its Board of Directors as independent members, effective March 11, 2025 (the "Effective Date"). In addition, Matthew Wikler, M.D., and Natasha Giordano stepped down from the Board on the Effective Date. "We are thrilled to announce the addition of Keith and Edward to our Board," stated Jerome D. Jabbour, Chief Executive Officer of Matinas. "Their deep industry experience, leadership expertise, and capital markets acumen will be of great value as we move the company forward into a new era continu

      3/11/25 7:00:00 AM ET
      $GRCE
      $MTNB
      $ONVO
      Biotechnology: Pharmaceutical Preparations
      Health Care
      Biotechnology: Biological Products (No Diagnostic Substances)
    • Grace Therapeutics to Participate in the TD Cowen 45th Annual Health Care Conference

      PRINCETON, N.J., Feb. 25, 2025 (GLOBE NEWSWIRE) -- Grace Therapeutics, Inc. (NASDAQ:GRCE) formerly Acasti Pharma Inc. (Grace Therapeutics or the Company), a late-stage, biopharma company advancing GTx-104, a clinical-stage, novel, injectable formulation of nimodipine being developed for IV infusion to address significant unmet medical needs in aneurysmal subarachnoid hemorrhage (aSAH) patients, today announced that Chief Executive Officer Prashant Kohli will participate in the upcoming TD Cowen 45th Annual Health Care Conference, to be held in Boston, MA, March 3-5, 2025. TD Cowen 45th Annual Health Care ConferenceFormat: Presentation and one-on-one investor meetingsDate: March 4, 2025Tim

      2/25/25 8:00:00 AM ET
      $GRCE
      Biotechnology: Pharmaceutical Preparations
      Health Care

    $GRCE
    SEC Filings

    See more
    • Amendment: SEC Form SCHEDULE 13G/A filed by Grace Therapeutics Inc.

      SCHEDULE 13G/A - Grace Therapeutics, Inc. (0001444192) (Subject)

      5/8/25 7:51:32 AM ET
      $GRCE
      Biotechnology: Pharmaceutical Preparations
      Health Care
    • Grace Therapeutics Inc. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

      8-K - Grace Therapeutics, Inc. (0001444192) (Filer)

      4/9/25 8:00:28 AM ET
      $GRCE
      Biotechnology: Pharmaceutical Preparations
      Health Care
    • SEC Form EFFECT filed by Grace Therapeutics Inc.

      EFFECT - Grace Therapeutics, Inc. (0001444192) (Filer)

      3/14/25 12:15:14 AM ET
      $GRCE
      Biotechnology: Pharmaceutical Preparations
      Health Care

    $GRCE
    Leadership Updates

    Live Leadership Updates

    See more

    $GRCE
    Analyst Ratings

    Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

    See more

    $GRCE
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    See more
    • Matinas BioPharma Appoints Seasoned Biotech Leaders to Board of Directors

      BEDMINSTER, N.J., March 11, 2025 (GLOBE NEWSWIRE) -- Matinas BioPharma Holdings, Inc. (NYSE:MTNB) today announced the appointment of biotech industry veterans Keith Murphy and Edward Neugeboren to its Board of Directors as independent members, effective March 11, 2025 (the "Effective Date"). In addition, Matthew Wikler, M.D., and Natasha Giordano stepped down from the Board on the Effective Date. "We are thrilled to announce the addition of Keith and Edward to our Board," stated Jerome D. Jabbour, Chief Executive Officer of Matinas. "Their deep industry experience, leadership expertise, and capital markets acumen will be of great value as we move the company forward into a new era continu

      3/11/25 7:00:00 AM ET
      $GRCE
      $MTNB
      $ONVO
      Biotechnology: Pharmaceutical Preparations
      Health Care
      Biotechnology: Biological Products (No Diagnostic Substances)
    • TD Cowen initiated coverage on Grace Therapeutics with a new price target

      TD Cowen initiated coverage of Grace Therapeutics with a rating of Buy and set a new price target of $12.00

      5/2/25 8:14:37 AM ET
      $GRCE
      Biotechnology: Pharmaceutical Preparations
      Health Care
    • SEC Form 4 filed by Director Kottayil George

      4 - Grace Therapeutics, Inc. (0001444192) (Issuer)

      5/13/25 5:21:16 PM ET
      $GRCE
      Biotechnology: Pharmaceutical Preparations
      Health Care
    • SEC Form 4 filed by Director Davis A Brian

      4 - Grace Therapeutics, Inc. (0001444192) (Issuer)

      5/13/25 5:21:13 PM ET
      $GRCE
      Biotechnology: Pharmaceutical Preparations
      Health Care
    • SEC Form 4 filed by Director Kavuru Vimal

      4 - Grace Therapeutics, Inc. (0001444192) (Issuer)

      5/13/25 5:21:11 PM ET
      $GRCE
      Biotechnology: Pharmaceutical Preparations
      Health Care

    $GRCE
    Large Ownership Changes

    This live feed shows all institutional transactions in real time.

    See more
    • Amendment: SEC Form SC 13G/A filed by Grace Therapeutics Inc.

      SC 13G/A - Grace Therapeutics, Inc. (0001444192) (Subject)

      11/14/24 4:40:44 PM ET
      $GRCE
      Biotechnology: Pharmaceutical Preparations
      Health Care
    • Amendment: SEC Form SC 13G/A filed by Grace Therapeutics Inc.

      SC 13G/A - Grace Therapeutics, Inc. (0001444192) (Subject)

      11/14/24 11:58:16 AM ET
      $GRCE
      Biotechnology: Pharmaceutical Preparations
      Health Care