SEC Form DEFA14A filed by The Marygold Companies Inc.

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Preliminary Proxy Statement

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Confidential, for Use of the Commission

(only as permitted by Rule 14a-6(e)(2)                  

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Definitive Proxy Statement

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Definitive Additional Materials

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Soliciting Material Under Rule § 240.14a-12

THE MARYGOLD COMPANIES, INC.

(Name of Registrant Specified In Its Charter)

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

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No fee required.

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Fee paid previously with Preliminary materials.

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Fee computed on table in exhibit required by Item 25(b) of Schedule 14A (17 CFR 240.14a-101) per Item 1 of this Schedule and Exchange Act Rules 14c-5(g) and 0-11.

THE MARYGOLD COMPANIES, INC.

CONTROL ID:

REQUEST ID:

IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS

FOR THE ANNUAL MEETING OF STOCKHOLDERS

DATE:

TUESDAY, NOVEMBER 17, 2023

TIME:

12:00 P.M PACIFIC STANDARD TIME

LOCATION:

PARADISE POINT HOTEL, 1404 VACATION ROAD, SAN DIEGO, CA 92109

HOW TO REQUEST PAPER COPIES OF OUR MATERIALS

PHONE:

CALL TOLL FREE

1-866-752-8683

FAX:

SEND THIS CARD TO

202-521-3464

INTERNET:

HTTPS://WWW.IPROXYDIRECT.COM/MGLD

AND FOLLOW THE ON-SCREEN INSTRUCTIONS.

EMAIL:

[email protected]

INCLUDE YOUR CONTROL ID IN YOUR EMAIL.

THIS COMMUNICATION REPRESENTS A NOTICE TO ACCESS A MORE COMPLETE SET OF PROXY MATERIALS AVAILABLE TO YOU ON THE INTERNET. WE ENCOURAGE YOU TO ACCESS AND REVIEW ALL OF THE IMPORTANT INFORMATION CONTAINED IN THE PROXY MATERIALS BEFORE VOTING. THE PROXY STATEMENT IS AVAILABLE AT: HTTPS://WWW.IPROXYDIRECT.COM/MGLD

IF YOU WANT TO RECEIVE A PAPER COPY OF THE PROXY MATERIALS YOU MUST REQUEST ONE. THERE IS NO CHARGE TO YOU FOR REQUESTING A COPY.  TO FACILITATE TIMELY DELIVERY PLEASE MAKE THE REQUEST, AS INSTRUCTED ABOVE, BEFORE NOVEMBER 2, 2023.

YOU MAY ENTER YOUR VOTING INSTRUCTIONS AT HTTPS://WWW.IPROXYDIRECT.COM/MGLD

UNTIL 11:59 PM EASTERN TIME NOVEMBER 16, 2023.

THE PURPOSES OF THIS MEETING ARE AS FOLLOWS:

1.

TO ELECT NICHOLAS GERBER, DAVID NEIBERT, STUART CRUMBAUGH, SCOTT SCHOENBERGER, JAMES ALEXANDER, MATT GONZALEZ, ERIN GROGAN, JOYA HARRIS, AND DEREK MULLINS TO THE BOARD OF DIRECTORS OF THE MARYGOLD COMPANIES, INC. (THE “BOARD”) AS DIRECTORS, IN EACH CASE, TO SERVE A ONE-YEAR TERM EXPIRING AT THE ANNUAL MEETING OF STOCKHOLDERS OF THE COMPANY TO BE HELD IN 2024;

2.

TO APPROVE, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THIS PROXY STATEMENT;

3.

TO RATIFY THE APPOINTMENT OF BPM, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2023; AND

4.

TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY ADJUSTMENT THEREOF.