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    SEC Form EFFECT filed by Focus Universal Inc.

    1/10/25 12:15:11 AM ET
    $FCUV
    Industrial Machinery/Components
    Industrials
    Get the next $FCUV alert in real time by email
    Notice of Effectiveness
    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549
    Notice of Effectiveness
    Effectiveness Date: January 8, 2025 5:00 P.M.
    Form: S-3
    CIK: 0001590418
    Company Name: FOCUS UNIVERSAL INC.
    File Number: 333-284048
    Get the next $FCUV alert in real time by email

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    Spartan Capital Securities, LLC Serves as Lead Placement Agent in Focus Universal Inc.'s $10 Million Preferred Equity Offering

    New York, NY, Oct. 27, 2025 (GLOBE NEWSWIRE) -- Spartan Capital Securities, LLC, a premier investment banking firm, is pleased to announce the closing of a $10 million preferred equity offering for Focus Universal Inc. (NASDAQ:FCUV) ("Focus" or the "Company"), in which it served as the lead placement agent. The offering, completed on October 23, 2025, totaled $10 million in gross proceeds, including a $7 million round led by Spartan Capital Securities. The funds will provide Focus with additional resources to advance the commercialization of its Universal Smart IoT platform and AI-driven SEC financial reporting software. "We are pleased to have served as lead placement agent in this imp

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    Focus Universal Inc. to Showcase Universal Smart Device and Universal Smart IoT Platform at CES 2025

    ONTARIO, CA and LOS ANGELES, CA / ACCESSWIRE / December 9, 2024 / Focus Universal Inc. (NASDAQ:FCUV) ("Focus" or the "Company"), a provider of patented hardware and software design technologies for Internet of Things (IoT), 5G and SEC Financial Reporting AI-Driven Automation Software, today announced that it will debut its universal smart devices and universal smart IoT platform in booth 9877 in the North Hall Showcase of the Las Vegas Convention Center, January 7-10, 2025.Universal Smart Device: Revolutionizing IoTThe company's universal smart device, Ubiquitor, is a groundbreaking solution capable of connecting to any sensor or a vast number of independent sensors, theoretically without li

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    Focus Universal Inc. Announces Appointment of Professor Shivaram Rajgopal to Advisory Board

    ONTARIO, CA AND LOS ANGELES, CA / ACCESSWIRE / December 2, 2024 / Focus Universal Inc. (NASDAQ:FCUV) ("Focus" or the "Company"), a provider of patented hardware and software design technologies for Internet of Things (IoT), 5G and SEC Financial Reporting AI-Driven Automation Software, today announced that Professor Shivaram Rajgopal has been appointed as a member of the Company's Advisory Board.Professor Shivaram Rajgopal is the Roy Bernard Kester and T.W. Byrnes Professor of Accounting and Auditing at Columbia Business School and serves as the Area Chair for the Accounting Group. Previously, he was a faculty member at Duke University, Emory University, and the University of Washington. Prof

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    Focus Universal Inc. filed SEC Form 8-K: Material Modification to Rights of Security Holders, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

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    Focus Universal Inc. filed SEC Form 8-K: Other Events

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    SEC Form EFFECT filed by Focus Universal Inc.

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    CEO and Director Wang Desheng bought $2,280 worth of shares (1,000 units at $2.28) and bought $22,260 worth of shares (10,000 units at $2.23), increasing direct ownership by 0.49% to 2,273,800 units (SEC Form 4)

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    Amendment: Director Lee Edward Shihai bought $300,000 worth of shares (1,000,000 units at $0.30), increasing direct ownership by 12% to 9,185,000 units (SEC Form 4)

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    CEO and Director Wang Desheng bought $300,000 worth of shares (1,000,000 units at $0.30), increasing direct ownership by 5% to 22,729,550 units (SEC Form 4)

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    Director Lee Edward Shihai disposed of $2,142,000 worth of shares (360,000 units at $5.95) and converted options into 550,000 shares, increasing direct ownership by 114% to 1,031,830 units (SEC Form 4)

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    Amendment: Lee Edward Shihai disposed of $114,076,664 worth of shares (4,710,000 units at $24.22), acquired $104,900,000 worth of shares (4,500,000 units at $23.31), gifted 11,000 shares and was granted 1,000,000 shares, decreasing direct ownership by 92% to 481,830 units (SEC Form 5)

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    CEO and Director Wang Desheng bought $2,280 worth of shares (1,000 units at $2.28) and bought $22,260 worth of shares (10,000 units at $2.23), increasing direct ownership by 0.49% to 2,273,800 units (SEC Form 4)

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    Focus Universal Inc. Announces a Special Stock Dividend of One Share for Every Two Shares of Stock

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