Christopher Healey Davis Polk & Wardwell LLP 901 15 th Street NWWashington, DC 20005 (202) 962-7036 |
Hillary A. Coleman Davis Polk & Wardwell LLP 450 Lexington Avenue New York, NY 10017 (212) 450-4733 |
William J. Tuttle, P.C. Kirkland & Ellis LLP 1301 Pennsylvania Ave, N.W. Washington, DC 20004 (202) 389-5000 |
Check box if the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans. |
Check box if any securities being registered on this Form will be offered on a delayed or continuous basis in reliance on Rule 415 under the Securities Act of 1933 (“Securities Act”), other than securities offered in connection with a dividend reinvestment plan. |
Check box if this Form is a registration statement pursuant to General Instruction A.2 or a post-effective amendment thereto. |
Check box if this Form is a registration statement pursuant to General Instruction B or a post-effective amendment thereto that will become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act. |
Check box if this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction B to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act. |
when declared effective pursuant to Section 8(c) of the Securities Act. |
This [post-effective] amendment designates a new effective date for a previously filed [post-effective amendment] [registration statement]. |
This Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration statement for the same offering is: |
This Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration statement for the same offering is: . |
This Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration statement for the same offering is: . |
Registered Closed-End Fund (closed-end company that is registered under the Investment Company Act of 1940 (“Investment Company Act”)). |
Business Development Company (closed-end company that intends or has elected to be regulated as a business development company under the Investment Company Act). |
Interval Fund (Registered Closed-End Fund or a Business Development Company that makes periodic repurchase offers under Rule 23c-3 under the Investment Company Act). |
A.2 Qualified (qualified to register securities pursuant to General Instruction A.2 of this Form). |
Well-Known Seasoned Issuer (as defined by Rule 405 under the Securities Act). |
Emerging Growth Company (as defined by Rule 12b-2 under the Securities Exchange Act of 1934 (“Exchange Act”). |
☐ | If an Emerging Growth Company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of Securities Act. |
New Registrant (registered or regulated under the Investment Company Act for less than 12 calendar months preceding this filing). |
GREAT ELM CAPITAL CORP. | ||
By: | /s/ Matt Kaplan | |
Name: | Matt Kaplan | |
Title: | President and Chief Executive Officer |
Name |
Capacity | |||
/s/ Matt Kaplan |
President and Chief Executive Officer (Principal Executive Officer) | |||
Matt Kaplan | ||||
/s/ Keri Davis |
Chief Financial Officer and Treasurer (Principal Financial Officer and Principal Accounting Officer) | |||
Keri Davis | ||||
* |
Director | |||
Mark Kuperschmid | ||||
* |
Director | |||
Matthew Drapkin | ||||
* |
Director | |||
Richard Cohen | ||||
* |
Director | |||
Chad Perry | ||||
* |
Director | |||
Erik A. Falk |
*By: | /s/ Matt Kaplan | |
Matt Kaplan | ||
Attorney-in-fact |
Exhibit Number |
Description | |
(l)(l)* | Opinion of Davis Polk & Wardwell LLP | |
(l)(2)* | Opinion of Venable LLP | |
(n)(1)* | Consent of Deloitte & Touche LLP, Registered Independent Accounting Firm | |
(n)(2)* | Consent of Davis Polk & Wardwell LLP (included in Exhibit (l)(1)) | |
(n)(3)* | Consent of Venable LLP (included in Exhibit (l)(2)) | |
(s)* | Calculation of Filing Fee Table | |
104 | Cover Page Interactive Data File (formatted as Inline XBRL) |
* | Filed herewith |