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    SEC Form N-PX filed by Liberty All-Star Equity Fund

    8/29/24 11:06:06 AM ET
    $USA
    Finance Companies
    Finance
    Get the next $USA alert in real time by email
    Form N-PX Filer Information UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

    FORM N-PX
    ANNUAL REPORT OF PROXY VOTING RECORD
    OMB APPROVAL


    Form N-PX

    OMB Number:  3235-0582


    Estimated average burden hours per response: 20.8

    N-PX: Filer Information

    Filer CIK
    0000799195 
    Filer CCC
    ********  
    Date of Report
    06/30/2024 
    Are you a Registered Management Investment Company or an Institutional Manager?
    Registered Management Investment Company 
    Filer Investment Company Type
    Form N-2 Filer (Closed-End Investment Company) 
    Is this a LIVE or TEST Filing? Radio button checked LIVE Radio button not checked TEST
    Is this an electronic copy of an official filing submitted in paper format? Checkbox not checked

    Submission Contact Information

    Name
     
    Phone Number
     
    E-mail Address
     

    Notification Information

    Notify via Filing Website only?Checkbox not checked

    N-PX: Cover Page

    Name and address of reporting person:

    Name of reporting person (For registered management investment companies, provide exact name of registrant as specified in charter)

    LIBERTY ALL STAR EQUITY FUND 

    Street 1

    1290 Broadway, Suite 1000 

    Street 2

     

    City

    Denver 

    State/Country

    COLORADO  

    Zip code and zip code extension or foreign postal code

    80203 

    Telephone number of reporting person, including area code:

    800-241-1850 

    Name and address of agent for service:

    Name of agent for service

    Sareena Khwaja-Dixon 

    Street 1

    Liberty All-Star Equity Fund, Inc. 

    Street 2

    1290 Broadway, Suite 1000 

    City

    Denver 

    State/Country

    COLORADO  

    Zip code and zip code extension or foreign postal code

    80203 

    Reporting Period:Report for the year ended June 30, 2024 
    SEC Investment Company Act or Form 13F File Number:

    811-04809 

    CRD Number (if any):

     

    Other SEC File Number (if any):

     

    Legal Entity Identifier (if any):

     

    Report Type (check only one):

    Registered Management Investment Company.
    Radio button checked Fund Voting Report (Check here if the registered management investment company held one or more securities it was entitled to vote.)
    Radio button not checked Fund Notice Report (Check here if the registered management investment company did not hold any securities it was entitled to vote.)
    Institutional Manager.
    Radio button not checked Institutional Manager Voting Report (Check here if all proxy votes of this reporting manager are reported in this report.)
    Radio button not checked Institutional Manager Notice Report (Check here if no proxy votes are reported in this report and complete the notice report filing explanation section below)
    Radio button not checked Institutional Manager Combination Report (Check here if a portion of the proxy votes for this reporting manager are reported in this report and a portion are reported by other reporting person(s).)
    Do you wish to provide explanatory information pursuant to Special Instruction B.4?: Radio button not checked Yes Radio button checked No
    Additional information:

     

    N-PX: Summary - Included Managers

    Number of Included Institutional Managers:

    5 

    Included Institutional Managers:1

    No.:

    1 

    Form 13F File Number [028-]:

    028-02634 

    CRD Number (if any):

    000109876 

    SEC File Number (if any):

    801-60014 

    LEI (if any):

    2549004DENUUZY85ZB69 

    Name:

    Aristotle Capital Management, LLC 

    Included Institutional Managers:2

    No.:

    2 

    Form 13F File Number [028-]:

    028-01526 

    CRD Number (if any):

    000109149 

    SEC File Number (if any):

    801-15164 

    LEI (if any):

    5493001HF4AF6ZIMER93 

    Name:

    Fiduciary Management, Inc. 

    Included Institutional Managers:3

    No.:

    3 

    Form 13F File Number [028-]:

    028-03791 

    CRD Number (if any):

    000106847 

    SEC File Number (if any):

    801-50838 

    LEI (if any):

    6735QA45DYBXWQO11N07 

    Name:

    Pzena Investment Management 

    Included Institutional Managers:4

    No.:

    4 

    Form 13F File Number [028-]:

    028-11076 

    CRD Number (if any):

    000127447 

    SEC File Number (if any):

    801-62151 

    LEI (if any):

    254900YJCQ391O8UQ071 

    Name:

    Sustainable Growth Advisers, LP 

    Included Institutional Managers:5

    No.:

    5 

    Form 13F File Number [028-]:

    028-06683 

    CRD Number (if any):

    000106546 

    SEC File Number (if any):

    801-29075 

    LEI (if any):

    549300Z58FHZ5C4F1U90 

    Name:

    TCW Investment Management Co. 

    N-PX: Summary - Included Series

    Number of Series:

    0 

    Information about the Series:NONE

    N-PX: Signature Block

    Reporting Person:

    LIBERTY ALL STAR EQUITY FUND 

    By (Signature):

    Mark Haley 

    By (Printed Signature):

    Mark Haley 

    By (Title):

    President 

    Date:

    08/29/2024 

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