Form N-PX Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD | OMB APPROVAL |
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N-PX: Filer Information
Filer CIK | 0001527166 |
Filer CCC |
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Date of Report | 06/30/2024 |
Are you a Registered Management Investment Company or an Institutional Manager? | Institutional Manager |
Is this a LIVE or TEST Filing? | LIVE TEST |
Is this an electronic copy of an official filing submitted in paper format? |
Submission Contact Information | |
Name | |
Phone Number | |
E-mail Address |
Notification Information |
Notify via Filing Website only? |
N-PX: Cover Page
Name and address of reporting person:
Name of reporting person (For registered management investment companies, provide exact name of registrant as specified in charter) | Carlyle Group Inc. |
Street 1 | C/O THE CARLYLE GROUP |
Street 2 | 1001 PENNSYLVANIA AVENUE, N.W. |
City | WASHINGTON |
State/Country |
DISTRICT OF COLUMBIA
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Zip code and zip code extension or foreign postal code | 20004 |
Telephone number of reporting person, including area code: | 202-729-5626 |
Name and address of agent for service:
Name of agent for service | |
Street 1 | |
Street 2 | |
City | |
State/Country | |
Zip code and zip code extension or foreign postal code |
Reporting Period: | Report for the year ended June 30, 2024 |
SEC Investment Company Act or Form 13F File Number: | 028-15646 |
CRD Number (if any): | 000159215 |
Other SEC File Number (if any): | 801-72890 |
Legal Entity Identifier (if any): |
Report Type (check only one):
Registered Management Investment Company.
Fund Voting Report (Check here if the registered management investment company held one or more securities it was entitled to vote.)
Fund Notice Report (Check here if the registered management investment company did not hold any securities it was entitled to vote.)
Institutional Manager.
Institutional Manager Voting Report (Check here if all proxy votes of this reporting manager are reported in this report.)
Institutional Manager Notice Report (Check here if no proxy votes are reported in this report and complete the notice report filing explanation section below)
Institutional Manager Combination Report (Check here if a portion of the proxy votes for this reporting manager are reported in this report and a portion are reported by other reporting person(s).)
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Other Persons Reporting for this Manager:1
Investment Company Act or Form 13F File Number: | 028-15646 |
CRD Number (if any): | 000159215 |
Other SEC File Number (if any): | 801-72890 |
LEI (if any): | |
Name: | AlpInvest Partners B.V. |
Do you wish to provide explanatory information pursuant to Special Instruction B.4?: | Yes No |
Additional information: | Explanatory Note 1 AlpInvest Partners B.V. is an indirectly wholly owned investment adviser of The Carlyle Group Inc. However, The Carlyle Group Inc. does not excercise any voting power over the shares held by AlpInvest Partners B.V. --- Explanatory Note 2 In August 2022, The Carlyle Group Inc. completed its acquisition of the Abingworth group, a life sciences investment firm. As a result of the acquisition, Abingworth LLP became a relying advisor of Carlyle Investment Management L.L.C. |
N-PX: Summary - Included Managers
Number of Included Institutional Managers: | 3 |
Included Institutional Managers:1
No.: | 1 |
Form 13F File Number [028-]: | 028-14285 |
CRD Number (if any): | 000163213 |
SEC File Number (if any): | 802-75741 |
LEI (if any): | |
Name: | Abingworth LLP |
Included Institutional Managers:2
No.: | 2 |
Form 13F File Number [028-]: | 028-12429 |
CRD Number (if any): | 000111128 |
SEC File Number (if any): | 801-52462 |
LEI (if any): | |
Name: | Carlyle Investment Management LLC |
Included Institutional Managers:3
No.: | 3 |
Form 13F File Number [028-]: | 028-15024 |
CRD Number (if any): | 000114795 |
SEC File Number (if any): | |
LEI (if any): | |
Name: | CIM Global, L.L.C. |
N-PX: Signature Block
Reporting Person: | Carlyle Group Inc. |
By (Signature): | Jeffrey W. Ferguson |
By (Printed Signature): | Jeffrey W. Ferguson |
By (Title): | General Counsel |
Date: | 08/30/2024 |