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    SEC Form N-PX filed by Tri Continental Corporation

    9/3/24 9:50:22 AM ET
    $TY
    Finance Companies
    Finance
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    Form N-PX Filer Information UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

    FORM N-PX
    ANNUAL REPORT OF PROXY VOTING RECORD
    OMB APPROVAL


    Form N-PX

    OMB Number:  3235-0582


    Estimated average burden hours per response: 20.8

    N-PX: Filer Information

    Filer CIK
    00099614 
    Filer CCC
    ********  
    Date of Report
    06/30/2024 
    Are you a Registered Management Investment Company or an Institutional Manager?
    Registered Management Investment Company 
    Filer Investment Company Type
    Form N-2 Filer (Closed-End Investment Company) 
    Is this a LIVE or TEST Filing? Radio button checked LIVE Radio button not checked TEST
    Is this an electronic copy of an official filing submitted in paper format? Checkbox not checked

    Submission Contact Information

    Name
     
    Phone Number
     
    E-mail Address
     

    Notification Information

    Notify via Filing Website only?Checkbox not checked

    N-PX: Cover Page

    Name and address of reporting person:

    Name of reporting person (For registered management investment companies, provide exact name of registrant as specified in charter)

    Tri-Continental Corp 

    Street 1

    290 Congress Street 

    Street 2

     

    City

    Boston 

    State/Country

    MASSACHUSETTS  

    Zip code and zip code extension or foreign postal code

    02210 

    Telephone number of reporting person, including area code:

    617.385.9536 

    Name and address of agent for service:

    Name of agent for service

    Ryan C. Larrenaga 

    Street 1

    290 Congress Street 

    Street 2

     

    City

    Boston 

    State/Country

    MASSACHUSETTS  

    Zip code and zip code extension or foreign postal code

    02210 

    Reporting Period:Report for the year ended June 30, 2024 
    SEC Investment Company Act or Form 13F File Number:

    811-00266 

    CRD Number (if any):

     

    Other SEC File Number (if any):

     

    Legal Entity Identifier (if any):

    6QVMFZKY1QSOOIHD7Y77 

    Report Type (check only one):

    Registered Management Investment Company.
    Radio button checked Fund Voting Report (Check here if the registered management investment company held one or more securities it was entitled to vote.)
    Radio button not checked Fund Notice Report (Check here if the registered management investment company did not hold any securities it was entitled to vote.)
    Institutional Manager.
    Radio button not checked Institutional Manager Voting Report (Check here if all proxy votes of this reporting manager are reported in this report.)
    Radio button not checked Institutional Manager Notice Report (Check here if no proxy votes are reported in this report and complete the notice report filing explanation section below)
    Radio button not checked Institutional Manager Combination Report (Check here if a portion of the proxy votes for this reporting manager are reported in this report and a portion are reported by other reporting person(s).)
    Do you wish to provide explanatory information pursuant to Special Instruction B.4?: Radio button not checked Yes Radio button checked No
    Additional information:

     

    N-PX: Summary - Included Managers

    Number of Included Institutional Managers:

    0 

    Included Institutional Managers:NONE

    N-PX: Summary - Included Series

    Number of Series:

    0 

    Information about the Series:NONE

    N-PX: Signature Block

    Reporting Person:

    Tri-Continental Corp 

    By (Signature):

    /s/ Daniel J. Beckman 

    By (Printed Signature):

    /s/ Daniel J. Beckman 

    By (Title):

    President and Principal Executive Officer 

    Date:

    08/30/2024 

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