• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
PublishGo to App
    Quantisnow Logo

    © 2026 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlertsPublish with Us
    Company
    AboutQuantisnow PlusContactJobsAI superconnector for talent & startupsNEWLLM Arena
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form N-PX filed by UBS Group AG Registered

    9/3/24 3:25:23 PM ET
    $UBS
    Major Banks
    Finance
    Get the next $UBS alert in real time by email
    Form N-PX Filer Information UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

    FORM N-PX
    ANNUAL REPORT OF PROXY VOTING RECORD
    OMB APPROVAL


    Form N-PX

    OMB Number:  3235-0582


    Estimated average burden hours per response: 20.8

    N-PX: Filer Information

    Filer CIK
    0001610520 
    Filer CCC
    ********  
    Date of Report
    06/30/2024 
    Are you a Registered Management Investment Company or an Institutional Manager?
    Institutional Manager 
    Is this a LIVE or TEST Filing? Radio button checked LIVE Radio button not checked TEST
    Is this an electronic copy of an official filing submitted in paper format? Checkbox not checked

    Submission Contact Information

    Name
     
    Phone Number
     
    E-mail Address
     

    Notification Information

    Notify via Filing Website only?Checkbox not checked

    N-PX: Cover Page

    Name and address of reporting person:

    Name of reporting person (For registered management investment companies, provide exact name of registrant as specified in charter)

    UBS Group AG 

    Street 1

    Bahnhofstrasse 45 

    Street 2

     

    City

    Zurich 

    State/Country

    SWITZERLAND  

    Zip code and zip code extension or foreign postal code

    8001 

    Telephone number of reporting person, including area code:

    1-888-793-8637 

    Name and address of agent for service:

    Name of agent for service

    None 

    Street 1

     

    Street 2

     

    City

     

    State/Country

     

    Zip code and zip code extension or foreign postal code

     

    Reporting Period:Report for the year ended June 30, 2024 
    SEC Investment Company Act or Form 13F File Number:

    028-16612 

    CRD Number (if any):

     

    Other SEC File Number (if any):

     

    Legal Entity Identifier (if any):

     

    Report Type (check only one):

    Registered Management Investment Company.
    Radio button not checked Fund Voting Report (Check here if the registered management investment company held one or more securities it was entitled to vote.)
    Radio button not checked Fund Notice Report (Check here if the registered management investment company did not hold any securities it was entitled to vote.)
    Institutional Manager.
    Radio button not checked Institutional Manager Voting Report (Check here if all proxy votes of this reporting manager are reported in this report.)
    Radio button checked Institutional Manager Notice Report (Check here if no proxy votes are reported in this report and complete the notice report filing explanation section below)
    Notice report filing explanation:
    Radio button checked All proxy votes for which the manager exercised voting power are reported by other reporting persons
    Radio button not checked The reporting person did not exercise voting power for any reportable voting matter
    Radio button not checked The reporting person has a clearly disclosed policy of not voting and did not vote on any proxy voting matters
    Radio button not checked Institutional Manager Combination Report (Check here if a portion of the proxy votes for this reporting manager are reported in this report and a portion are reported by other reporting person(s).)

    Other Persons Reporting for this Manager:1

    Investment Company Act or Form 13F File Number:

    028-02682 

    CRD Number (if any):

     

    Other SEC File Number (if any):

     

    LEI (if any):

     

    Name:

    UBS AM, a distinct business unit of UBS Asset Management (Americas) LLC 

    Do you wish to provide explanatory information pursuant to Special Instruction B.4?: Radio button not checked Yes Radio button checked No
    Additional information:

     

    N-PX: Signature Block

    Reporting Person:

    UBS Group AG 

    By (Signature):

    Peter C. Gyr 

    By (Printed Signature):

    Peter C. Gyr 

    By (Title):

    CCO of UBS Asset Management Americas LLC 

    Date:

    08/28/2024 

    Get the next $UBS alert in real time by email

    Crush Q1 2026 with the Best AI Superconnector

    Stay ahead of the competition with Standout.work - your AI-powered talent-to-startup matching platform.

    AI-Powered Inbox
    Context-aware email replies
    Strategic Decision Support
    Get Started with Standout.work

    Recent Analyst Ratings for
    $UBS

    DatePrice TargetRatingAnalyst
    2/6/2026Buy → Neutral
    Goldman
    12/16/2025$60.30Neutral → Buy
    BofA Securities
    7/22/2025Underperform → Neutral
    BofA Securities
    6/18/2025Equal-Weight → Underweight
    Morgan Stanley
    6/3/2025Hold → Buy
    Jefferies
    3/27/2025Neutral → Underperform
    BofA Securities
    2/20/2025Overweight → Equal-Weight
    Morgan Stanley
    2/10/2025Hold → Buy
    Deutsche Bank
    More analyst ratings

    $UBS
    Analyst Ratings

    Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

    View All

    UBS AG downgraded by Goldman

    Goldman downgraded UBS AG from Buy to Neutral

    2/6/26 8:10:36 AM ET
    $UBS
    Major Banks
    Finance

    UBS AG upgraded by BofA Securities with a new price target

    BofA Securities upgraded UBS AG from Neutral to Buy and set a new price target of $60.30

    12/16/25 8:56:07 AM ET
    $UBS
    Major Banks
    Finance

    UBS AG upgraded by BofA Securities

    BofA Securities upgraded UBS AG from Underperform to Neutral

    7/22/25 7:48:00 AM ET
    $UBS
    Major Banks
    Finance

    $UBS
    Press Releases

    Fastest customizable press release news feed in the world

    View All

    UBS Declares Coupon Payments on 8 ETRACS Exchange Traded Notes

    HDLB: linked to the Solactive US High Dividend Low Volatility Index SMHB: linked to the Solactive US Small Cap High Dividend Index PFFL: linked to the Solactive Preferred Stock ETF Index CEFD: linked to the S-Network Composite Closed-End Fund Index MVRL: linked to the MVIS US Mortgage REITs Index GLDI: linked to the Nasdaq Gold FLOWS™ 103 Index SLVO: linked to the Nasdaq Silver FLOWS™ 106 Index USOI: linked to the Nasdaq WTI Crude Oil FLOWS™ 106 Index UBS Investment Bank today announced coupon payments for 5 ETRACS Exchange Traded Notes traded on the NYSE Arca and expected coupon payments for 3 ETRACS Exchange Traded Notes traded on NASDAQ (together, the "ETNs"). NYSE Ti

    2/5/26 4:30:00 PM ET
    $GLDI
    $SLVO
    $UBS
    Investment Bankers/Brokers/Service
    Finance
    Blank Checks
    Major Banks

    Four UBS Financial Advisor Teams in the Southeast Region Ranked #1 by Forbes/SHOOK Research

    UBS today announced that four financial advisor teams in the firm's Southeast region have been ranked #1 in their respective cities on the Forbes Best-in-State Wealth Management Teams list of 2026. The Southeast Region is led by Regional Director Julie Fox. "These advisors are some of the best in the business. On behalf of myself and the UBS leadership team, we congratulate each of them on this impressive industry acknowledgement," Fox said. "We look forward to continuing to support our advisors and helping them leverage our state-of-the-art wealth management platform to better serve clients." The advisor teams ranked #1 are: The Murray Group (Hunt Valley, MD): Jason Lowy, Nick Barb

    1/26/26 9:45:00 AM ET
    $UBS
    Major Banks
    Finance

    UBS Hires Financial Advisor Jeff Miller in Bellevue, WA

    The Miller Group will be the latest addition to the UBS Pacific Northwest Market UBS Global Wealth Management US today announced that Jeff Miller has joined the firm as a financial advisor. He joins the UBS Pacific Northwest wealth management market, led by Market Executive Robert Giordano, and is based in the Bellevue, Washington office. Jeff brings decades of experience advising high-net-worth families, entrepreneurs and corporate executives with a client first approach. "Jeff's track record of building deep client relationships and delivering disciplined, goal-based advice makes him an excellent fit for UBS," said Cy Aleman, Market Director in the Pacific Northwest Region. "He's join

    1/16/26 1:12:00 PM ET
    $UBS
    Major Banks
    Finance

    $UBS
    SEC Filings

    View All

    SEC Form 6-K filed by UBS Group AG Registered

    6-K - UBS Group AG (0001610520) (Filer)

    2/5/26 9:12:58 AM ET
    $UBS
    Major Banks
    Finance

    SEC Form 6-K filed by UBS Group AG Registered

    6-K - UBS Group AG (0001610520) (Filer)

    2/4/26 7:48:07 AM ET
    $UBS
    Major Banks
    Finance

    SEC Form 6-K filed by UBS Group AG Registered

    6-K - UBS Group AG (0001610520) (Filer)

    2/4/26 7:18:14 AM ET
    $UBS
    Major Banks
    Finance

    $UBS
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    View All

    Large owner Ubs Group Ag disposed of $975,000 worth of Auction Preferred Stock (39 units at $25,000.00) (SEC Form 4)

    4 - UBS Group AG (0001610520) (Reporting)

    6/28/24 8:49:31 AM ET
    $UBS
    Major Banks
    Finance

    Large owner Ubs Group Ag disposed of $450,000 worth of Auction Preferred Stock (18 units at $25,000.00) (SEC Form 4)

    4 - UBS Group AG (0001610520) (Reporting)

    6/28/24 8:37:16 AM ET
    $UBS
    Major Banks
    Finance

    Large owner Ubs Group Ag disposed of $150,000 worth of Auction Preferred Stock (6 units at $25,000.00) (SEC Form 4)

    4 - UBS Group AG (0001610520) (Reporting)

    6/27/24 9:48:32 AM ET
    $UBS
    Major Banks
    Finance

    $UBS
    Leadership Updates

    Live Leadership Updates

    View All

    UBS Appoints Justin Frame to Lead Tucson, Arizona Office

    UBS Global Wealth Management today announced that Justin Frame, Managing Director and Market Executive for the Pacific Desert Market, has been appointed additional responsibility of the UBS Tucson, Arizona, office. This press release features multimedia. View the full release here: https://www.businesswire.com/news/home/20251203039576/en/Justin Frame, Managing Director and Market Executive for the UBS Pacific Desert Market, has been appointed additional responsibility of the UBS Tucson, Arizona, office. Since June 2020, Justin has led the UBS Pacific Desert Market, comprising of 15 offices across Southern California, San Diego, the Inland Empire, Hawaii, and Arizona. He continues to oversee

    12/3/25 12:28:00 PM ET
    $UBS
    Major Banks
    Finance

    Daniel Holzer joins UBS as Financial Advisor in Westport, CT

    UBS Global Wealth Management US today announced that Daniel Holzer has joined the firm as a Financial Advisor. Dan joins the UBS Westport, Connecticut office, which is managed by Market Director Jim Miller and is part of the Greater New York Market, led by Market Executive Mara Glassel. "On behalf of UBS, we're excited to welcome Dan to the firm," said Jim Miller, Market Director at UBS Wealth Management. "His industry experience and dedication to his clients will be a great addition to our business, and we look forward to having him help us continue to expand our client offering in this key market." A dedicated financial advisor for his entire 29-year career, Dan joins UBS after a long

    11/10/25 2:07:00 PM ET
    $UBS
    Major Banks
    Finance

    UBS Hires Ryan Rozniakowski as Senior Market Director for Northern New Jersey

    UBS is pleased to announce the appointment of Ryan Rozniakowski as Senior Market Director for Northern New Jersey within the Greater New York Metro Market. Ryan leads UBS's Paramus office, the firm's largest branch in New Jersey, where he is responsible for overseeing strategic growth, driving profitability, and leading a team of more than 130 employees. His appointment underscores the importance of Paramus as a critical business within the Greater New York Metro Market and emphasizes UBS's commitment to high-impact leadership. Ryan's local leadership team includes Christopher Simone, Associate Market Executive. In his career at UBS, Ryan has earned a reputation for leading high-perform

    8/18/25 9:03:00 AM ET
    $UBS
    Major Banks
    Finance

    $UBS
    Large Ownership Changes

    This live feed shows all institutional transactions in real time.

    View All

    SEC Form SC 13G filed by UBS Group AG Registered

    SC 13G - UBS Group AG (0001610520) (Subject)

    11/8/24 12:14:54 PM ET
    $UBS
    Major Banks
    Finance

    Amendment: SEC Form SC 13G/A filed by UBS Group AG Registered

    SC 13G/A - UBS Group AG (0001610520) (Filed by)

    6/28/24 9:22:44 AM ET
    $UBS
    Major Banks
    Finance

    Amendment: SEC Form SC 13G/A filed by UBS Group AG Registered

    SC 13G/A - UBS Group AG (0001610520) (Filed by)

    6/28/24 9:11:43 AM ET
    $UBS
    Major Banks
    Finance

    $UBS
    Financials

    Live finance-specific insights

    View All

    UBS Declares Coupon Payments on 8 ETRACS Exchange Traded Notes

    HDLB: linked to the Solactive US High Dividend Low Volatility Index SMHB: linked to the Solactive US Small Cap High Dividend Index PFFL: linked to the Solactive Preferred Stock ETF Index CEFD: linked to the S-Network Composite Closed-End Fund Index MVRL: linked to the MVIS US Mortgage REITs Index GLDI: linked to the Nasdaq Gold FLOWS™ 103 Index SLVO: linked to the Nasdaq Silver FLOWS™ 106 Index USOI: linked to the Nasdaq WTI Crude Oil FLOWS™ 106 Index UBS Investment Bank today announced coupon payments for 5 ETRACS Exchange Traded Notes traded on the NYSE Arca and expected coupon payments for 3 ETRACS Exchange Traded Notes traded on NASDAQ (together, the "ETNs"). NYSE Ti

    2/5/26 4:30:00 PM ET
    $GLDI
    $SLVO
    $UBS
    Investment Bankers/Brokers/Service
    Finance
    Blank Checks
    Major Banks

    UBS Declares Coupon Payments on 12 ETRACS Exchange Traded Notes

    MLPB: linked to the Alerian MLP Infrastructure Index MLPR: linked to the Alerian MLP Index BDCZ: linked to the MarketVector US Business Development Companies Liquid Index BDCX: linked to the MarketVector US Business Development Companies Liquid Index HDLB: linked to the Solactive US High Dividend Low Volatility Index SMHB: linked to the Solactive US Small Cap High Dividend Index PFFL: linked to the Solactive Preferred Stock ETF Index CEFD: linked to the S-Network Composite Closed-End Fund Index MVRL: linked to the MVIS US Mortgage REITs Index GLDI: linked to the Nasdaq Gold FLOWS™ 103 Index SLVO: linked to the Nasdaq Silver FLOWS™ 106 Index USOI: linked to the Nasdaq WTI Crude Oil FLOWS™ 10

    1/6/26 4:30:00 PM ET
    $GLDI
    $SLVO
    $UBS
    Investment Bankers/Brokers/Service
    Finance
    Blank Checks
    Major Banks

    UBS Declares Coupon Payments on 8 ETRACS Exchange Traded Notes

    HDLB: linked to the Solactive US High Dividend Low Volatility Index SMHB: linked to the Solactive US Small Cap High Dividend Index PFFL: linked to the Solactive Preferred Stock ETF Index CEFD: linked to the S-Network Composite Closed-End Fund Index MVRL: linked to the MVIS US Mortgage REITs Index GLDI: linked to the Nasdaq Gold FLOWS™ 103 Index SLVO: linked to the Nasdaq Silver FLOWS™ 106 Index USOI: linked to the Nasdaq WTI Crude Oil FLOWS™ 106 Index UBS Investment Bank today announced coupon payments for 5 ETRACS Exchange Traded Notes traded on the NYSE Arca and expected coupon payments for 3 ETRACS Exchange Traded Notes traded on NASDAQ (together, the "ETNs"). NYSE Ticker E

    12/4/25 4:30:00 PM ET
    $GLDI
    $SLVO
    $UBS
    Investment Bankers/Brokers/Service
    Finance
    Blank Checks
    Major Banks