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    SEC Form NT 20-F filed by TOP Financial Group Limited

    7/31/25 5:10:03 PM ET
    $TOP
    Investment Bankers/Brokers/Service
    Finance
    Get the next $TOP alert in real time by email
    NT 20-F 1 ea0250789-nt20f_topfin.htm NOTIFICATION OF LATE FILING

     

      

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549 

     

    FORM 12b-25

     

    NOTIFICATION OF LATE FILING

    OMB APPROVAL
    OMB Number: 
    Expires:
    Estimated average burden
      hours per response ....……..2.50
     
    SEC FILE NUMBER
     
    CUSIP NUMBER
    G989A6102

     

     

    (Check one): ☐ Form 10-K ☒ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR

     

    For Period Ended: _________March 31, 2025______________

    ☐ Transition Report on Form 10-K

    ☐ Transition Report on Form 20-F

    ☐ Transition Report on Form 11-K

    ☐ Transition Report on Form 10-Q

    For the Transition Period Ended: _______________________

     

    Read Instruction (on back page) Before Preparing Form. Please Print or Type.
    Nothing in this Form shall be construed to imply that the Commission has verified any information contained herein.

     

    If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

     

    PART I — REGISTRANT INFORMATION

     

    TOP FINANCIAL GROUP LIMITED

     

    Full Name of Registrant

     

    N.A.

     

    Former Name if Applicable

     

    101 Cecil Street

    #13-05 Tong Eng Building

    Singapore 069533

     

    Address of Principal Executive Office (Street and Number)

     

    Singapore

     

    City, State and Zip Code

     

     

     

     

    PART II — RULES 12b-25(b) AND (c)

     

    If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

     

      (a) The reason described in reasonable detail in Part III of this Form could not be eliminated without unreasonable effort or expense;
         
    ☒ (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
         
      (c) The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

     

    PART III — NARRATIVE

     

    State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

     

    Registrant is unable to file its Form 20-F for the fiscal year ended March 31, 2025 by the prescribed filing date because Registrant requires additional time to review its financial statements to finalize the Form 20-F. Registrant anticipates that it will file the Form 20-F no later than the fifteenth calendar day following the prescribed filing date.

     

    PART IV — OTHER INFORMATION

     

    (1)Name and telephone number of person to contact in regard to this notification

     

    Ka Fai Yuen   +852   3107-0731
    (Name)   (Area Code)   (Telephone Number)

     

    (2)Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).
       
      ☒ Yes ☐ No

     

    (3)Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
       
      ☐ Yes ☒ No

     

    If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

     

    2

     

     

    TOP FINANCIAL GROUP LIMITED

     

    (Name of Registrant as Specified in Charter)

     

    has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

     

    Date July 31, 2025    
      By /s/ Ka Fai Yuen
        Ka Fai Yuen
        Chief Executive Officer and Director

     

    3

     

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