SEC Form POS AM filed by Intercept Pharmaceuticals Inc.
As filed with the Securities and Exchange Commission on November 8, 2023
Registration No. 333-270844
Registration No. 333-217861
Registration No. 333-194974
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO:
FORM S-3
REGISTRATION STATEMENT NO. 333-270844
FORM S-3
REGISTRATION STATEMENT NO. 333-217861
FORM S-3
REGISTRATION STATEMENT NO. 333-194974
UNDER
THE SECURITIES ACT OF 1933
INTERCEPT PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)
Delaware | 22-3868459 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
305 Madison Avenue
Morristown, NJ 07960
(646) 747-1000
(Address, including zip code, and telephone number, including area code of registrant’s principal executive offices)
Michele Cera
Executive Director
Intercept Pharmaceuticals, Inc.
305 Madison Avenue
Morristown, NJ 07960
(646) 747-1000
(Name, address, including zip code, and telephone number, including area code, of agent for service)
with a copy to:
Matthew G. Hurd
Oderisio de Vito Piscicelli
Sullivan & Cromwell LLP
125 Broad Street
New York, NY 10004
Approximate date of commencement of proposed sale to the public: Not Applicable
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. ¨
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. ¨
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. ¨
If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ¨ | Accelerated filer | x | |||
Non-accelerated filer | ¨ | Smaller reporting company | ¨ | |||
Emerging growth company | ¨ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨
DEREGISTRATION OF UNSOLD SECURITIES
These post-effective amendments (the “Post-Effective Amendments”) relate to the following Registration Statements on Form S-3 (the “Registration Statements”) filed with the Securities and Exchange Commission (the “Commission”) of Intercept Pharmaceuticals, Inc., a Delaware corporation (the “Company”), to deregister any and all securities, registered but unsold or otherwise unissued as of the date hereof under the Registration Statements:
· | Registration No. 333-270844, filed with the Commission on March 24, 2023, registering an unspecified number of the Company’s debt securities, common stock, par value $0.001 per share (“Common Stock”), preferred stock, par value $0.001 per share (“Preferred Stock”), depositary shares, purchase contracts, purchase units and warrants, with an unspecified aggregate offering price; |
· | Registration No. 333-217861, filed with the Commission on May 10, 2017, registering an unspecified number of the Company’s debt securities, Common Stock, Preferred Stock, depositary shares, purchase contracts, purchase units and warrants, with an unspecified aggregate offering price; and |
· | Registration No. 333-194974, filed with the Commission on April 1, 2014, registering an unspecified number of the Company’s debt securities, Common Stock, Preferred Stock, depositary shares, purchase contracts, purchase units and warrants, with an unspecified aggregate offering price. |
Pursuant to the Agreement and Plan of Merger (the “Merger Agreement”), dated as of September 26, 2023, by and among Alfasigma S.p.A., an Italian società per azioni (“Parent”), Interstellar Acquisition Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Purchaser”), and the Company, Purchaser merged with and into the Company with the Company surviving the merger as a wholly owned subsidiary of Parent. The Merger became effective on November 8, 2023, upon the filing of the certificate of merger with the Secretary of State of the State of Delaware.
As a result of the transactions contemplated by the Merger Agreement, the Company has terminated all offerings of its securities pursuant to the Registration Statements and, in accordance with undertaking made by the Company in the Registration Statements to remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering, hereby removes and withdraws from registration all securities registered pursuant to the Registration Statements that remain unsold as of the date hereof. The Registration Statements are hereby amended, as appropriate, to reflect the deregistration of such securities.
SIGNATURE
Pursuant to the requirements of the Securities Act of 1933, as amended, the Company certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused these Post-Effective Amendments to the Registration Statements to be signed on its behalf by the undersigned, thereunto duly authorized, in Bologna, Italy, on November 8, 2023.
INTERCEPT PHARMACEUTICALS, INC. | ||
By: | /s/ Michele Cera | |
Name: | Michele Cera | |
Title: | Executive Director |
Pursuant to the Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign these Post-Effective Amendments to the Registration Statements.