• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
PublishDashboard
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlertsPublish with Us
    Company
    AboutQuantisnow PlusContactJobsAI employees
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form POS AM filed by Vintage Wine Estates Inc.

    8/14/24 5:05:37 PM ET
    $VWE
    Beverages (Production/Distribution)
    Consumer Staples
    Get the next $VWE alert in real time by email
    POS AM 1 aug_pos_am_260530.htm POS AM POS AM

    As filed with the Securities and Exchange Commission on August 14, 2024

    Registration No. 333-260530

     

    co1e

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

    ____________________________________________

    POST-EFFECTIVE AMENDMENT NO. 4

    TO
    FORM S-1 REGISTRATION STATEMENT NO. 333-260530

    UNDER
    THE SECURITIES ACT OF 1933

    ________________________________

    Vintage Wine Estates, Inc.

    (Exact name of registrant as specified in its charter)

    _____________________________________

    Nevada

    2080

    87-1005902

    (State or other jurisdiction of
    incorporation or organization)

    (Primary Standard Industrial
    Classification Code Number)

    (I.R.S. Employer
    Identification Number)

    205 Concourse Boulevard
    Santa Rosa, California 95403
    Telephone: (877) 289-9463

    (Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

    _____________________________________

    Kristina Johnston

    Chief Financial Officer
    Vintage Wine Estates, Inc.
    205 Concourse Boulevard
    Santa Rosa, California 95403
    Telephone: (707) 921-2823

    (Name, address, including zip code, and telephone number, including area code, of agent for service)

    Copies to:

     

    Robert A. Profusek

    Joel T. May

    Jones Day

    250 Vesey Street

    New York, New York 10281

    Telephone: (212) 326-3939

     

     

    Approximate date of commencement of proposed sale of the securities to the public:
    Not applicable

    If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box: ☒

    If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

    If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

    If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

    Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

    Large accelerated filer

    ☐

    Accelerated filer

    ☐

    Non-accelerated filer

    ☒

    Smaller reporting company

    ☒

     

     

    Emerging growth company

    ☒

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

    ____________________________________________________

     

     

     


     

    EXPLANATORY NOTE

    Deregistration of Common Stock

    This Post-Effective Amendment No. 4 (this “Post-Effective Amendment”) relates to the Registration Statement on Form S-1 (Registration No. 333-260530) (as amended and supplemented from time to time, the “Registration Statement”) filed by Vintage Wine Estates, Inc., a Nevada corporation (the “Company”) with the Securities and Exchange Commission (the “SEC”), pertaining to the registration of 5,977,957 shares of common stock, no par value per share, of the Company.

    As previously disclosed, on July 24, 2024, the Company and certain of its subsidiaries filed a voluntary petition for reorganization (collectively, the “Chapter 11 Cases”) under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the “Bankruptcy Court”). The Chapter 11 Cases are being jointly administered under the caption Meier's Wine Cellars Acquisition, LLC, et al., Case No. 24-11575. Also as previously disclosed, the Company's Board of Directors has concluded that it is in the best interests of the Company to voluntarily delist and deregister its securities under the Securities Exchange Act of 1934, as amended.

    In connection with the foregoing, the Company is terminating all offerings of securities pursuant to the Registration Statement. In accordance with an undertaking made by the Company in the Registration Statement to remove from registration, by means of post-effective amendment, any of the securities that had been registered for sale or transfer that remain unsold at the termination of such offering, the Company hereby removes from registration by means of this Post-Effective Amendment all of such securities registered but remaining unsold under the Registration Statement. The Registration Statement is hereby amended, as appropriate, to reflect the deregistration of such securities, and the Company hereby terminates the effectiveness of the Registration Statement.

     

     

     


     

    SIGNATURES

    Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Post-Effective Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Santa Rosa, State of California on August 14, 2024.

     

    VINTAGE WINE ESTATES, INC.

    Date: August 14, 2024

    By:

     

    /s/ Kristina Johnston

     

    Name:

     

    Kristina Johnston

     

    Title:

     

    Chief Financial Officer

     

     

     

     

     

    Note: Pursuant to Rule 478 of the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment to the Registration Statement.

     


    Get the next $VWE alert in real time by email

    Chat with this insight

    Save time and jump to the most important pieces.

    Recent Analyst Ratings for
    $VWE

    DatePrice TargetRatingAnalyst
    2/9/2023$2.00 → $1.00Hold → Sell
    Canaccord Genuity
    2/9/2023$3.50 → $1.50Market Perform → Underperform
    Telsey Advisory Group
    12/9/2022$3.50Market Perform → Outperform
    Telsey Advisory Group
    11/10/2022$3.00Buy → Neutral
    DA Davidson
    10/4/2022$9.00 → $3.00Buy → Neutral
    DA Davidson
    9/14/2022$15.00 → $5.50Buy → Hold
    Canaccord Genuity
    9/14/2022$12.00 → $6.00Outperform → Market Perform
    Telsey Advisory Group
    8/2/2022$10.00 → $9.00Buy
    Citigroup
    More analyst ratings