SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
UNDER
THE SECURITIES ACT OF 1933
Maryland (Peakstone Realty Trust)
Delaware (PKST OP, L.P.) |
46‑4654479 (Peakstone Realty Trust)
26‑3335688 (PKST OP, L.P.) |
(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification Number)
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El Segundo, California 90245
(310) 606‑3200
Chief Executive Officer and President
1520 E. Grand Avenue
El Segundo, California 90245
(310) 606‑3200
Peakstone Realty Trust
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Large accelerated filer ☐
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Accelerated filer ☒
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Non‑accelerated filer ☐
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Smaller reporting company ☐
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Emerging growth company ☐
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PKST OP, L.P. ☐
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Large accelerated filer ☐
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Accelerated filer ☐
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Non‑accelerated filer ☒
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Smaller reporting company ☐
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Emerging growth company ☐
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INFORMATION NOT REQUIRED IN PROSPECTUS
Exhibit
Number
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Description
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1.1*
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Form of Underwriting Agreement.
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ATM Equity Offering Sales Agreement, dated August 8, 2023 (incorporated by reference to Exhibit 1.1 to the Company’s Current Report on Form 8-K filed on August 9, 2023)
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Declaration of Trust of Peakstone Realty Trust (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8‑K filed on January 20, 2023).
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Articles of Amendment to Declaration of Trust of Peakstone Realty Trust (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8‑K filed on March 10, 2023)
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Articles of Amendment to Declaration of Trust of Peakstone Realty Trust (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8‑K filed on April 17, 2023)
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Second Amended and Restated Bylaws of Peakstone Realty Trust (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8‑K filed on March 20, 2023).
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Eighth Amended and Restated Limited Partnership Agreement of PKST OP, L.P. (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8‑K filed on April 17, 2023).
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4.1*
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Form of Specimen Certificate Evidencing Preferred Shares.
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Form of Indenture, among PKST OP, L.P., as issuer, Peakstone Realty Trust, as guarantor, and U.S. Bank Trust Company, National Association, as trustee (incorporated by reference to Exhibit 4.2 to the Company’s Registration Statement on
Form S-3ASR (Reg. No. 333-273803)).
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Form of Indenture, between Peakstone Realty Trust, as issuer, and U.S. Bank Trust Company, National Association, as trustee (incorporated by reference to Exhibit 4.3 to the Company’s Registration Statement on Form S-3ASR (Reg. No.
333-273803)).
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4.4*
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Form of Debt Security.
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4.5*
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Form of Deposit Agreement.
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4.6*
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Form of Warrant.
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4.7*
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Form of Warrant Agreement.
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4.8*
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Form of Purchase Contract Agreement.
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4.9*
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Form of Unit Agreement.
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Opinion of Venable LLP (incorporated by reference to Exhibit 5.1 to the Company’s Post-Effective Amendment No. 1 to the Registration Statement on Form S-3ASR (Reg. No. 333-273803)).
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Opinion of Latham & Watkins LLP (incorporated by reference to Exhibit 5.2 to the Company’s Post-Effective Amendment No. 1 to the Registration Statement on Form S-3ASR (Reg. No. 333-273803)).
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Opinion of Hogan Lovells US LLP with respect to tax matters (incorporated by reference to Exhibit 8.1 to the Company’s Post-Effective Amendment No. 1 to the Registration Statement on Form S-3ASR (Reg. No. 333-273803)).
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Subsidiary Guarantors and Issuers of Guaranteed Securities (incorporated by reference to Exhibit 22.1 to the Company’s Registration Statement on Form S-3ASR (Reg. No. 333-273803)).
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Consent of Venable LLP (included in Exhibit 5.1).
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Consent of Latham & Watkins LLP (included in Exhibit 5.2).
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Consent of Hogan Lovells US LLP (included in Exhibit 8.1).
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Consent of Ernst & Young LLP, independent registered public accounting firm.
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Consent of Ernst & Young LLP, independent auditors.
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Powers of Attorney (incorporated by reference to Exhibit 24.1 to the Company’s Registration Statement on Form S-3ASR (Reg. No. 333-273803)).
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Power of Attorney for Jeffrey Friedman (incorporated by reference to Exhibit 24.1 to the Company’s Post-Effective Amendment No. 1 to the Registration Statement on Form S-3ASR (Reg. No. 333-273803)).
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Statement of Eligibility on Form T‑1 under the Trust Indenture Act of 1939, as amended, of U.S. Bank Trust Company, National Association, as trustee under the indenture filed as Exhibit 4.2 above.
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Statement of Eligibility on Form T‑1 under the Trust Indenture Act of 1939, as amended, of U.S. Bank Trust Company, National Association, as trustee under the indenture filed as Exhibit 4.3 above.
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Calculation of Filing Fee Table (incorporated by reference to Exhibit 107 to the Company’s Post-Effective Amendment No. 1 to the Registration Statement on Form S-3ASR (Reg. No. 333-273803)).
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* |
To be filed by amendment or incorporated by reference in connection with the offering of the securities.
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+ |
Previously filed.
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PEAKSTONE REALTY TRUST |
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By: |
/s/ Michael J. Escalante
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Name: |
Michael J. Escalante |
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Title: |
Chief Executive Officer and President |
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PKST OP, L.P.
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By: |
Peakstone Realty Trust, its General Partner
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By: |
/s/ Michael J. Escalante | ||
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Name: |
Michael J. Escalante |
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Title: |
Chief Executive Officer and President |
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SIGNATURE
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TITLE
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DATE
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/s/ Michael J. Escalante
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Chief Executive Officer, President and Trustee
(Principal Executive Officer) |
May 8, 2025
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Michael J. Escalante
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/s/ Javier F. Bitar
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Chief Financial Officer and Treasurer
(Principal Financial Officer) |
May 8, 2025
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Javier F. Bitar
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/s/ Qiyan Mai
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Chief Accounting Officer
(Principal Accounting Officer) |
May 8, 2025
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Qiyan Mai
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*
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Trustee
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May 8, 2025
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Carrie DeWees
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*
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Trustee
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May 8, 2025
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Jeffrey Friedman
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*
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Trustee
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May 8, 2025
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Samuel Tang
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*
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Trustee
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May 8, 2025
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Casey Wold
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* By:
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/s/ Michael J. Escalante | |
Michael J. Escalante, Attorney in fact
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