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    SEC Form S-8 filed by Equillium Inc.

    9/9/25 5:02:59 PM ET
    $EQ
    Biotechnology: Pharmaceutical Preparations
    Health Care
    Get the next $EQ alert in real time by email
    S-8 1 d944623ds8.htm S-8 S-8

    As filed with the Securities and Exchange Commission on September 9, 2025

    Registration No. 333-   

     

     
     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

    FORM S-8

    REGISTRATION STATEMENT

    UNDER

    THE SECURITIES ACT OF 1933

     

     

    Equillium, Inc.

    (Exact name of registrant as specified in its charter)

     

     

     

    Delaware   82-1554746

    (State or other jurisdiction of

    incorporation or organization)

     

    (I.R.S. Employer

    Identification No.)

    2223 Avenida de la Playa, Suite 105

    La Jolla, California

      92037
    (Address of Principal Executive Offices)   (Zip Code)

    2018 Equity Incentive Plan

    2018 Employee Stock Purchase Plan

    (Full titles of the plans)

    Bruce D. Steel

    President and Chief Executive Officer

    Equillium, Inc.

    2223 Avenida de la Playa, Suite 105

    La Jolla, California 92037

    (Name and Address of agent for service)

    (858) 240-1200

    (Telephone number, including area code, of agent for service)

    With a copy to:

    Thomas A. Coll

    Cooley LLP

    10265 Science Center Drive

    San Diego, California 92121

    (858) 550-6000

     

     

    Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act:

     

    Large accelerated filer   ☐    Accelerated filer   ☐
    Non-accelerated filer   ☒    Smaller reporting company   ☒
         Emerging growth company   ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

     

     
     


    REGISTRATION OF ADDITIONAL SECURITIES

    PURSUANT TO GENERAL INSTRUCTION E

    This Registration Statement is being filed for the purpose of increasing the number of securities of the same class as other securities for which a Registration Statement of the Registrant on Form S-8 relating to the same employee benefit plans is effective.

    The Registrant previously registered shares of its Common Stock for issuance under the Equillium, Inc. 2018 Equity Incentive Plan and the Equillium, Inc. 2018 Employee Stock Purchase Plan under Registration Statements on Form S-8 filed with the Securities and Exchange Commission on October 16, 2018 (File No. 333-227859), March 27, 2019 (File No. 333-230536), as amended on May 24, 2019, March 26, 2020 (File No. 333-237407), March 24, 2021 (File No. 333-254656), March 23, 2022 (File No. 333-263790), January 6, 2023 (File No. 333-269154) and March 25, 2024 (File No. 333-278213) (collectively, the “Prior Registration Statements”). Pursuant to General Instruction E to Form S-8, this Registration Statement hereby incorporates by reference the contents of the Prior Registration Statements.

    Item 8. Exhibits.

     

    Exhibit Number    Description
      4.1    Amended and Restated Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 of the Registrant’s Current Report on Form 8-K filed on October 16, 2018).
      4.2    Amended and Restated Bylaws of the Registrant (incorporated by reference to Exhibit 3.2 of the Registrant’s Current Report on Form 8-K filed on October 16, 2018).
      4.3    Form of Common Stock Certificate of the Registrant (incorporated by reference to Exhibit 4.1 of the Registrant’s Registration Statement on Form S-1 (File No. 333-227387), as amended, originally filed on September 17, 2018).
      5.1*    Opinion of Cooley LLP.
     23.1*    Consent of Independent Registered Public Accounting Firm.
     23.2*    Consent of Cooley LLP. Reference is made to Exhibit 5.1.
     24.1*    Power of Attorney. Reference is made to the signature page hereto.
     99.1*    Equillium, Inc. 2018 Equity Incentive Plan, as amended, and Forms of Stock Option Grant Notice, Option Agreement and Notice of Exercise thereunder.
     99.2    Equillium, Inc. 2018 Employee Stock Purchase Plan (incorporated by reference to Exhibit 99.3 of the Registrant’s Registration Statement on Form S-8 (File No. 333-227859) filed on October 16, 2018).
    107*    Filing Fee Table.

     

    *

    Filed herewith.


    SIGNATURES

    Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of La Jolla, State of California, on September 9, 2025.

     

    EQUILLIUM, INC.

    By:   /s/ Bruce D. Steel
      Bruce D. Steel
     

    President and Chief Executive Officer

    (Principal Executive Officer and Principal Financial Officer)

    POWER OF ATTORNEY

    KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Bruce D. Steel and Christine Zedelmayer, and each of them, as his or her true and lawful attorneys-in-fact and agents, with full power of substitution, for him or her in any and all capacities, to sign any and all amendments to this Registration Statement on Form S-8 (including post-effective amendments), and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully for all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or his substitute, may lawfully do or cause to be done by virtue hereof

    Pursuant to the requirements of the Securities Act of 1933, this registration statement on Form S-8 has been signed by the following persons in the capacities and on the date indicated.

     

    SIGNATURE

      

    TITLE

     

    DATE

    /s/ Bruce D. Steel

    Bruce D. Steel

      

    President, Chief Executive Officer and Director

    (Principal Executive Officer and Principal Financial Officer)

      September 9, 2025

    /s/ Penny Tom

    Penny Tom

      

    Senior Vice President, Finance

    (Principal Accounting Officer)

      September 9, 2025

    /s/ Daniel M. Bradbury

    Daniel M. Bradbury

      

    Chairman of the Board of Directors

      September 9, 2025

    /s/ Peter Colabuono

    Peter Colabuono

      

    Director

      September 9, 2025

    /s/ Stephen Connelly, Ph.D.

    Stephen Connelly, Ph.D.

      

    Director

      September 9, 2025

    /s/ Martha J. Demski

    Martha J. Demski

      

    Director

      September 9, 2025

    /s/ Bala S. Manian, Ph.D.

    Bala S. Manian, Ph.D.

      

    Director

      September 9, 2025

    /s/ Charles McDermott

    Charles McDermott

      

    Director

      September 9, 2025

    /s/ Mark Pruzanski, M.D.

    Mark Pruzanski, M.D.

      

    Director

      September 9, 2025

    /s/ Barbara Troupin, M.D.

    Barbara Troupin, M.D.

      

    Director

      September 9, 2025
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