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    SEC Form S-8 POS filed by Focus Financial Partners Inc.

    8/31/23 11:34:26 AM ET
    $FOCS
    Investment Managers
    Finance
    Get the next $FOCS alert in real time by email
    S-8 POS 1 tm2325088d2_s8pos.htm S-8 POS

    As filed with the Securities and Exchange Commission on August 31, 2023

    Registration No. 333-226446

    Registration No. 333-251245

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

     

    POST-EFFECTIVE AMENDMENT NO. 1 TO:

    Form S-8 Registration Statement No. 333-226446

    Form S-8 Registration Statement No. 333-251245

    UNDER

    THE SECURITIES ACT OF 1933

     

     

     

    FOCUS FINANCIAL PARTNERS INC.

    (Exact name of registrant as specified in its charter)  

     

    Delaware 47-4780811
    (State or other jurisdiction of
    incorporation or organization)
    (I.R.S. Employer
    Identification Number)
       

    875 Third Avenue, 28th Floor

    New York, NY

    10022

    (Address of Principal Executive

    Office)

    (Zip Code)

     

    FOCUS FINANCIAL PARTNERS INC. 2018

    OMNIBUS INCENTIVE PLAN

    (Full Title of the Plan)

     

    J. Russell McGranahan

    General Counsel

    875 Third Avenue, 28th Floor

    New York, NY 10022

    (Name and address of agent for service)

     

    (646) 519-2456

    (Registrant’s Telephone Number, Including Area Code)

     

    Copies to:

    Brenda K. Lenahan

    K. Stancell Haigwood

    Vinson & Elkins LLP

    1114 Avenue of the Americas,

    32nd Floor

    New York, NY 10036

    (212) 237-0000

     

     

     

    Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

     

    Large accelerated filer x Accelerated filer ¨
    Non-accelerated filer ¨ Smaller reporting company ¨
      Emerging growth company ¨

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨

     

     

     

     

     

     

    DEREGISTRATION OF SECURITIES

     

    This Post-Effective Amendment No. 1 (this “Post-Effective Amendment”) relates to the following Registration Statements on Form S-8 (each, a “Registration Statement” and collectively, the “Registration Statements”) of Focus Financial Partners Inc., a Delaware corporation (the “Registrant”), which were previously filed by the Registrant with the U.S. Securities and Exchange Commission (the “SEC”):

     

    1.Registration Statement on Form S-8 (File No. 333-226446), filed with the SEC on July 31, 2018, pertaining to the registration of 6,600,000 shares of common stock of the Registrant, par value $0.01 per share (the “Common Stock”) for delivery with respect to awards under the Focus Financial Partners Inc. 2018 Omnibus Incentive Plan (the “2018 Plan”).

     

    2.Registration Statement on Form S-8 (File No. 333-251245), filed with the SEC on December 10, 2020, pertaining to the registration of 6,600,000 shares of Common Stock for delivery with respect to awards under the 2018 Plan.

     

    On August 31, 2023, pursuant to the Agreement and Plan of Merger, dated February 27, 2023, by and among the Registrant, Ferdinand FFP Acquisition, LLC, a Delaware limited liability company (“Parent”), Ferdinand FFP Merger Sub 1, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Company Merger Sub”), Ferdinand FFP Merger Sub 2, LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent (“LLC Merger Sub”) and Focus Financial Partners, LLC (“Focus LLC”), (i) LLC Merger Sub merged with and into Focus LLC (the “LLC Merger”), with Focus LLC surviving the LLC Merger and (ii) immediately following the LLC Merger, Company Merger Sub merged with and into the Registrant (the “Company Merger”, and collectively with the LLC Merger, the “Mergers”), with the Registrant surviving the Company Merger as a wholly owned subsidiary of Parent.

     

    As a result of the Mergers, the Registrant is terminating all existing registration statements under the Securities Act of 1933, as amended, of the Registrant, including the Registration Statements. The Registrant hereby terminates the effectiveness of the Registration Statements and removes from registration, by means of a post-effective amendment, any and all securities of the Registrant registered for issuance under the Registration Statements that remain unissued as of the date of this Post-Effective Amendment. The Registration Statements are hereby amended, as appropriate, to reflect the deregistration of such securities.

     

     1 

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on August 31, 2023.

     

      FOCUS FINANCIAL PARTNERS INC.
         
      By: /s/ J. Russell McGranahan 
      Name: J. Russell McGranahan
      Title: General Counsel

     

    Pursuant to Rule 478 under the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment.

     

     2 

     

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