SECURITIES AND EXCHANGE COMMISSION
|
Delaware
(State or other jurisdiction of
incorporation or organization) |
| |
83-2292321
(I.R.S. Employer
Identification Number) |
|
San Jose, California 95134
(650) 272-3233
Chief Executive Officer and Director
Archer Aviation Inc.
190 West Tasman Drive
San Jose, California 95134
(650) 272-3233
|
Patrick Grilli
Ran D. Ben-Tzur Aman Singh Fenwick & West LLP 801 California Street Mountain View, California 94041 (650) 988-8500 |
| |
Eric Lentell
Archer Aviation Inc. 190 West Tasman Drive San Jose, California 95134 (650) 272-3233 |
|
| Large accelerated filer | | | ☒ | | | Accelerated filer | | | ☐ | |
| Non-accelerated filer | | | ☐ | | | Smaller reporting company | | | ☐ | |
| | | | | | | Emerging growth company | | | ☐ | |
| | |
PAGE
|
| |||
| | | | 1 | | | |
| | | | 3 | | | |
| | | | 5 | | | |
| | | | 7 | | | |
| | | | 8 | | | |
| | | | 9 | | | |
| | | | 11 | | | |
| | | | 12 | | | |
| | | | 13 | | | |
| | | | 14 | | | |
| | | | 20 | | | |
| | | | 23 | | | |
| | | | 33 | | | |
| | | | 33 | | |
| | |
Beneficial ownership
before the offering |
| | | | | | | |
Beneficial ownership
after the offering |
| ||||||||||||
Name of Selling Stockholders
|
| |
Number of
shares of Class A common stock |
| |
Number of shares
of Class A common stock being offered by Selling Stockholders |
| |
Number of
shares of Class A common stock |
| |
%
|
| ||||||||||||
Alpine Partners (BVI), L.P.(1)
|
| | | | 3,606,229 | | | | | | 2,985,070 | | | | | | 621,159 | | | | | | * | | |
Entities Affiliated with Alta Fundamental(2)
|
| | | | 2,061,464 | | | | | | 1,492,520 | | | | | | 568,944 | | | | | | * | | |
Alyeska Master Fund, L.P.(3)
|
| | | | 8,955,220 | | | | | | 8,955,220 | | | | | | — | | | | | | — | | |
Entities Affiliated with Connective Capital(4)
|
| | | | 447,760 | | | | | | 447,760 | | | | | | — | | | | | | — | | |
CVI Investments, Inc.(5)
|
| | | | 925,512 | | | | | | 925,512 | | | | | | — | | | | | | — | | |
Ghisallo Master Fund LP(6)
|
| | | | 1,492,530 | | | | | | 1,492,530 | | | | | | — | | | | | | — | | |
Gratia Capital Concentrated Master Fund, Ltd.(7)
|
| | | | 1,207,772 | | | | | | 895,520 | | | | | | 312,252 | | | | | | * | | |
HBK Master Fund L.P.(8)
|
| | | | 2,985,070 | | | | | | 2,985,070 | | | | | | — | | | | | | — | | |
Entities Affiliated with HITE Hedge LP(9)
|
| | | | 597,000 | | | | | | 597,000 | | | | | | — | | | | | | — | | |
Hudson Bay Master Fund Ltd.(10)
|
| | | | 2,388,050 | | | | | | 2,388,050 | | | | | | — | | | | | | — | | |
Entities Affiliated with Millennium Management
LLC(11) |
| | | | 4,544,125 | | | | | | 4,179,100 | | | | | | 365,025 | | | | | | * | | |
Jane Street Global Trading, LLC(12)
|
| | | | 10,963,119 | | | | | | 8,955,220 | | | | | | 2,007,899 | | | | | | * | | |
Luxor Capital Group, LP(13)
|
| | | | 3,582,080 | | | | | | 3,582,080 | | | | | | — | | | | | | — | | |
| | |
Beneficial ownership
before the offering |
| | | | | | | |
Beneficial ownership
after the offering |
| ||||||||||||
Name of Selling Stockholders
|
| |
Number of
shares of Class A common stock |
| |
Number of shares
of Class A common stock being offered by Selling Stockholders |
| |
Number of
shares of Class A common stock |
| |
%
|
| ||||||||||||
Entities Affiliated with Masters Capital Management(14)
|
| | | | 895,500 | | | | | | 895,500 | | | | | | — | | | | | | — | | |
MMF LT, LLC(15)
|
| | | | 746,260 | | | | | | 746,260 | | | | | | — | | | | | | — | | |
Entities Affiliated with Park West Asset Management(16)
|
| | | | 1,044,770 | | | | | | 1,044,770 | | | | | | — | | | | | | — | | |
Sculptor Special Funding, LP(17)
|
| | | | 502,321 | | | | | | 298,500 | | | | | | 203,821 | | | | | | * | | |
United Airlines Ventures, Ltd.(18)
|
| | | | 13,879,067 | | | | | | 4,925,370 | | | | | | 8,953,697 | | | | | | 2.4% | | |
3i, LP(19)
|
| | | | 1,492,530 | | | | | | 1,492,530 | | | | | | — | | | | | | — | | |
Offered by the Selling Stockholders
|
SEC registration fee
|
| | | $ | 28,733 | | |
|
Printing and engraving
|
| | | | * | | |
|
Legal fees and expenses*
|
| | | | * | | |
|
Accounting fees and expenses*
|
| | | | * | | |
|
Transfer agent and registrar fees and expenses*
|
| | | | * | | |
|
Miscellaneous expenses*
|
| | | | * | | |
|
Total*
|
| | | $ | * | | |
| | | | | |
Incorporated by Reference
|
| ||||||||||||
Exhibit
Number |
| |
Exhibit Description
|
| |
Form
|
| |
File No.
|
| |
Exhibit
|
| |
Filing Date
|
| |
Filed
Herewith |
|
2.1† | | | | |
8-K
|
| |
001-39668
|
| |
2.1
|
| |
7/29/2021
|
| | | | |
3.1 | | | | |
8-K
|
| |
001-39668
|
| |
3.1
|
| |
9/22/2021
|
| | | | |
3.2 | | | | |
8-K
|
| |
001-39668
|
| |
3.1
|
| |
2/7/2023
|
| | | | |
4.1 | | | | |
S-1/A
|
| |
333-249289
|
| |
4.2
|
| |
10/21/2020
|
| | | | |
4.2 | | | | |
8-K
|
| |
001-39668
|
| |
10.2
|
| |
9/22/2021
|
| | | | |
4.3 | | | | |
S-4/A
|
| |
333-254007
|
| |
10.9
|
| |
8/10/2021
|
| | | | |
4.4 | | | | |
10-Q
|
| |
001-39668
|
| |
10.1
|
| |
11/10/2022
|
| | | | |
4.5 | | | | |
8-K
|
| |
001-39668
|
| |
10.4
|
| |
1/9/2023
|
| | | | |
4.6 | | | | |
8-K
|
| |
001-39668
|
| |
10.3
|
| |
1/9/2023
|
| | | |
| | | | | |
Incorporated by Reference
|
| ||||||||||||
Exhibit
Number |
| |
Exhibit Description
|
| |
Form
|
| |
File No.
|
| |
Exhibit
|
| |
Filing Date
|
| |
Filed
Herewith |
|
4.7 | | | | |
8-K
|
| |
001-39668
|
| |
10.1
|
| |
8/10/2023
|
| | | | |
4.8 | | | | |
8-K
|
| |
001-39668
|
| |
10.3
|
| |
8/10/2023
|
| | | | |
4.9* | | | | |
S-3
|
| |
333-273996
|
| |
4.9
|
| |
8/15/2023
|
| | | | |
4.10 | | | | |
8-K
|
| |
001-39668
|
| |
10.2
|
| |
01/09/2023
|
| | | | |
4.11 | | | | |
10-Q
|
| |
001.39668
|
| |
4.1
|
| |
08/08/2024
|
| | | | |
4.12 | | | | |
8-K
|
| |
001-39668
|
| |
10.1
|
| |
08/08/2024
|
| | | | |
4.13 | | | | |
8-K
|
| |
001-39668
|
| |
10.2
|
| |
08/08/2024
|
| | | | |
4.14 | | | | |
8-K
|
| |
001-39668
|
| |
10.4
|
| |
08/08/2024
|
| | | | |
4.15 | | | | |
8-K
|
| |
001-39668
|
| |
10.5
|
| |
08/08/2024
|
| | | | |
5.1 | | | | | | | | | | | | | | | | |
X
|
| |
23.1 | | | | | | | | | | | | | | | | |
X
|
| |
23.2 | | | | | | | | | | | | | | | | |
X
|
| |
24.1 | | | | | | | | | | | | | | | | |
X
|
| |
107 | | | | | | | | | | | | | | | | |
X
|
|
Chief Executive Officer
|
Signature
|
| |
Title
|
| |
Date
|
|
|
/s/ Adam Goldstein
Adam Goldstein
|
| |
Chief Executive Officer and Director
(Principal Executive Officer) |
| |
August 13, 2024
|
|
|
/s/ Mark Mesler
Mark Mesler
|
| |
Chief Financial Officer
(Principal Financial and Accounting Officer) |
| |
August 13, 2024
|
|
|
/s/ Deborah Diaz
Deborah Diaz
|
| |
Director
|
| |
August 13, 2024
|
|
|
/s/ Fred Diaz
Fred Diaz
|
| |
Director
|
| |
August 13, 2024
|
|
|
/s/ Oscar Munoz
Oscar Munoz
|
| |
Director
|
| |
August 13, 2024
|
|
|
/s/ Barbara J. Pilarski
Barbara J. Pilarski
|
| |
Director
|
| |
August 13, 2024
|
|
|
Signature
|
| |
Title
|
| |
Date
|
|
|
/s/ Maria Pinelli
Maria Pinelli
|
| |
Director
|
| |
August 13, 2024
|
|
|
/s/ Michael Spellacy
Michael Spellacy
|
| |
Director
|
| |
August 13, 2024
|
|