SEC Form S-3 filed by Replimune Group Inc.
SECURITIES AND EXCHANGE COMMISSION
UNDER
THE SECURITIES ACT OF 1933
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Delaware
(State or Other Jurisdiction of
Incorporation or Organization) |
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82-2082553
(I.R.S. Employer
Identification Number) |
|
3rd Floor
Woburn MA 01801
(781) 222-9600
Chief Executive Officer
Replimune Group, Inc.
500 Unicorn Park Drive
3rd Floor
Woburn MA 01801
(781) 222-9600
Timothy J. Corbett
Benjamin J. Stein
Morgan, Lewis & Bockius LLP
One Federal Street
Boston, MA 02110
(617) 341-7700
box. ☒
| Large Accelerated filer | | | ☐ | | | Accelerated filer | | | ☐ | |
| Non-accelerated filer | | | ☒ | | | Smaller reporting company | | | ☒ | |
| | | | | | | Emerging growth company | | | ☐ | |
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symbol:
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Shares of Common
Stock Beneficially Owned Prior to the Offering |
| |
Shares of
Common Stock Being Offered(1) |
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Shares of Common
Stock Beneficially Owned After the Offering(2) |
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Name of Selling Stockholder
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Number
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Percentage
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Number
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Number
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Percentage
(%) |
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Entities affiliated with Baker Bros. Advisors LP(3)
|
| | | | 20,257,305 | | | | | | 25.8% | | | | | | 5,669,578 | | | | | | 14,587,727 | | | | | | 18.6% | | | | | ||||
Entities advised or subadvised by T. Rowe
Price Associates, Inc.(4) |
| | | | 8,435,219 | | | | | | 12.3% | | | | | | 1,417,234 | | | | | | 7,017,985 | | | | | | 10.3% | | | | | ||||
Entities affiliated with Redmile Group, LLC(5)
|
| | | | 4,946,060 | | | | | | 7.2% | | | | | | 1,417,234 | | | | | | 3,528,826 | | | | | | 5.2% | | | | | ||||
Boxer Capital, LLC(6)
|
| | | | 1,536,341 | | | | | | 2.2% | | | | | | 850,341 | | | | | | 686,000 | | | | | | 1.0% | | | | | ||||
Entities affiliated with RTW Investments,
LP(7) |
| | | | 1,133,787 | | | | | | 1.7% | | | | | | 1,133,787 | | | | | | — | | | | | | * | | | | | ||||
Entities affiliated with EcoR1 Capital, LLC(8)
|
| | | | 850,341 | | | | | | 1.2% | | | | | | 850,341 | | | | | | — | | | | | | * | | | | |
Form 10-K for the year ended March 31, 2024 have been so incorporated in reliance on the report of PricewaterhouseCoopers LLP, an independent registered public accounting firm, given on the authority of said firm as experts in auditing and accounting.
500 Unicorn Park Drive, Suite 303
Woburn, Massachusetts, 01801
(781) 222-9600
Offered by the Selling Stockholders
Item
|
| |
Amount
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SEC Registration Fee
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| | | $ | 15,790.08 | | |
Accounting Fees and Expenses
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| | | | 25,000 | | |
Legal Fees and Expenses
|
| | | | 75,000 | | |
Miscellaneous Fees and Expenses
|
| | | | 10,000 | | |
Total
|
| | | $ | 125,790.08 | | |
Exhibit
Number |
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Description
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3.1
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| | Third Amended and Restated Certificate of Incorporation of Replimune Group, Inc. (incorporated by reference to Exhibit 3.1 to the Company’s Annual Report on Form 10-K, as filed on June 3, 2020) | |
3.2
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4.1
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4.2
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4.3
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5.1*
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23.1*
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23.2*
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24.1*
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107*
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Name
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Title
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Date
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/s/ Sushil Patel
Sushil Patel
|
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Chief Executive Officer and Director
(Principal Executive Officer) |
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August 8, 2024
|
|
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/s/ Emily Hill
Emily Hill
|
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Chief Financial Officer
(Principal Financial Officer) |
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August 8, 2024
|
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/s/ Andrew Schwendenman
Andrew Schwendenman
|
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Chief Accounting Officer
(Principal Accounting Officer) |
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August 8, 2024
|
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/s/ Philip Astley-Sparke
Philip Astley-Sparke
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| | Director and Executive Chairman | | |
August 8, 2024
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|
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/s/ Robert Coffin
Robert Coffin
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| | Director | | |
August 8, 2024
|
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/s/ Kapil Dhingra
Kapil Dhingra
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| | Director | | |
August 8, 2024
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|
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/s/ Hyam Levitsky
Hyam Levitsky
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| | Director | | |
August 8, 2024
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/s/ Christy Oliger
Christy Oliger
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| | Director | | |
August 8, 2024
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|
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/s/ Veleka Peeples-Dyer
Veleka Peeples-Dyer
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| | Director | | |
August 8, 2024
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Name
|
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Title
|
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Date
|
|
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/s/ Paolo Pucci
Paolo Pucci
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| | Director | | |
August 8, 2024
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/s/ Joseph Slattery
Joseph Slattery
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| | Director | | |
August 8, 2024
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/s/ Dieter Weinand
Dieter Weinand
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| | Director | | |
August 8, 2024
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|