SEC Form S-3 filed by Replimune Group Inc.
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
UNDER
THE SECURITIES ACT OF 1933
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Delaware
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82-2082553
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(State or Other Jurisdiction of
Incorporation or Organization) |
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(I.R.S. Employer
Identification Number) |
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Suite 303
Woburn MA 01801
(781) 222-9600
Chief Executive Officer
Replimune Group, Inc.
500 Unicorn Park Drive
Suite 303
Woburn MA 01801
(781) 222-9600
Timothy J. Corbett
Benjamin J. Stein
Morgan, Lewis & Bockius LLP
One Federal Street
Boston, MA 02110
(617) 341-7700
| Large Accelerated filer | | | ☐ | | | Accelerated filer | | | ☐ | |
| Non-accelerated filer | | | ☒ | | | Smaller reporting company | | | ☒ | |
| | | | | | | Emerging growth company | | | ☐ | |
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Shares of Common
Stock Beneficially Owned Prior to the Offering |
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Shares of
Common Stock Being Offered(1) |
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Shares of Common
Stock Beneficially Owned After the Offering(2) |
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Name of Selling Stockholder
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Number
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Percentage
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Number
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Number
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Percentage (%)
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Entities affiliated with Baker Bros. Advisors LP
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| | | | 25,103,489(3) | | | | | | 27.5% | | | | | | 25,103,489 | | | | | | — | | | | | | — | | |
Attention: Investor Relations
500 Unicorn Park, Suite 303
Woburn MA 01801
+1-(781) 222-9600
Offered by the Selling Stockholders
![[MISSING IMAGE: lg_replimue-4c.jpg]](https://www.sec.gov/Archives/edgar/data/0001737953/000110465925052138/lg_replimue-4c.jpg)
Item
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Amount
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SEC Registration Fee
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| | | $ | 27,210 | | |
Accounting Fees and Expenses
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| | | | 25,000 | | |
Legal Fees and Expenses
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| | | | 75,000 | | |
Miscellaneous Fees and Expenses
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| | | | 10,000 | | |
Total
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| | | $ | 137,210 | | |
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Exhibit
Number |
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Description
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3.1
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| | Third Amended and Restated Certificate of Incorporation of Replimune Group, Inc. (incorporated by reference to Exhibit 3.1 to the Company’s Annual Report on Form 10-K, as filed on June 3, 2020) | |
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3.2
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4.1
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4.2
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4.3
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4.4
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4.5
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4.6
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4.7
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5.1*
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23.1*
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23.2*
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24.1*
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107*
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Chief Executive Officer and Director
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Name
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Title
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Date
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/s/ Sushil Patel
Sushil Patel
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Chief Executive Officer and Director
(Principal Executive Officer) |
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May 22, 2025
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/s/ Emily Hill
Emily Hill
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Chief Financial Officer
(Principal Financial Officer) |
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May 22, 2025
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/s/ Andrew Schwendenman
Andrew Schwendenman
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Chief Accounting Officer
(Principal Accounting Officer) |
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May 22, 2025
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/s/ Philip Astley-Sparke
Philip Astley-Sparke
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Director
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May 22, 2025
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/s/ Kapil Dhingra
Kapil Dhingra
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Director
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May 22, 2025
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/s/ Madhavan Balachandran
Madhavan Balachandran
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Director
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May 22, 2025
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/s/ Christy Oliger
Christy Oliger
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Director
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May 22, 2025
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/s/ Paolo Pucci
Paolo Pucci
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Director
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May 22, 2025
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Name
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Title
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Date
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/s/ Joseph Slattery
Joseph Slattery
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Director
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May 22, 2025
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/s/ Veleka Peeples-Dyer
Veleka Peeples-Dyer
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Director
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May 22, 2025
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/s/ Dieter Weinand
Dieter Weinand
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Director
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May 22, 2025
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/s/ Michael Goller
Michael Goller
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Director
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May 22, 2025
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