SECURITIES AND EXCHANGE COMMISSION
UNDER
THE SECURITIES ACT OF 1933
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Delaware
(State or other jurisdiction
of incorporation or organization) |
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27-3269467
(I.R.S. Employer
Identification No.) |
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Needham, Massachusetts 02494
(781) 292-4200
Chief Executive Officer
Verastem, Inc.
117 Kendrick Street, Suite 500
Needham, Massachusetts 02494
(781) 292-4200
Marko Zatylny
Thomas Danielski
Ropes & Gray LLP
Prudential Tower
800 Boylston St.
Boston, Massachusetts 02199
(617) 951-7000
From time to time after the effectiveness of the registration statement.
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Large accelerated filer
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Accelerated filer
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Non-accelerated filer
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Smaller reporting company
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Emerging growth company
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Name(1)
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Shares of Common
Stock Beneficially Owned Prior to this Offering |
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Shares of Common
Stock Offered(2) |
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Beneficial Ownership After
this Offering(4) |
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Shares
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%(3)
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Entities affiliated with RTW Investments, LP(5)
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| | | | 9,965,901 | | | | | | 5,714,285 | | | | | | 4,251,616 | | | | | | 7.74% | | |
Atlas Private Holdings (Cayman) Ltd.(6)
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| | | | 1,571,428 | | | | | | 1,571,428 | | | | | | — | | | | | | — | | |
Alyeska Master Fund, LP(7)
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| | | | 2,142,850 | | | | | | 1,142,850 | | | | | | 1,000,000 | | | | | | 1.79% | | |
Nantahala Capital Partners Limited(8)
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| | | | 1,430,117 | | | | | | 404,670 | | | | | | 1,025,447 | | | | | | 1.85% | | |
NCP RFM LP(9)
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| | | | 902,619 | | | | | | 111,066 | | | | | | 791,553 | | | | | | 1.43% | | |
Blackwell Partners LLC – Series A(10)
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| | | | 2,958,544 | | | | | | 198,549 | | | | | | 2,759,995 | | | | | | 4.88% | | |
Entities affiliated with OrbiMed Advisors LLC(11)
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| | | | 4,767,209 | | | | | | 571,428 | | | | | | 4,195,781 | | | | | | 7.45% | | |
Entities associated with BVF Partners L.P.(12)
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| | | | 3,713,794 | | | | | | 71,428 | | | | | | 3,642,366 | | | | | | 6.34% | | |
CVI Investments, Inc.(13)
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| | | | 855,491 | | | | | | 322,154 | | | | | | 533,337 | | | | | | 0.96% | | |
Entities associated with Empery Asset
Management, LP(14) |
| | | | 1,285,714 | | | | | | 285,714 | | | | | | 1,000,000 | | | | | | 1.79% | | |
Stonepine Capital, LP(15)
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| | | | 2,232,047 | | | | | | 285,714 | | | | | | 1,946,333 | | | | | | 3.46% | | |
Octagon Investments Master Fund LP(16)
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| | | | 1,755,714 | | | | | | 35,714 | | | | | | 1,720,000 | | | | | | 3.13% | | |
117 Kendrick Street, Suite 500
Needham, Massachusetts 02494
(781) 292-4279
email address: [email protected]
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SEC registration fee
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| | | $ | 10,712.25 | | |
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Legal fees and expenses
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| | | $ | 250,000 | | |
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Accounting fees and expenses
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| | | $ | 20,000 | | |
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Miscellaneous fees and expenses
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| | | $ | 10,000 | | |
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Total
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| | | $ | 290,712.25 | | |
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Exhibit
Number |
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Description of Document
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| 4.2 | | | | |
| 4.3 | | | Form of Pre-Funded Warrant to Purchase Common Stock (incorporated by referenced to Exhibit 10.3 to the Form 8-K filed by the Registrant with the Securities and Exchange Commission on April 25, 2025) | |
| 4.4 | | | Registration Rights Agreement, dated April 25, 2025, by and among Verastem, Inc. and the investors party thereto (incorporated by reference to Exhibit 10.2 to Form 8-K filed by the Registrant with the Securities and Exchange Commission on April 25, 2025) | |
| 5.1 | | | | |
| 23.1 | | | Consent of Ropes & Gray LLP (included in Exhibit 5.1) | |
| 23.2 | | | | |
| 24.1 | | | Power of Attorney (incorporated by reference to the signature page hereto) | |
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107
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Chief Executive Officer
(Principal executive officer)
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Signature
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Title
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Date
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/s/ Daniel W. Paterson
Daniel W. Paterson
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President, Chief Executive Officer and Director
(Principal executive officer) |
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May 13, 2025
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/s/ Daniel Calkins
Daniel Calkins
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Chief Financial Officer
(Principal financial and accounting officer) |
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May 13, 2025
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/s/ Michael Kauffman, MD, PH.D.
Michael Kauffman, MD, PH.D.
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| | Director | | |
May 13, 2025
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/s/ Paul Bunn, MD
Paul Bunn, MD
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| | Director | | |
May 13, 2025
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/s/ Robert Gagnon
Robert Gagnon
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| | Director | | |
May 13, 2025
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/s/ Anil Kapur
Anil Kapur
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| | Director | | |
May 13, 2025
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John Johnson
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| | Director | | | | |
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/s/ Michelle Robertson
Michelle Robertson
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| | Director | | |
May 13, 2025
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/s/ Eric Rowinsky, MD
Eric Rowinsky, MD
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| | Director | | |
May 13, 2025
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/s/ Brian Stuglik
Brian Stuglik
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| | Director | | |
May 13, 2025
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Karin Tollefson
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| | Director | | | | |