SEC Form S-3ASR filed by Harmony Biosciences Holdings Inc.
SECURITIES AND EXCHANGE COMMISSION
UNDER
THE SECURITIES ACT OF 1933
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Delaware
(State or Other Jurisdiction of Incorporation or Organization) |
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82-2279923
(I.R.S. Employer Identification Number) |
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Plymouth Meeting, PA 19462
(484) 539-9800
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
President, Chief Executive Officer and Director
630 W. Germantown Pike, Suite 215
Plymouth Meeting, PA 19462
(484) 539-9800
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Jonathan E. Sarna, Esq.
Latham & Watkins LLP
330 North Wabash Avenue, Suite 2800
Chicago, IL 60611
(312) 867-7700
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Large accelerated filer ☒
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Accelerated filer ☐
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Non-accelerated filer ☐
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Smaller reporting company
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Emerging growth company
☐
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![[MISSING IMAGE: lg_harmonybiosciences-4c.jpg]](https://www.sec.gov/Archives/edgar/data/0001802665/000110465925016930/lg_harmonybiosciences-4c.jpg)
COMMON STOCK
PREFERRED STOCK
WARRANTS
DEPOSITARY SHARES
RIGHTS
UNITS
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ATTN: Corporate Secretary
630 W. Germantown Pike, Suite 215
Plymouth Meeting, PA 19462
(484) 539-9800
![[MISSING IMAGE: lg_harmonybiosciences-4c.jpg]](https://www.sec.gov/Archives/edgar/data/0001802665/000110465925016930/lg_harmonybiosciences-4c.jpg)
Common Stock
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Leerink Partners
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Cantor
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Assumed public offering price per share
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| | | | | | | | | $ | 34.56 | | |
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Historical net tangible book value per share as of December 31, 2024
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| | | $ | 9.55 | | | | | | | | |
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Increase in as adjusted net tangible book value per share attributable to this offering
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| | | | 2.20 | | | | | | | | |
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As adjusted net tangible book value per share after this offering
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| | | | | | | | | | 11.75 | | |
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Dilution per share to new investors in this offering
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| | | | | | | | | $ | 22.81 | | |
630 W. Germantown Pike, Suite 215
Plymouth Meeting, PA 19462
(484) 539-9800
![[MISSING IMAGE: lg_harmonybiosciences-4c.jpg]](https://www.sec.gov/Archives/edgar/data/0001802665/000110465925016930/lg_harmonybiosciences-4c.jpg)
Common Stock
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SEC registration fee
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Printing expenses
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Legal fees and expenses
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Accounting fees and expenses
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Miscellaneous expenses
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Trustee fees and expenses
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Total
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| | | $ | + | | |
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Exhibit
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Description
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Incorporation by Reference
(where a report or registration statement is indicated below, that document has been previously filed with the SEC and the applicable exhibit is incorporated by reference thereto) |
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| 1.1 | | | Form of Underwriting Agreement. | | | * | |
| 1.2 | | | Sales Agreement, dated as of February 25, 2025, by and among Harmony Biosciences Holdings, Inc., Leerink Partners LLC and Cantor Fitzgerald & Co. | | | Filed herewith. | |
| 3.1 | | | | | Exhibit 3.1 to our Form 8-K filed August 21, 2020 (File No. 001-39450). | | |
| 3.2 | | | | | Exhibit 3.2 to our Form 8-K filed on August 21, 2020 (File No. 001-39450). | | |
| 4.1 | | | | | Exhibit 4.3 to our Form S-3 filed November 9, 2021 (File No. 333-260905). | | |
| 4.2 | | | | | Exhibit 4.1 to our Form S-1/A filed August 6, 2020 (File No. 333-240122). | | |
| 4.3 | | | Form of Certificate of Designation of Preferred Stock. | | | * | |
| 4.4 | | |
Form of Specimen Preferred Stock Certificate.
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| 4.5 | | | Form of Warrant Agreement. | | | * | |
| 4.6 | | | Form of Depositary Agreement. | | | * | |
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Exhibit
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Description
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Incorporation by Reference
(where a report or registration statement is indicated below, that document has been previously filed with the SEC and the applicable exhibit is incorporated by reference thereto) |
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| 4.7 | | | Form of Rights Agreement. | | | * | |
| 4.8 | | | Form of Unit. | | | * | |
| 5.1 | | | | | Filed herewith. | | |
| 23.1 | | | | | Filed herewith. | | |
| 23.2 | | | | | Included in Exhibit 5.1 filed herewith. | | |
| 24 | | | | | Included on the signature pages hereto. | | |
| 25.1 | | | Statement of Eligibility of Trustee. | | | To be filed by amendment or via Form T-1 pursuant to Rule 305 of the Trust Indenture Act of 1939, as amended. | |
| 107 | | | | | Filed herewith. | |
| | | | HARMONY BIOSCIENCES HOLDINGS, INC. | |
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By:
/s/ Jeffrey M. Dayno
Jeffrey M. Dayno
President, Chief Executive Officer and Director |
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Signature
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Title
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Date
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/s/ Jeffrey M. Dayno
Jeffrey M. Dayno
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President, Chief Executive Officer and Director (Principal Executive Officer)
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February 25, 2025
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/s/ Sandip Kapadia
Sandip Kapadia
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Chief Financial Officer and Chief Administrative Officer (Principal Financial Officer)
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February 25, 2025
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/s/ Jeffrey S. Aronin
Jeffrey S. Aronin
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Chairman of the Board
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February 25, 2025
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/s/ Peter Anastasiou
Peter Anastasiou
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Director
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February 25, 2025
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/s/ Antonio Gracias
Antonio Gracias
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Director
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February 25, 2025
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/s/ R. Mark Graf
R. Mark Graf
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Director
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February 25, 2025
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/s/ Juan A. Sabater
Juan A. Sabater
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Director
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February 25, 2025
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/s/ Gary Sender
Gary Sender
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Director
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February 25, 2025
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/s/ Linda Szyper
Linda Szyper
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Director
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February 25, 2025
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/s/ Andreas Wicki
Andreas Wicki
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Director
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February 25, 2025
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