SEC Form S-3ASR filed by QUALCOMM Incorporated
SECURITIES AND EXCHANGE COMMISSION
UNDER
THE SECURITIES ACT OF 1933
|
Delaware
(State or other jurisdiction of
incorporation or organization) |
| |
95-3685934
(I.R.S. Employer
Identification Number) |
|
San Diego, California 92121-1714
(858) 587-1121
General Counsel and Corporate Secretary
QUALCOMM Incorporated
5775 Morehouse Drive
San Diego, California 92121-1714
(858) 587-1121
D. Scott Bennett
Cravath, Swaine & Moore LLP
375 Ninth Avenue
New York, New York 10001
(212) 474-1000
From time to time after this registration statement becomes effective.
|
Large accelerated filer
☒
|
| |
Accelerated filer
☐
|
|
|
Non-accelerated filer
☐
|
| |
Smaller reporting company
☐
|
|
| | | |
Emerging growth company
☐
|
|
Preferred Stock
Depositary Shares
Common Stock
Warrants
| | | | | ii | | | |
| | | | | 1 | | | |
| | | | | 2 | | | |
| | | | | 3 | | | |
| | | | | 4 | | | |
| | | | | 5 | | | |
| | | | | 15 | | | |
| | | | | 16 | | | |
| | | | | 17 | | | |
| | | | | 18 | | | |
| | | | | 19 | | | |
| | | | | 21 | | | |
| | | | | 22 | | | |
| | | | | 23 | | | |
| | | | | 24 | | | |
| | | | | 25 | | |
Attention: Investor Relations
5775 Morehouse Drive
San Diego, California 92121-1714
Telephone: (858) 587-1121
| | |
Amount
|
| |||
SEC Registration Fee
|
| | | $ | * | | |
Printing Expenses
|
| | | | ** | | |
Legal Fees and Expenses
|
| | | | ** | | |
Rating Agency Fees
|
| | | | ** | | |
Accounting Fees and Expenses
|
| | | | ** | | |
Transfer Agent and Registrar Fees
|
| | | | ** | | |
Trustee Fees
|
| | | | ** | | |
Miscellaneous
|
| | | | ** | | |
Total
|
| | | $ | ** | | |
| | | | | | |
Incorporated by Reference
|
| | | | ||||||
|
Exhibit
Number |
| |
Exhibit Description
|
| |
Form
|
| |
Date of
First Filing |
| |
Exhibit
Number |
| |
Filed
Herewith |
|
| 1.1 | | | Form of Equity Securities Underwriting Agreement* | | |
—
|
| |
—
|
| |
—
|
| |
—
|
|
| 1.2 | | | Form of Debt Securities Underwriting Agreement* | | |
—
|
| |
—
|
| |
—
|
| |
—
|
|
| 1.3 | | | Form of Preferred Shares and Depositary Shares Underwriting Agreement* | | |
—
|
| |
—
|
| |
—
|
| |
—
|
|
| 4.1 | | | | |
8-K
|
| |
3/7/24
|
| |
3.1
|
| |
—
|
| |
| 4.2 | | | | |
8-K
|
| |
3/7/24
|
| |
3.2
|
| |
—
|
| |
| 4.3 | | | | |
S-3
|
| |
5/7/15
|
| |
4.1
|
| |
—
|
| |
| 4.4 | | | Indenture, dated May 20, 2015, between QUALCOMM Incorporated and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as trustee | | |
8-K
|
| |
5/21/15
|
| |
4.1
|
| |
—
|
|
| 4.5 | | | | |
S-3
|
| |
5/7/15
|
| |
4.2
|
| |
—
|
| |
| 4.6 | | | Form of Warrant* | | |
—
|
| |
—
|
| |
—
|
| |
—
|
|
| 4.7 | | | Form of Warrant Agreement* | | |
—
|
| |
—
|
| |
—
|
| |
—
|
|
| 4.8 | | | Form of Certificate of Designation* | | |
—
|
| |
—
|
| |
—
|
| |
—
|
|
| 4.9 | | | Form of Deposit Agreement* | | |
—
|
| |
—
|
| |
—
|
| |
—
|
|
| 4.10 | | | Form of Depositary Receipt* | | |
—
|
| |
—
|
| |
—
|
| |
—
|
|
| 5.1 | | | | |
—
|
| |
—
|
| |
—
|
| |
X
|
| |
| 23.1 | | | | |
—
|
| |
—
|
| |
—
|
| |
X
|
| |
| 23.2 | | | | |
—
|
| |
—
|
| |
—
|
| |
X
|
| |
| 24.1 | | | | |
—
|
| |
—
|
| |
—
|
| |
X
|
| |
| 25.1 | | | | |
—
|
| |
—
|
| |
—
|
| |
X
|
| |
| 107 | | | | |
—
|
| |
—
|
| |
—
|
| |
X
|
|
|
Signature
|
| |
Title
|
| |
Date
|
|
|
/s/ Cristiano R. Amon
Cristiano R. Amon
|
| |
President and Chief Executive Officer, and Director
(Principal Executive Officer) |
| |
November 6, 2024
|
|
|
/s/ Akash Palkhiwala
Akash Palkhiwala
|
| |
Chief Financial Officer and Chief Operating Officer
(Principal Financial Officer) |
| |
November 6, 2024
|
|
|
/s/ Neil Martin
Neil Martin
|
| |
Senior Vice President, Finance and Chief Accounting Officer
(Principal Accounting Officer) |
| |
November 6, 2024
|
|
|
/s/ Sylvia Acevedo
Sylvia Acevedo
|
| |
Director
|
| |
November 6, 2024
|
|
|
/s/ Mark Fields
Mark Fields
|
| |
Director
|
| |
November 6, 2024
|
|
|
/s/ Jeffrey W. Henderson
Jeffrey W. Henderson
|
| |
Director
|
| |
November 6, 2024
|
|
|
/s/ Gregory N. Johnson
Gregory N. Johnson
|
| |
Director
|
| |
November 6, 2024
|
|
|
/s/ Ann M. Livermore
Ann M. Livermore
|
| |
Director
|
| |
November 6, 2024
|
|
|
/s/ Mark D. McLaughlin
Mark D. McLaughlin
|
| |
Chair of the Board
|
| |
November 6, 2024
|
|
|
/s/ Jamie S. Miller
Jamie S. Miller
|
| |
Director
|
| |
November 6, 2024
|
|
|
/s/ Marie Myers
Marie Myers
|
| |
Director
|
| |
November 6, 2024
|
|
|
Signature
|
| |
Title
|
| |
Date
|
|
|
/s/ Irene B. Rosenfeld
Irene B. Rosenfeld
|
| |
Director
|
| |
November 6, 2024
|
|
|
/s/ Kornelis (Neil) Smit
Kornelis (Neil) Smit
|
| |
Director
|
| |
November 6, 2024
|
|
|
/s/ Jean-Pascal Tricoire
Jean-Pascal Tricoire
|
| |
Director
|
| |
November 6, 2024
|
|
|
/s/ Anthony J. Vinciquerra
Anthony J. Vinciquerra
|
| |
Director
|
| |
November 6, 2024
|
|