SEC Form S-8 filed by A.O. Smith Corporation
$AOS
Consumer Electronics/Appliances
Consumer Discretionary
As filed with the Securities and Exchange Commission on April 4, 2024
Registration No. 333_____-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM S-8
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
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A. O. Smith Corporation
(Exact name of registrant as specified in its charter)
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| Delaware | 39-0619790 | |||||||
| (State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) | |||||||
| 11270 West Park Place Milwaukee, Wisconsin | 53224-9508 | |||||||
| (Address of principal executive offices) | (Zip Code) | |||||||
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A. O. Smith Combined Incentive Compensation Plan
(Full title of the plan)
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Copy to:
| James F. Stern, Esq. | ||||||||
| Executive Vice President, General Counsel and Secretary | Patrick G. Quick, Esq. | |||||||
| A. O. Smith Corporation | Foley & Lardner LLP | |||||||
| 11270 West Park Place | 777 East Wisconsin Avenue | |||||||
| Milwaukee, Wisconsin 53224-9508 | Milwaukee, Wisconsin 53202 | |||||||
| (414) 359-4000 | (414) 271-2400 | |||||||
| (Name, address and telephone number, | ||||||||
| including area code, of agent for service) | ||||||||
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and "emerging growth company" in Rule 12b-2 of the Exchange Act.:
Large accelerated filer ☒ Accelerated filer ☐
Non-accelerated filer ☐ Smaller reporting company ☐
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
STATEMENT PURSUANT TO GENERAL INSTRUCTION E TO FORM S-8
The purpose of this Registration Statement is to register 2,400,000 additional shares of Common Stock, $1 par value per share, of A. O. Smith Corporation (the “Company”) in connection with the A. O. Smith Combined Incentive Compensation Plan.
Pursuant to General Instruction E of Form S-8, the contents of the Company’s Registration Statements on Form S-8 (Reg. Nos. 333-92428, 333-144950 and 333-170436), including the documents incorporated by reference therein, are incorporated by reference into this Registration Statement).
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. Exhibits.
The exhibits filed herewith or incorporated herein by reference are set forth in the attached Exhibit Index.
EXHIBIT INDEX
| Exhibit Number | Description | ||||
| (4.1) | |||||
| (4.2) | |||||
| (4.3) | |||||
| (4.5) | |||||
| (4.6) | |||||
| (4.7) | |||||
| (4.8) | |||||
| (4.9) | |||||
| (5) | |||||
| (23.1) | |||||
| (23.2) | |||||
| (24) | |||||
| (107) | |||||
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Milwaukee, State of Wisconsin, on this 4th day of April, 2024.
| A. O. SMITH CORPORATION | |||||||||||
| By: | /s/ Kevin J. Wheeler | ||||||||||
| Kevin J. Wheeler Chairman and Chief Executive Officer | |||||||||||
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities indicated and on April 4, 2024. Each person whose signature appears below constitutes and appoints Kevin J. Wheeler, Charles T. Lauber and James F. Stern, and each of them individually, his or her attorneys-in-fact and agents, with full power of substitution and resubstitution for him or her and in his or her name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
| Name and Title | Signature | |||||||
| KEVIN J. WHEELER | /s/ Kevin J. Wheeler | |||||||
| Director | Kevin J. Wheeler | |||||||
| Chairman and Chief Executive Officer | ||||||||
| CHARLES T. LAUBER | /s/ Charles T. Lauber | |||||||
| Executive Vice President and Chief Financial Officer | Charles T. Lauber | |||||||
| BENJAMIN A. OTCHERE | /s/ Benjamin A. Otchere | |||||||
| Vice President and Controller | Benjamin A. Otchere | |||||||
| RONALD D. BROWN | /s/ Ronald D. Brown | |||||||
| Director | Ronald D. Brown | |||||||
| VICTORIA M. HOLT | /s/ Victoria M. Holt | |||||||
| Director | Victoria M. Holt | |||||||
| DR. ILHAM KADRI | /s/ Dr. Ilham Kadri | |||||||
| Director | Dr. Ilham Kadri | |||||||
| MICHAEL M. LARSEN | /s/ Michael M. Larsen | |||||||
| Director | Michael M. Larsen | |||||||
| CHRISTOPHER L. MAPES | /s/ Christopher L. Mapes | |||||||
| Director | Christopher L. Mapes | |||||||
| AJITA G. RAJENDRA | /s/ Ajita G. Rajendra | |||||||
| Director | Ajita G. Rajendra | |||||||
| MARK D. SMITH | /s/ Mark D. Smith | |||||||
| Director | Mark D. Smith | |||||||
| IDELLE K. WOLF | /s/ Idelle K. Wolf | |||||||
| Director | Idelle K. Wolf | |||||||