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    SEC Form S-8 filed by BioAtla Inc.

    3/28/25 6:03:42 AM ET
    $BCAB
    Biotechnology: Biological Products (No Diagnostic Substances)
    Health Care
    Get the next $BCAB alert in real time by email
    S-8 1 s-8_evergreen_2025_no_xb.htm S-8 S-8

     

    As filed with the Securities and Exchange Commission on March 27, 2025

    Registration No. 333-

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

    FORM S-8

    REGISTRATION STATEMENT

    UNDER

    THE SECURITIES ACT OF 1933

    BIOATLA, INC.

    (Exact name of registrant as specified in its charter)

     

     

     

    Delaware

    85-1922320

    (State or other jurisdiction of

    incorporation or organization)

    (I.R.S. Employer

    Identification No.)

    BioAtla, Inc.

    11085 Torreyana Road

    San Diego, California 92121

    (Address of Principal Executive Offices) (Zip Code)

    2020 Equity Incentive Plan

    Employee Stock Purchase Plan

    (Full title of the plans)

    Jay M. Short, Ph.D.

    Co-Founder, Chief Executive Officer and Chairman

    BioAtla, Inc.

    11085 Torreyana Road

    San Diego, California 92121

    (858) 558-0708

    (Name, address, including zip code, and telephone number, including area code, of agent for service)

    Copies to:

    David Schulman, Esq.

    Niki Fang, Esq.

     

     

     


     

    Orrick, Herrington & Sutcliffe LLP

    405 Howard Street

    San Francisco, CA 94105

    (415) 773-5700

    Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

     

     

     

     

     

     

     

    Large accelerated filer

    ☐

    Accelerated filer

    ☐

     

     

     

     

    Non-accelerated filer

    ☒

    Smaller reporting company

    ☒

     

     

     

     

     

     

    Emerging growth company

    ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

     

    REGISTRATION OF ADDITIONAL SHARES

    PURSUANT TO GENERAL INSTRUCTION E

    Pursuant to General Instruction E of Form S-8, the Registrant is filing this Registration Statement with the Securities and Exchange Commission (the “Commission”) to register 1,538,461 additional shares of common stock under the 2020 Plan and 754,273 additional shares of common stock under the ESPP pursuant to the provisions of those plans providing for an automatic increase in the number of shares reserved for issuance under such plans. This Registration Statement hereby incorporates by reference the contents of the Registrant’s registration statements on Form S-8 filed with the Commission on December 18, 2020 (Registration No. 333-251520), March 24, 2021 (Registration No. 333-254673), March 1, 2022 (Registration No. 333-263120), March 23, 2023 (Registration No. 333-270802), and March 26, 2024 (Registration No. 333-278247).

     

     

     


     

    Item 8. Exhibits.

    The following exhibits are filed herewith:

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    Incorporated by Reference

     

    Exhibit

    Number

    Exhibit Description

     

    Form

     

    File No.

     

    Exhibit

     

    Filing Date

     

    Filed
    Herewith

     

     

     

     

     

     

     

     

     

     

     

     

    5.1

    Opinion of Orrick, Herrington & Sutcliffe LLP

     

     

     

     

     

     

     

     

     

    X

     

     

     

     

     

     

     

     

     

     

     

     

    23.1

    Consent of Orrick, Herrington & Sutcliffe LLP (included in Exhibit 5.1)

     

     

     

     

     

     

     

     

     

    X

     

     

     

     

     

     

     

     

     

     

     

     

    23.2

    Consent of Independent Registered Public Accounting Firm

     

     

     

     

     

     

     

     

     

    X

     

     

     

     

     

     

     

     

     

     

     

     

    24.1

    Power of Attorney (included on the signature page of this Registration Statement)

     

     

     

     

     

     

     

     

     

    X

     

     

     

     

     

     

     

     

     

     

     

     

    99.1

    2020 Equity Incentive Plan

     

    S-1/A

     

    333-250093

     

    10.01

     

    12/9/2020

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    99.2

    Amendment No. 1 to 2020 Equity Incentive Plan

     

    S-8

     

    333-251520

     

    99.2

     

    12/18/2020

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    99.3

    Amendment No. 2 to 2020 Equity Incentive Plan

     

    10-K

     

    001-39787

     

    10.26

     

    2/28/2022

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    99.4

    Employee Stock Purchase Plan

     

    S-1/A

     

    333-250093

     

    10.01

     

    12/9/2020

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    99.5

    Amendment No. 1 to Employee Stock Purchase Plan

     

    10-K

     

    001-39787

     

    10.27

     

    2/28/2022

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    107

    Filing Fee Table

     

     

     

     

     

     

     

     

     

    X

     

     

     

     


     

    SIGNATURES

    Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Diego, State of California, on March 27, 2025.

     

    BIOATLA, INC.

     

    /s/ Jay M. Short, Ph.D.

    Jay M. Short, Ph.D.

    Chief Executive Officer

    KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Jay M. Short, Ph.D. and Richard A. Waldron, and each of them, as his or her true and lawful attorney-in-fact and agent with the full power of substitution, for him or her, in any and all capacities, to sign any and all amendments to this Registration Statement (including post-effective amendments to this Registration Statement on Form S-8), and to file the same, with all exhibits thereto and other documents in connection therewith, with the Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully for all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or his or her substitutes, may lawfully do or cause to be done by virtue hereof.

    Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons on behalf of the Registrant in the capacities and on the dates indicated:

     

     

     

     

     

    SIGNATURE

    TITLE

    DATE

     

     

     

    /s/ Jay M. Short, Ph.D.

    Chief Executive Officer and Director

    March 27, 2025

    Jay M. Short, Ph.D.

    (Principal Executive Officer)

     

     

     

     

    /s/ Richard A. Waldron

    Chief Financial Officer

    March 27, 2025

    Richard A. Waldron

    (Principal Financial and Accounting Officer)

     

     

     

     

    /s/ Scott Smith

    Director

    March 27, 2025

    Scott Smith

     

     

     

     

     

    /s/ Edward Williams

    Director

    March 27, 2025

    Edward Williams

     

     

     

     

     

     

     

     

    /s/ Lawrence Steinman, M.D.

    Director

    March 27, 2025

    Lawrence Steinman, M.D.

     

     

     

     

     

    /s/ Sylvia McBrinn

    Director

    March 27, 2025

    Sylvia McBrinn

     

     

     

     

     

    /s/ Mary Ann Gray, Ph.D.

    Director

    March 27, 2025

    Mary Ann Gray, Ph.D.

     

     

     

     

     

    /s/ Susan Moran, M.D.

    Director

    March 27, 2025

    Susan Moran, M.D.

     

     


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