As filed with the Securities and Exchange Commission on February 18, 2025
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Confluent, Inc.
(Exact name of Registrant as specified in its charter)
| Delaware | 47-1824387 | |
| (State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
899 W. Evelyn Avenue
Mountain View, California 94041
(800) 439-3207
(Address of principal executive offices) (Zip code)
Confluent, Inc. 2021 Equity Incentive Plan
Confluent, Inc. 2021 Employee Stock Purchase Plan
(Full titles of the plans)
Rohan Sivaram
Chief Financial Officer
Confluent, Inc.
899 W. Evelyn Avenue
Mountain View, California 94041
(800) 439-3207
(Name, address and telephone number, including area code, of agent for service)
Copies to:
| Jon Avina Milson Yu Cooley LLP 3175 Hanover Street Palo Alto, California 94304 (650) 843-5000 |
Melanie Vinson Confluent, Inc. 899 W. Evelyn Avenue Mountain View, California 94041 (800) 439-3207 |
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | ☒ | Accelerated filer | ☐ | |||
| Non-accelerated filer | ☐ | Smaller reporting company | ☐ | |||
| Emerging growth company | ☐ | |||||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
REGISTRATION OF ADDITIONAL SHARES
PURSUANT TO GENERAL INSTRUCTION E
Pursuant to General Instruction E of Form S-8, Confluent, Inc. (the “Registrant”) is filing this Registration Statement with the Securities and Exchange Commission (the “Commission”) to register (i) 16,644,267 additional shares of its Class A common stock under the Registrant’s 2021 Equity Incentive Plan (the “2021 Plan”), pursuant to the provisions of the 2021 Plan providing for an automatic increase in the number of shares of Class A common stock reserved and available for issuance under the 2021 Plan on January 1, 2025, and (ii) 3,328,853 additional shares of its Class A common stock under the Registrant’s 2021 Employee Stock Purchase Plan (the “2021 ESPP”), pursuant to the provisions of the 2021 ESPP providing for an automatic increase in the number of shares of Class A common stock reserved and available for issuance under the 2021 ESPP on January 1, 2025. In accordance with the instructional note to Part I of Form S-8 as promulgated by the Commission, the information specified by Part I of the Form S-8 has been omitted from this Registration Statement.
The Registrant previously registered shares of its Class A common stock for issuance under the 2021 Plan, the 2021 ESPP, and the Registrant’s Amended and Restated 2014 Stock Plan on a Registration Statement on Form S-8 filed with the Commission on June 24, 2021 (File No. 333-257338) and subsequent Registration Statements on Form S-8 filed with the SEC on February 25, 2022 (File No. 333-263004), February 28, 2023 (File No. 333-270077) and February 21, 2024 (File No. 333-277233) (together, the “Prior Registration Statements”). Pursuant to General Instruction E to Form S-8, this Registration Statement hereby incorporates by reference the contents of the Prior Registration Statements except as set forth below.
ITEM 3. INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE
The following documents filed by the Registrant with the Commission are incorporated by reference into this Registration Statement:
(a) The Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2024, filed with the Commission on February 18, 2025.
(b) The description of the Registrant’s Class A Common Stock which is contained in the Registrant’s Registration Statement on Form 8-A filed on June 21, 2021 (File No. 001-40526) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), including any amendment or report filed for the purpose of updating such description, including Exhibit 4.5 of the Registrant’s Annual Report on Form 10-K for the year ended December 31, 2024, filed with the SEC on February 18, 2025 (File No. 001-40526).
All other reports and documents subsequently filed by the Registrant pursuant to Sections 13(a), 13(c), 14, and 15(d) of the Exchange Act (other than Current Reports furnished under Item 2.02 or Item 7.01 of Form 8-K and exhibits furnished on such form that relate to such items) on or after the date of this Registration Statement and prior to the filing of a post-effective amendment to this Registration Statement which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference herein and to be a part of this Registration Statement from the date of the filing of such reports and documents. Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any subsequently filed document that also is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.
ITEM 8. EXHIBITS
| * | Filed herewith |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Mountain View, State of California, on this 18th day of February, 2025.
| CONFLUENT, INC. | ||
| By: | /s/ Edward Jay Kreps | |
| Edward Jay Kreps | ||
| Chief Executive Officer | ||
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Edward Jay Kreps, Rohan Sivaram, and Melanie Vinson, and each of them, as his or her true and lawful attorneys-in-fact and agents, each with the full power of substitution, for him or her and in their name, place or stead, in any and all capacities, to sign any and all amendments to this Registration Statement (including post-effective amendments), and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents or any of them, or his, her or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
| Signature |
Title |
Date | ||
| /s/ Edward Jay Kreps |
Chief Executive Officer and Director | February 18, 2025 | ||
| Edward Jay Kreps | (Principal Executive Officer) | |||
| /s/ Rohan Sivaram |
Chief Financial Officer | February 18, 2025 | ||
| Rohan Sivaram | (Principal Financial Officer) | |||
| /s/ Kong Phan |
Chief Accounting Officer | February 18, 2025 | ||
| Kong Phan | (Principal Accounting Officer) | |||
| /s/ Lara Caimi |
Director | February 18, 2025 | ||
| Lara Caimi | ||||
| /s/ Jonathan Chadwick |
Director | February 18, 2025 | ||
| Jonathan Chadwick | ||||
| /s/ Alyssa Henry |
Director | February 18, 2025 | ||
| Alyssa Henry | ||||
| /s/ Matthew Miller |
Director | February 18, 2025 | ||
| Matthew Miller | ||||
| /s/ Neha Narkhede |
Director | February 18, 2025 | ||
| Neha Narkhede | ||||
| /s/ Greg Schott |
Director | February 18, 2025 | ||
| Greg Schott | ||||
| /s/ Eric Vishria |
Director | February 18, 2025 | ||
| Eric Vishria | ||||
| /s/ Mike Volpi |
Director | February 18, 2025 | ||
| Mike Volpi | ||||