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    SEC Form S-8 POS filed by Apexigen Inc.

    8/23/23 5:15:36 PM ET
    $APGN
    Biotechnology: Pharmaceutical Preparations
    Health Care
    Get the next $APGN alert in real time by email
    S-8 POS 1 s-8_pos_aug_23_2023.htm S-8 POS S-8 POS

    As filed with the Securities and Exchange Commission on August 23, 2023

     

    Registration No. 333-267765

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

    POST-EFFECTIVE AMENDMENT NO. 1

    TO

    FORM S-8

    Registration Statement No. 333-267765

    UNDER

    THE SECURITIES ACT OF 1933

    Apexigen, Inc.

    (Exact name of registrant as specified in its charter)

     

     

     

     

    Delaware

    85-1260244

    (State or other jurisdiction of

    incorporation or organization)

    (I.R.S. Employer

    Identification Number)

    900 Industrial Road, Suite C

    San Carlos, CA 94070

    (Address of principal executive offices, including zip code)

    Apexigen, Inc. 2010 Equity Incentive Plan

    Apexigen, Inc. 2020 Equity Incentive Plan

    Apexigen, Inc. 2022 Equity Incentive Plan

    Apexigen, Inc. 2022 Employee Stock Purchase Plan

     

    (Full title of the plans)

    Pamela Connealy

    Chief Financial Officer and Chief Operating Officer

    Apexigen, Inc.

    900 Industrial Road, Suite C

    San Carlos, CA 94070

    (650) 931-6236

    (Name, address, including zip code, and telephone number, including area code, of agent for service)

     

    Copies to:

    Asher M. Rubin

    Frank F. Rahmani

     

     


    Istvan A. Hajdu

    Sidley Austin LLP

    555 California Street, Suite 2000

    San Francisco, CA 94104

    Telephone: (650) 565-7000

    Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

     

     

     

     

     

     

     

     

    Large accelerated filer

    ☐

    Accelerated filer

    ☐

     

     

     

     

    Non-accelerated filer

    ☒

    Smaller reporting company

    ☒

     

     

     

     

     

     

    Emerging growth company

    ☒

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

     

     


    DEREGISTRATION OF UNSOLD SECURITIES

    This Post-Effective Amendment No. 1 (this “Post-Effective Amendment”) to the following Registration Statement on Form S-8 (the “Registration Statement”) filed with the Securities and Exchange Commission (the “SEC”) by Apexigen, Inc., a Delaware corporation (the “Registrant”), is being filed by the Registrant to terminate the Registration Statement and to deregister any and all shares of the Registrant’s common stock, par value $0.0001 per share (the “Shares”), registered thereunder but unsold as of the date hereof:

    •
    Registration Statement on Form S-8 (File No. 333-267765), filed with the SEC on October 7, 2022, registering (i) 2,574,745 Shares issuable under the Registrant’s 2022 Equity Incentive Plan, (ii) 257,341 Shares issuable under the Registrant’s 2022 Employee Stock Purchase Plan, (iii) 775,657 Shares issuable under the Registrant’s 2020 Equity Incentive Plan, (iv) 2,635,243 Shares issuable under the Registrant’s 2010 Equity Incentive Plan, and (v) in each case ((i) - (iv)), any additional shares that became issuable by reason of stock dividend, stock split, recapitalization, or other similar transaction effected without receipt of consideration that increased the number of the Registrant’s outstanding Shares.

    On August 23, 2023, pursuant to the Agreement and Plan of Merger, dated as of May 23, 2023 (the “Merger Agreement”), by and among the Registrant, Pyxis Oncology, Inc. (“Pyxis Oncology”) and Ascent Merger Sub Corp., a direct, wholly-owned subsidiary of Pyxis Oncology (“Merger Sub”), Merger Sub merged with and into the Registrant (the “Merger”), with the Registrant surviving the Merger as a wholly-owned subsidiary of Pyxis Oncology. As a result of the Merger, the Registrant has terminated any and all offerings of its securities pursuant to the Registration Statement.

    In accordance with an undertaking made by the Registrant in the Registration Statement to remove from registration, by means of a post-effective amendment, any of the securities registered under the Registration Statement that remain unsold at the termination of the offering, the Registrant hereby removes from registration all securities registered but unsold under the Registration Statement as of the date hereof.

     

     

     

     

     


    SIGNATURES

    Pursuant to the requirements of the Securities Act of 1933, as amended (the “Securities Act”), the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of San Carlos, California, on August 23, 2023.

     

     

     

    APEXIGEN, INC.

     

     

    By:

    /s/ Pam Connealy

     

    Pam Connealy

     

    Chief Financial Officer and

    Chief Operating Officer

    No other person is required to sign this Post-Effective Amendment No. 1 in reliance upon Rule 478 under the Securities Act.

     

     


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