Washington
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91-1650880
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(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification No.)
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c/o Kontron America, Incorporated
PO Box 59478
Renton, WA
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98058
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(Address of Principal Executive Office)
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(Zip Code)
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Large accelerated filer
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☐
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Accelerated filer
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☐
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Non-accelerated filer
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☒
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Smaller reporting company
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☒
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Emerging growth company
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☐
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1. |
File No. 333-230726, pertaining to the registration of 550,000 of Common Stock, issuable under the Registrant’s 2011 Inducement Award Plan, which was filed with the SEC on April 5, 2019;
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2. |
File No. 333-8933, pertaining to the registration of 1,848,480 shares of Common Stock issuable under the Registrant’s Amended and Restated Stock Option Plan and 1,500,000
shares of Common Stock issuable under the Registrant’s 1999 Employee Stock Purchase Plan, which was filed with the SEC on October 20, 1999;
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3. |
File No. 333-70210, pertaining to the registration of an aggregate 1,359,007 shares of Common Stock issuable under the Registrant’s Amended and Restated Stock Option Plan, which was filed with the SEC on
September 26, 2001;
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4. |
File No. 333-114104, pertaining to the registration of 1,478,725 shares of Common Stock issuable under the Registrant’s Amended and Restated Stock Option Plan, as amended, which was filed with the SEC on
March 31, 2004;
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5. |
File No. 333-116279, pertaining to the registration of 1,500,000 shares of Common Stock issuable under the Registrant’s Amended and Restated Stock Option Plan, as amended, which was filed with the SEC on June
8, 2004;
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6. |
File No. 333-162925, pertaining to the registration of an aggregate 1,136,643 shares of Common Stock issuable under the Registrant’s Third Amended and Restated Stock Plan, which was filed with the SEC on
November 5, 2009;
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7. |
File No. 333-166804, pertaining to the registration of 375,000 shares of Common Stock issuable under the Registrant’s Third Amended and Restated Stock Plan, which was filed with the SEC on May 13, 2010;
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8. |
File No. 333-172904, pertaining to the registration of 375,000 shares of Common Stock issuable under the Registrant’s Third Amended and Restated Stock Plan, which was filed with the SEC on March 17, 2011;
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9. |
File No. 333-183668, pertaining to the registration of 375,000 shares of Common Stock issuable under the Registrant’s Fourth Amended and Restated Stock Plan, which was filed with the SEC on August 31, 2012;
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10. |
File No. 333-205706, pertaining to the registration of an aggregate 200,000 shares of Common Stock issuable under the Registrant’s 2011 Inducement Award Plan, which was filed with the SEC on July 16, 2015;
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11. |
File No. 333-205707, pertaining to the registration of 750,000 shares of Common Stock issuable under the Registrant’s Fourth Amended and Restated Stock Plan, which was filed with the SEC on July 16, 2015;
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12. |
File No. 333-215095, pertaining to the registration of 200,000 shares of Common Stock issuable under the Registrant’s 2011 Inducement Award Plan, which was filed with the SEC on December 14, 2016; and
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13. |
File No. 333-259425, pertaining to the registration of 1,200,000 shares of Common Stock issuable under the Registrant’s 2021 Equity Incentive Plan, which was filed with the SEC on September 9, 2021.
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BSQUARE CORPORATION
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By:
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/s/ Ted Christiansen
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Name:
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Ted Christiansen
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Title:
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Secretary
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