State of Delaware
|
94-3125814
|
(State or other jurisdiction
|
(IRS Employer
|
of incorporation or organization)
|
Identification Number)
|
John L. Robinson, Esq.
Wachtell, Lipton, Rosen & Katz
51 West 52nd Street
New York, NY 10019
(212) 403-1000
Large accelerated filer
|
☐ |
Accelerated filer
|
☐ |
Non-accelerated filer
|
☒ |
Smaller reporting company
|
☒ |
Emerging growth company
|
☐ |
1. |
Registration Statement on Form S-8 (File No. 333-281297), filed with the SEC on August 6, 2024, registering 900,000 shares of common stock,
par value $0.001 per share, of the Registrant (the “Common Stock”) for issuance pursuant to the 2020 Equity Incentive Plan (the “2020 Plan”), 600,000 shares of
Common Stock for future issuance pursuant to the 2022 Inducement Equity Incentive Plan (the “2022 Plan”), and 300,000 shares of Common Stock for future issuance pursuant to the Registrant’s 2003
Employee Stock Purchase Plan (the “ESPP”).
|
2. |
Registration Statement on Form S-8 (File No. 333-273654), filed with the SEC on August 3, 2023, registering 850,000 shares of Common Stock for
future issuance pursuant to the 2020 Plan and 300,000 shares of Common Stock for future issuance pursuant to the ESPP.
|
3. |
Registration Statement on Form S-8 (File No. 333-262822), filed with the SEC on February 17, 2022, registering 1,200,000 shares of Common
Stock for future issuance pursuant to the 2022 Plan.
|
4. |
Registration Statement on Form S-8 (File No. 333-258132), filed with the SEC on July 23, 2021, registering 500,000 shares of Common Stock for
future issuance pursuant to the ESPP.
|
5. |
Registration Statement on Form S-8 (File No. 333-238262), filed with the SEC on May 14, 2020, registering 5,349,965 shares of Common Stock for
future issuance pursuant to the 2020 Plan and 500,000 shares of Common Stock for future issuance pursuant to the ESPP.
|
6. |
Registration Statement on Form S-8 (File No. 333-232730), filed with the SEC on July 19, 2019, registering 500,000 shares of Common Stock for
future issuance pursuant to the ESPP.
|
7. |
Registration Statement on Form S-8 (File No. 333-226262), filed with the SEC on July 20, 2018, registering 1,000,000 shares of Common Stock
for future issuance pursuant to the 2012 Equity Incentive Plan (the “2012 Plan”) and 500,000 shares of Common Stock for future issuance pursuant to the ESPP.
|
8. |
Registration Statement on Form S-8 (File No. 333-219405), filed with the SEC on July 21, 2017, registering 1,000,000 shares of Common Stock
for future issuance pursuant to the 2012 Plan and 500,000 shares of Common Stock for future issuance pursuant to the ESPP.
|
9. |
Registration Statement on Form S-8 (File No. 333-212647), filed with the SEC on July 22, 2016, registering 1,500,000 shares of Common Stock
for future issuance pursuant to the 2012 Plan and 300,000 shares of Common Stock for future issuance pursuant to the ESPP.
|
10. |
Registration Statement on Form S-8 (File No. 333-205368), filed with the SEC on June 30, 2015, registering 300,000 shares of Common Stock for
future issuance pursuant to the ESPP.
|
11. |
Registration Statement on Form S-8 (File No. 333-197700), filed with the SEC on July 29, 2014, registering 1,000,000 shares of Common Stock
for future issuance pursuant to the 2012 Plan and 500,000 shares of Common Stock for future issuance pursuant to the ESPP.
|
12. |
Registration Statement on Form S-8 (File No. 333-190250), filed with the SEC on July 30, 2013, registering 500,000 shares of Common Stock for
future issuance pursuant to the ESPP.
|
13. |
Registration Statement on Form S-8 (File No. 333-181929), filed with the SEC on June 6, 2012, registering 500,000 shares of Common Stock for
future issuance pursuant to the 2012 Plan and 300,000 shares of Common Stock for future issuance pursuant to the ESPP.
|
14. |
Registration Statement on Form S-8 (File No 333-175979), filed with the SEC on August 2, 2011, registering 300,000 shares of Common Stock for future
issuance pursuant to the ESPP.
|
15. |
Registration Statement on Form S-8 (File No. 333-160596), filed with the SEC on July 15, 2009, registering 600,000 shares of Common Stock for
future issuance pursuant to the ESPP.
|
16. |
Registration Statement on Form S-8 (File No. 333-134422), filed with the SEC on May 24, 2006, registering 400,000 shares of Common Stock for
future issuance pursuant to the ESPP.
|
17. |
Registration Statement on Form S-8 (File No. 333-109260), filed with the SEC on September 29, 2003, registering 108,197 shares of Common Stock
for future issuance pursuant to the ESPP.
|
18. |
Registration Statement on Form S-8 (File No. 333-106960), filed with the SEC on July 11, 2003, registering 250,000 shares of Common Stock for
future issuance pursuant to the ESPP.
|
INTEVAC, INC.
|
||
By:
|
/s/ James C. Lee |
|
Name: James C. Lee
|
||
Title: President
|