UNITED STATES
Delaware
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27-3576929
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(State or other jurisdiction of
incorporation or organization) |
(I.R.S. Employer
Identification No.) |
450 East 29th Street
New York, New York
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10016
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(Address of Principal Executive Offices)
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(Zip Code)
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Large accelerated filer
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☐ |
Accelerated filer
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☐ | |
Non-accelerated filer
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☒ |
Smaller reporting company
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☒ | |
Emerging growth company
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☒ |
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Registration Statement No. 333-253924, registering 6,861,201 shares of common stock, par value $0.001 per share, of the Company
(“Common Stock”) under the Kadmon Holdings, Inc.’s Amended and Restated 2016 Equity Incentive Plan.
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Registration Statement No. 333-238972, registering 13,436,600 shares of Common Stock under the Kadmon Holdings, Inc. Amended and
Restated 2016 Equity Incentive Plan and the Kadmon Holdings, Inc. Amended and Restated 2016 Employee Stock Purchase Plan.
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Registration Statement No. 333-233770, registering 3,055,318 shares of Common Stock under the Kadmon Holdings, Inc. Amended and
Restated 2016 Equity Incentive Plan and the Kadmon Holdings, Inc. Amended and Restated 2016 Employee Stock Purchase Plan.
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Registration Statement No. 333-213748, registering 7,845,000 shares of Common Stock under the Kadmon Holdings, Inc. Amended and
Restated 2016 Equity Incentive Plan and the Kadmon Holdings, Inc. Amended and Restated 2016 Employee Stock Purchase Plan.
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KADMON HOLDINGS, INC.
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By:
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/s/ Gustavo Pesquin
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Name:
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Gustavo Pesquin
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Title:
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Chief Executive Officer
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