Delaware
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83-3169838
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(State or other jurisdiction of incorporation or organization)
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(IRS Employer Identification No.)
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Magdalene Cook, M.D.
President and Chief Executive Officer
201 Broadway, Suite 310
Cambridge, Massachusetts 02139
(610) 424-2650
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Copies to:
John T. Haggerty
William D. Collins
Sarah Ashfaq
Goodwin Procter LLP
100 Northern Avenue
Boston Massachusetts 02210
(617) 570-1000
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(Name, address and telephone number of agent for service)
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Large accelerated filer
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☐
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Accelerated filer
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☐
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Non-accelerated filer
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☒
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Smaller reporting company
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☒
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Emerging growth company
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☒
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Registration Statement No. 333-263837, filed with the SEC on March 24, 2022, pertaining to the registration of 779,396 shares of common stock of the Registrant, $0.0001 par value per share (the “Common Stock”) reserved for future issuance under the Renovacor, Inc. 2021 Omnibus Incentive Plan (the “2021 Plan”); and
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Registration Statement No. 333-261054, filed with the SEC on November 12, 2021, pertaining to the registration of 1,119,120 shares of Common Stock reserved for future issuance under the 2021 Plan, 72,546 shares of Common Stock reserved for
future issuance under the 2021 Plan to be used solely and exclusively for the grant of restricted stock units pursuant to the earnout provisions of the Agreement and Plan of Merger, dated March 22, 2021, by and among the Registrant, CHAQ2
Merger Sub, Inc., a wholly owned subsidiary of the Registrant, and Renovacor Holdings, Inc., 1,037,741 shares of Common Stock reserved for future issuance upon the exercise of previously granted stock options that remained outstanding under
the 2021 Plan and 194,926 shares of Common Stock reserved for future issuance upon the exercise of previously granted stock options that remained outstanding under the 2018 Stock Option and Grant Plan.
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Zebrafish Merger Sub II, LLC
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(as successor by merger to Renovacor, Inc.)
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By:
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/s/ Gaurav Shah
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Name:
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Gaurav Shah
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Title:
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Authorized Person
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