SEC Form S-8 POS filed by U.S. Xpress Enterprises Inc.
Nevada
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62-1378182
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(State or other jurisdiction of incorporation or
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(I.R.S. Employer Identification No.)
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organization)
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4080 Jenkins Road
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Chattanooga, Tennessee
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37421
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(Address of Principal Executive Offices)
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(Zip Code)
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Large Accelerated filer
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Accelerated filer T
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Non-Accelerated filer (Do not check if a smaller reporting company)
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Smaller reporting company T
Emerging growth company
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B)
of the Securities Act
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•
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Registration Statement No. 333-225701, filed with the Commission on June 18, 2018, registering 3,200,000 shares of Class A common stock, par value $0.01 per share, of the Registrant (“Class A Common Stock”)
issuable pursuant to the U.S. Xpress Enterprises, Inc. 2018 Omnibus Incentive Plan (as amended, the “Amended 2018 Plan”), 2,300,000 shares of Class A Common Stock issuable pursuant to the U.S. Xpress Enterprises, Inc. Employee Stock
Purchase Plan, 1,709,165 shares of Class A Common Stock issuable pursuant to the New Mountain Lake Holdings, LLC Restricted Membership Unit Plan (the “RMUP”), and 1,586,666 shares of Class A Common Stock reserved for issuance upon the
conversion of Class B common stock, par value $0.01 per share, of the Registrant that was issued under the RMUP; and
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Registration Statement No. 333-239237, filed with the Commission on June 17, 2020, registering 4,784,327 shares of Class A Common Stock issuable pursuant to the Amended 2018 Plan,
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in each case, plus such indeterminate number of shares of Class A Common Stock as may be issued to prevent dilution resulting from stock splits, stock dividends, recapitalizations, or similar transactions.
U.S. Xpress Enterprises, Inc.
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By:
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/s/ Nathan Harwell
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Nathan Harwell
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Executive Vice President, Chief Legal Officer, and Secretary
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