SBSE-C: Filer Information
Filer CIK | 0000842180 |
Filer CCC |
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SBSE-C: Certification 1
FORM SBSE-C Certification Applicant Name:� BANCO BILBAO VIZCAYA ARGENTARIA, S.A. Date:� �� SEC Filer No:� |
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INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS MAY CONSTITUTE FEDERAL CRIMINAL VIOLATIONS.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
Instructions:
- This Certification 1 must be signed by a senior officer of the applicant.
��I certify that -
- (1) after due inquiry, I have reasonably determined that the applicant has developed and implemented written policies and procedures reasonably designed to prevent violation of federal securities laws and the rules thereunder, and
- (2) I have documented the process by which I reached such determination.
Applicant Name: | BANCO BILBAO VIZCAYA ARGENTARIA, S.A. |
Date: | 06-20-2024 |
Signature of Senior Officer: | Francisco Javier Rodriguez Soler |
Name of Senior Officer: | Francisco Javier Rodriguez Soler |
Title of Senior Officer | Global Head of C&IB |
SBSE-C: Certification 2
FORM SBSE-C
Certification
Applicant Name:� BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
Date:� �� SEC Filer No:�
INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS MAY CONSTITUTE FEDERAL CRIMINAL VIOLATIONS.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
Instructions:
- This certification must be signed by the applicant's Chief Compliance Officer designated pursuant to Exchange Act Section 15F(k) or by his or her designee.
- For purposes of this Form, the term associated person shall have the meaning as specified in Section 3(a)(70) of the Exchange Act [15 U.S.C. 78c(a)(70)].
��The applicant certifies that it -
- (a) has performed background checks on all of its associated persons who are natural persons and who effect or are involved in effecting security-based swaps on its behalf, and
- (b) neither knows, nor in the exercise of reasonable care should have known, that any associated person who effects or is involved in effecting security-based swaps on its behalf is subject to a statutory disqualification, as described in Sections 3(a)(39)(A) through (F) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(39)(A) – (F)), unless otherwise specifically provided by rule, regulation or order of the Commission.
Applicant Name: | BANCO BILBAO VIZCAYA ARGENTARIA, S.A. |
Date: | 06-20-2024 |
Signature of Chief Compliance Officer or Designee: | Samuel Fein |
Name of Chief Compliance Officer or Designee: | Samuel Fein |
If Designee, Title of Designee: | Head of Swap Dealer & Security-Based Swap Dealer Compliance |