SEC Form SC 13D/A filed by Amneal Pharmaceuticals Inc. (Amendment)
Amneal Pharmaceuticals, Inc.
|
(Name of Issuer)
|
Class A Common Stock, par value $0.01
|
(Title of Class of Securities)
|
03168L105
|
(CUSIP Number)
|
Gautam Patel
1 John Street, #2B
Brooklyn, NY 11201
(917) 365-6300
|
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
|
January 1, 2024
|
(Date of Event which Requires Filing of this Statement)
|
CUSIP No. 03168L105
|
13D
|
Page 1 of 4
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Gautam Patel
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☒
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
2,025,454
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
2,025,454
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
2,025,454
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
0.07%1
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
1 |
The percentage of ownership of the Class A Common Stock by the Reporting Person presented in this Statement is based on 306,544,199 shares of Class A Common Stock outstanding, as described in the Agreement and
Plan of Merger filed as Exhibit 2.1 to the Issuer’s Form 8-K, filed on November 8, 2023.
|
CUSIP No. 03168L105
|
13D
|
Page 2 of 4
|
CUSIP No. 03168L105
|
13D
|
Page 3 of 4
|
Reporting Person
|
|
Amount
beneficially owned |
|
|
Percent
of class |
|
|
Sole
power to vote or to direct the vote |
|
|
Shared
power to vote or to direct the vote |
|
|
Sole power
to dispose or to direct the disposition |
|
|
Shared
power to dispose or to direct the disposition |
|
||||||
Gautam Patel
|
|
|
2,025,454
|
|
|
|
0.07
|
|
|
|
2,025,454
|
|
|
|
0
|
|
|
|
2,025,454
|
|
|
|
0
|
|
(c)
|
The information set forth in Item 4 of this Amendment No. 5 is incorporated by reference herein.
|
(d)
|
None.
|
(e)
|
January 1, 2024.
|
CUSIP No. 03168L105
|
13D
|
Page 4 of 4
|
|
/s/ Gautam Patel |
|
Gautam Patel |
|
|