Washington, D.C. 20549
Authorized to Receive Notices and Communications)
CUSIP No. 15135U109
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Schedule 13D
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Page 2 of 13 Pages
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1
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NAMES OF REPORTING PERSONS
Hutchison Whampoa Europe Investments S.à r.l.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) ☐
(b) ⌧
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
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5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
Luxembourg
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
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SOLE VOTING POWER
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316,927,051(1)
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8
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SHARED VOTING POWER
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0
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9
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SOLE DISPOSITIVE POWER
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316,927,051(1)
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10
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SHARED DISPOSITIVE POWER
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0
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11
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AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
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316,927,051(1)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (11)
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16.7%(2)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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CUSIP No. 15135U109
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Schedule 13D
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Page 3 of 13 Pages
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1
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NAMES OF REPORTING PERSONS
Hutchison Whampoa Luxembourg Holdings S.à r.l.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) ☐
(b) ⌧
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
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5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
Incorporated in Barbados and continued in Luxembourg
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
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SOLE VOTING POWER
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316,927,051(1)
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8
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SHARED VOTING POWER
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0
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9
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SOLE DISPOSITIVE POWER
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316,927,051(1)
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10
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SHARED DISPOSITIVE POWER
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0
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11
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AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
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316,927,051(1)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (11)
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16.7%(2)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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CUSIP No. 15135U109
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Schedule 13D
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Page 4 of 13 Pages
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1
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NAMES OF REPORTING PERSONS
CK Hutchison Global Investments Limited
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) ☐
(b) ⌧
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
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5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
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SOLE VOTING POWER
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316,927,051(1)
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8
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SHARED VOTING POWER
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0
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9
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SOLE DISPOSITIVE POWER
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316,927,051(1)
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10
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SHARED DISPOSITIVE POWER
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0
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11
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AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
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316,927,051(1)
|
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☐
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13
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (11)
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16.7%(2)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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CUSIP No. 15135U109
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Schedule 13D
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Page 5 of 13 Pages
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1
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NAMES OF REPORTING PERSONS
CK Hutchison Holdings Limited
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) ☐
(b) ⌧
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
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5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
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SOLE VOTING POWER
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316,927,051(1)
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8
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SHARED VOTING POWER
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0
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9
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SOLE DISPOSITIVE POWER
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316,927,051(1)
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10
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SHARED DISPOSITIVE POWER
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0
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11
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AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
|
316,927,051(1)
|
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
☐
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13
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (11)
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16.7%(2)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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CUSIP No. 15135U109
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Schedule 13D
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Page 6 of 13 Pages
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Item 4. |
Purpose of Transaction.
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Item 5 |
Interest in Securities of the Issuer
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• |
Mr. FOK Kin Ning, Canning (i) has an interest in 200,334 Common Shares and 16,623 Warrants which are held through a company jointly controlled by him and his spouse over which they share
voting and dispositive power; and (ii) owns 31,638 deferred share units of the Issuer;
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Mr. Frank John SIXT owns 55,740 Common Shares, 4,569 Warrants and 40,610 deferred share units of the Issuer;
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• |
Mr. IP Tak Chuen, Edmond owns 206,197 Common Shares and 17,110 Warrants;
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The spouse of Mr. LEE Yeh Kwong, Charles owns 1,201 Common Shares and 99 Warrants, over which Mr. Lee may be deemed to share voting and dispositive power;
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• |
Mr. George Colin MAGNUS owns 27,436 Common Shares and 2,276 Warrants;
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• |
Ms. LEE Wai Mun, Rose owns 8,462 Common Shares and 682 Warrants which are held through a company wholly owned by Ms. Lee;
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Mr. James Demitrius GIRGULIS owns 22,144 share options of the Issuer; and
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none of the other persons named in Item 2 beneficially owns any Common Shares or securities of the Issuer convertible into Common Shares within sixty days of June 14, 2023.
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Item 6 |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
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HUTCHISON WHAMPOA EUROPE INVESTMENTS S.À R.L.
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By:
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/s/ James Girgulis
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Name: James Girgulis
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Title: Authorized Signatory
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HUTCHISON WHAMPOA LUXEMBOURG HOLDINGS S.À R.L.
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By:
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/s/ James Girgulis
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Name: James Girgulis
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Title: Authorized Signatory
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CK HUTCHISON GLOBAL INVESTMENTS LIMITED
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By:
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/s/ Edith Shih
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Name: Edith Shih
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Title: Authorized Signatory
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CK HUTCHISON HOLDINGS LIMITED
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By:
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/s/ Edith Shih
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Name: Edith Shih
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Title: Authorized Signatory
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Name and
Business Address(1) |
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Citizenship
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Present Principal Occupation or
Employment, Including Name, Principal Business and Address of Each Corporation or Organization |
Frank John SIXT
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Canadian
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Manager, Hutchison Whampoa Europe Investments S.à r.l.(2)
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Edith SHIH
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British
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Manager, Hutchison Whampoa Europe Investments S.à r.l.(2)
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Christian Nicolas Roger
SALBAING 7, rue du Marché-aux-Herbes L-1728 Luxembourg Grand Duchy of Luxembourg |
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French
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Manager, Hutchison Whampoa Europe Investments S.à r.l.(2)
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James Demitrius GIRGULIS
7, rue du Marché-aux-Herbes L-1728 Luxembourg Grand Duchy of Luxembourg |
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Canadian
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Manager, Hutchison Whampoa Europe Investments S.à r.l.(2)
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Thomas Georg GEIGER
7, rue du Marché-aux-Herbes L-1728 Luxembourg Grand Duchy of Luxembourg |
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German
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Manager, Hutchison Whampoa Europe Investments S.à r.l.(2)
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Shane Robert AH PIANG 1, route d’Esch L-1470 Luxembourg Grand Duchy of Luxembourg |
Luxembourg | Manager, Hutchison Whampoa Europe Investments S.à r.l.(2) |
Name and
Business Address(1) |
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Citizenship
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Present Principal Occupation or
Employment, Including Name, Principal Business and Address of Each Corporation or Organization |
Frank John SIXT
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Canadian
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Director, Hutchison Whampoa Luxembourg Holdings S.à r.l.(3)
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Edith SHIH
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British
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Director, Hutchison Whampoa Luxembourg Holdings S.à r.l.(3)
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Christian Nicolas Roger SALBAING
7, rue du Marché-aux-Herbes L-1728 Luxembourg Grand Duchy of Luxembourg |
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French
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Director, Hutchison Whampoa Luxembourg Holdings S.à r.l.(3)
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James Demitrius GIRGULIS
7, rue du Marché-aux-Herbes
L-1728 Luxembourg
Grand Duchy of Luxembourg
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Canadian
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Director, Hutchison Whampoa Luxembourg Holdings S.à r.l.(3)
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Thomas Georg GEIGER
7, rue du Marché-aux-Herbes L-1728 Luxembourg Grand Duchy of Luxembourg |
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German
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Director, Hutchison Whampoa Luxembourg Holdings S.à r.l.(3)
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Shane Robert AH PIANG
1, route d’Esch
L-1470 Luxembourg
Grand Duchy of Luxembourg
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Luxembourg | Director, Hutchison Whampoa Luxembourg Holdings S.à r.l.(3) |
Name and
Business Address(1) |
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Citizenship
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Present Principal Occupation or
Employment, Including Name, Principal Business and Address of Each Corporation or Organization |
LI Tzar Kuoi, Victor
7th Floor, Cheung Kong Center 2 Queen’s Road Central Hong Kong |
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Hong Kong
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Director, CK Hutchison Global Investments Limited(4)
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FOK Kin Ning, Canning
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British
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Director, CK Hutchison Global Investments Limited(4)
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Frank John SIXT
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Canadian
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Director, CK Hutchison Global Investments Limited(4)
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IP Tak Chuen, Edmond
7th Floor, Cheung Kong Center 2 Queen’s Road Central Hong Kong |
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Hong Kong
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Director, CK Hutchison Global Investments Limited(4)
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KAM Hing Lam
7th Floor, Cheung Kong Center 2 Queen’s Road Central Hong Kong |
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Hong Kong
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Director, CK Hutchison Global Investments Limited(4)
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LAI Kai Ming, Dominic
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Canadian
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Director, CK Hutchison Global Investments Limited(4)
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Edith SHIH
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British
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Director, CK Hutchison Global Investments Limited(4)
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CHEUNG Kwan Hoi
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British
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Director, CK Hutchison Global Investments Limited(4)
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Name and
Business Address(1) |
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Citizenship
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Present Principal Occupation or
Employment, Including Name, Principal Business and Address of Each Corporation or Organization |
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LI Tzar Kuoi, Victor
7th Floor, Cheung Kong Center 2 Queen’s Road Central Hong Kong |
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Hong Kong
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Chairman, Executive Director and Group Co-Managing Director,
CK Hutchison Holdings Limited(5)
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FOK Kin Ning, Canning
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British
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Executive Director and Group Co-Managing Director,
CK Hutchison Holdings Limited(5)
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Frank John SIXT
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Canadian
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Executive Director, Group Finance Director and Deputy Managing Director, CK Hutchison Holdings Limited(5)
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IP Tak Chuen, Edmond
7th Floor, Cheung Kong Center 2 Queen’s Road Central Hong Kong |
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Hong Kong
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Executive Director and Deputy Managing Director,
CK Hutchison Holdings Limited(5)
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KAM Hing Lam
7th Floor, Cheung Kong Center 2 Queen’s Road Central Hong Kong |
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Hong Kong
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Executive Director and Deputy Managing Director,
CK Hutchison Holdings Limited(5)
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LAI Kai Ming, Dominic
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Canadian
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Executive Director and Deputy Managing Director,
CK Hutchison Holdings Limited(5)
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Edith SHIH
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British
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Executive Director, CK Hutchison Holdings Limited(5)
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CHOW Kun Chee, Roland
Room 2008, Melbourne Plaza 33 Queen’s Road Central Hong Kong |
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British
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Non-executive Director, CK Hutchison Holdings Limited(5)
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LEE Yeh Kwong, Charles
26th Floor, Jardine House 1 Connaught Place, Central Hong Kong |
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Hong Kong
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Non-executive Director, CK Hutchison Holdings Limited(5)
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George Colin MAGNUS
Room 701, Car Po Commercial Building 18-20 Lyndhurst Terrace Central Hong Kong |
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British
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Non-executive Director, CK Hutchison Holdings Limited(5)
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WOO Mo Fong, Susan (alias CHOW WOO Mo Fong, Susan)
9A Po Garden, 9 Brewin Path Mid-levels, Hong Kong |
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British
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Non-executive Director, CK Hutchison Holdings Limited(5)
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Philip Lawrence KADOORIE
24/F., St. George's Building 2 Ice House Street
Central, Hong Kong
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British
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Independent Non-executive Director, CK Hutchison Holdings Limited(5)
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LAU Yau Fun, Sophie (alias LEUNG LAU Yau Fun, Sophie)
1st Floor, 15 Wang Chiu Road Kowloon Bay, Hong Kong
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Hong Kong
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Independent Non-executive Director, CK Hutchison Holdings Limited(5)
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LEE Wai Mun, Rose
Unit 623, Level 6, Core F Cyberport 3, 100 Cyberport Road
Cyberport, Hong Kong |
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Hong Kong
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Independent Non-executive Director, CK Hutchison Holdings Limited(5)
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Paul Joseph TIGHE
69 Nurrawallee Street Ulladulla NSW 2539
Australia
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Australian
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Independent Non-executive Director, CK Hutchison Holdings Limited(5)
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WONG Kwai Lam
Room 809, 8/F, Tai Yau Building 181 Johnston Road
Wanchai
Hong Kong
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Hong Kong
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Independent Non-executive Director, CK Hutchison Holdings Limited(5)
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WONG Yick-ming, Rosanna
23/F., The Hong Kong Federation of Youth Groups Building 21 Pak Fuk Road North Point, Hong Kong |
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Hong Kong
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Independent Non-executive Director, CK Hutchison Holdings Limited(5)
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(1)
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Unless otherwise indicated, the business address of each of the named persons is 48th Floor, Cheung Kong Center, 2 Queen’s Road Central, Hong Kong.
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(2)
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The principal address of Hutchison Whampoa Europe Investments S.à r.l. is 7, rue du Marché-aux-Herbes, L-1728 Luxembourg, Grand Duchy of Luxembourg. The businesses of Hutchison Whampoa
Europe Investments S.à r.l. are investment holding and funds investment manager.
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(3)
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The principal address of Hutchison Whampoa Luxembourg Holdings S.à r.l. is 7, rue du Marché-aux-Herbes, L-1728 Luxembourg, Grand Duchy of Luxembourg. The business of Hutchison Whampoa
Luxembourg Holdings S.à r.l. is investment holding.
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(4)
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The principal address of CK Hutchison Global Investments Limited is 48th Floor, Cheung Kong Center, 2 Queen’s Road Central, Hong Kong. The business of CK Hutchison Global Investments
Limited is investment holding.
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(5)
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The principal address of CK Hutchison Holdings Limited is 48th Floor, Cheung Kong Center, 2 Queen’s Road Central, Hong Kong. The business of CK Hutchison Holdings Limited comprises four core
segments: ports and related services, retail, infrastructure and telecommunications.
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