SEC Form SC 13D/A filed by ClearSign Technologies Corporation (Amendment)
ClearSign Technologies Corporation |
(Name of Issuer)
|
Common Stock |
(Title of Class of Securities)
|
185064102 |
(CUSIP Number)
|
Robert T. Hoffman Sr.
c/o clirSPV LLC
119 Warren Avenue, 3rd Floor
Spring Lake NJ 07762.
(732) 282-0743
|
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
|
February 1, 2024 |
(Date of Event which Requires Filing of this Statement)
|
CUSIP No. 185064102
|
13D
|
Page 1 of 9 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
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||
clirSPV LLC
|
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|
|||
|
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||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☒
|
||
(b)
|
☐
|
||||
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|
||||
3
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SEC USE ONLY
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||
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|||
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||||
4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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||
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|||
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|
||||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
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|
||||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
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|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
6,189,857
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
6,189,857
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
6,189,857
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
16.1%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO (Delaware limited liability company)
|
|
|
|||
|
|
CUSIP No. 185064102
|
13D
|
Page 2 of 9 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
GPclirSPV LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☒
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
6,189,857
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
6,189,857
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
6,189,857
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
16.1%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO (Delaware limited liability company)
|
|
|
|||
|
|
CUSIP No. 185064102
|
13D
|
Page 3 of 9 Page
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Robert T. Hoffman Sr.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☒
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
310,172
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
6,189,857
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
310,172
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
6,189,857
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
6,500,029
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
16.8%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
CUSIP No. 185064102
|
13D
|
Page 4 of 9 Page
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Princeton Opportunity Management LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☒
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
6,189,857
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
6,189,857
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
6,189,857
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
16.1%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO (Delaware limited liability company)
|
|
|
|||
|
|
CUSIP No. 185064102
|
13D
|
Page 5 of 9 Page
|
CUSIP No. 185064102
|
13D
|
Page 6 of 9 Page
|
|
|
|
|
|
Sole
|
Shared
|
|
|
|
|
Shared
|
power to
|
power to
|
|
|
|
|
power to
|
dispose or
|
dispose or
|
|
Amount
|
|
|
vote or to
|
to direct
|
to direct
|
|
beneficially
|
|
Sole power to vote
|
direct the
|
the
|
the
|
Reporting Person
|
owned
|
Percent of class
|
or to direct the vote
|
vote
|
disposition
|
disposition
|
|
|
|
|
|
|
|
clirSPV LLC
|
6,189,857
|
16.1%
|
0
|
6,189,857
|
0
|
6,189,857
|
GPclirSPV LLC
|
6,189,857
|
16.1%
|
0
|
6,189,857
|
0
|
6,189,857
|
Robert T. Hoffman Sr.
|
6,500,029
|
16.8%
|
310,172
|
6,189,857
|
310,172
|
6,189,857
|
Princeton Opportunity
Management, LLC |
6,189,857
|
16.1%
|
0
|
6,189,857
|
0
|
6,189,857
|
CUSIP No. 185064102
|
13D
|
Page 7 of 9 Page
|
(c) | Except as described in Item 4, during the past 60 days none of the Reporting Persons or Related Persons has effected any transactions in Common Stock. |
(d) | Not applicable. |
(e) | Not applicable. |
CUSIP No. 185064102
|
13D
|
Page 8 of 9 Page
|
CLIRSPV LLC |
|||
|
By:
|
/s/ Robert T. Hoffman Sr. | |
Name: Robert T. Hoffman Sr. | |||
Title: Manager |
|||
GPCLIRSPV LLC |
|||
|
By:
|
/s/ Robert T. Hoffman Sr. | |
Name: Robert T. Hoffman Sr. | |||
Title: Manager |
|||
|
By:
|
/s/ Robert T. Hoffman Sr. | |
Name: Robert T. Hoffman Sr. | |||
PRINCETON OPPORTUNITY MANAGEMENT LLC |
|||
|
By:
|
/s/ Robert T. Hoffman Sr. | |
Name: Robert T. Hoffman Sr. | |||
Title: Manager |
|||
CUSIP No. 185064102
|
13D
|
Page 9 of 9 Page
|
Name
|
Manager
|
|
|
|
|
|
Present Principal Occupation or Employment
|
Citizenship/Place of
Organization |
GPclirSPV LLC
|
Manager of clirSPV LLC
|
Delaware
|
Princeton Opportunity Management LLC
|
Investment Manager pursuant to Investment Management Agreement
|
Delaware
|
|
|
|
|
GPCLIRSPV LLC
|
|
|
|
|
Robert T. Hoffman Sr.
|
Manager of GPclirSPV LLC
|
United States
|
|
|
|
|
PRINCETON OPPORTUNITY MANAGEMENT LLC
|
|
|
|
|
Robert T. Hoffman Sr.
|
Manager of GPclirSPV LLC
|
United States
|