UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 9)*
Ecoark Holdings, Inc.
(Name of Issuer)
Common
(Title of Class of Securities)
27888N109
(CUSIP Number)
Mark Pearson
President, CIO
Nepsis, Inc.
8974 Eagle Creek Circle
Minneapolis, MN 55378
952-746-2003
President, CIO
Nepsis, Inc.
8974 Eagle Creek Circle
Minneapolis, MN 55378
952-746-2003
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
December 31, 2021
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject
of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box. [X]
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with
respect to the subject class of securities, and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page
The information required on the remainder of this cover page shall not be deemed to be filed for the purposes of
Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however, see the Instructions).
CUSIP No.: 27888N109
| 1 |
NAME OF REPORTING PERSON:
Nepsis, Inc.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
41-1887702
|
||
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
[ ] (a)
[X] (b)
|
||
| 3 |
SEC USE ONLY
|
||
| 4 |
SOURCE OF FUNDS:
00
|
||
| 5 |
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
[ ]
|
||
| 6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Minnesota, USA
|
||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
0
|
|
| 8 |
SHARED VOTING POWER
0
|
||
| 9 |
SOLE DISPOSITIVE POWER
0
|
||
| 10 |
SHARED DISPOSITIVE POWER
0
|
||
| 11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,908,421
|
||
| 12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[ ]
|
||
| 13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.04%
|
||
| 14 |
TYPE OF REPORTING PERSON
IA
|
||
CUSIP No.: 27888N109
| ITEM 1. | SECURITY AND ISSUER: |
| Ecoark Holdings, Inc. 303 Pearl Parkway Suite 200 San Antonio, TX 78215 |
|
| ITEM 2. | IDENTITY AND BACKGROUND: |
| a. Nepsis, Inc. b. 8674 Eagle Creek Circle Minneapolis, MN 55378 c. Registered Investment Advisor d. N/A e. N/A f. USA |
|
| ITEM 3. | SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION: |
| Over the period of the last 12 months, Nepsis, Inc. has not purchased any Ecoark Holdings, Inc. on a discretionary level. | |
| ITEM 4. | PURPOSE OF TRANSACTION: |
| The securities reported as beneficially owned in Item 5 were sold by Nepsis, Inc. in its capacity as a RIA on behalf of its investment advisory clients for purposes of freeing up funds as requested by the client or in preparation of the client account leaving the current custodian in the ordinary course of business. The securities reported in Item 5 as purchased were requested by the client as unsolicited buys. a. Nepsis, Inc. does not intend to make additional purchases until or unless there is notification of material changes in the holding. b. None c. None d. None e. None f. None g. Nepsis, Inc. has no interest in obtaining control of Ecoark Holdings, Inc. h. Nepsis, Inc. would likely reduce its position in Ecoark Holdings, Inc. i. See (h.) j. See (h.) |
|
| ITEM 5. | INTEREST IN SECURITIES OF THE ISSUER: |
| a. 2,908,421 shs owed which is 11.04% of the 26,350,000 outstanding shares b. 2,908,421 shares c. Client Name Registration Name AcctCode Trade Date Settlement Date Buy/Sell Security Symbol Security Description Quantity Unit Price Principal/Proceeds Commissions Fees Net Amount Custodian Transaction ID Account ID Transaction Created By Ticker Bruce R Orlebeck Bruce R Orlebeck Roseann Orlebeck RQ6003093 4/22/2021 4/26/2021 Buy ZEST Ecoark Holdings Inc 2300.0000000 4.5 10350.00 0.00 0.00 10350.00 Pershing 48657023 12069 Pershing - RCR 379939 ZEST Bruce R Orlebeck Bruce R Orlebeck Roseann Orlebeck RQ6003093 4/22/2021 4/26/2021 Buy ZEST Ecoark Holdings Inc 520.0000000 4.55 2366.00 0.00 0.00 2366.00 Pershing 48657029 12069 Pershing - RCR 379939 ZEST Bruce R Orlebeck Bruce R Orlebeck Roseann Orlebeck RQ6003093 4/22/2021 4/26/2021 Buy ZEST Ecoark Holdings Inc 400.0000000 4.55 1820.00 0.00 0.00 1820.00 Pershing 48657027 12069 Pershing - RCR 379939 ZEST Bruce R Orlebeck Bruce R Orlebeck Roseann Orlebeck RQ6003093 4/22/2021 4/26/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.55 455.00 0.00 0.00 455.00 Pershing 48657025 12069 Pershing - RCR 379939 ZEST Jason Wirtz Jason J Wirtz RQ6004208 3/10/2021 3/12/2021 Buy ZEST Ecoark Holdings Inc 40.0000000 17.51 700.40 0.00 0.00 700.40 Pershing 48498317 11303 Pershing - RCR 378794 ZEST Jason Wirtz Jason J Wirtz RQ6004208 3/10/2021 3/12/2021 Buy ZEST Ecoark Holdings Inc 750.0000000 17.5 13125.00 0.00 0.00 13125.00 Pershing 48498321 11303 Pershing - RCR 378794 ZEST Jason Wirtz Jason J Wirtz RQ6004208 3/10/2021 3/12/2021 Buy ZEST Ecoark Holdings Inc 205.0000000 17.51 3589.55 0.00 0.00 3589.55 Pershing 48498315 11303 Pershing - RCR 378794 ZEST Jason Wirtz Jason J Wirtz RQ6004208 3/10/2021 3/12/2021 Buy ZEST Ecoark Holdings Inc 500.0000000 17.2 8600.00 0.00 0.00 8600.00 Pershing 48498319 11303 Pershing - RCR 378794 ZEST Jason Wirtz Jason J Wirtz RQ6004208 3/10/2021 3/12/2021 Buy ZEST Ecoark Holdings Inc 700.0000000 17.5 12250.00 0.00 0.00 12250.00 Pershing 48498311 11303 Pershing - RCR 378794 ZEST Jason Wirtz Jason J Wirtz RQ6004208 3/10/2021 3/12/2021 Buy ZEST Ecoark Holdings Inc 55.0000000 17.5 962.50 0.00 0.00 962.50 Pershing 48498313 11303 Pershing - RCR 378794 ZEST John Spencer John C Spencer RQ6004216 12/7/2021 12/9/2021 Buy ZEST Ecoark Holdings Inc 3631.0000000 3.0599 11110.50 0.00 0.00 11110.50 Pershing 49841523 12304 Pershing - RCR 385035 ZEST Marc Ye Marc Ye RQ6004760 8/27/2021 8/31/2021 Buy ZEST Ecoark Holdings Inc 370.0000000 4.31 1594.70 0.00 0.00 1594.70 Pershing 49323879 11739 Pershing - RCR 383016 ZEST Marc Ye Marc Ye RQ6004844 8/27/2021 8/31/2021 Buy ZEST Ecoark Holdings Inc 1250.0000000 4.3648 5456.00 0.00 0.00 5456.00 Pershing 49323885 11305 Pershing - RCR 383016 ZEST Marc Ye Marc Ye RQ6004844 8/31/2021 9/2/2021 Buy ZEST Ecoark Holdings Inc 1583.0000000 4.645 7353.04 0.00 0.00 7353.04 Pershing 49330538 11305 Pershing - RCR 383103 ZEST Marc Ye Marc Ye RQ6005015 8/27/2021 8/31/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.31 431.00 0.00 0.00 431.00 Pershing 49323897 12371 Pershing - RCR 383016 ZEST Marc Ye Marc Ye RQ6005015 8/27/2021 8/31/2021 Buy ZEST Ecoark Holdings Inc 260.0000000 4.34 1128.40 0.00 0.00 1128.40 Pershing 49323921 12371 Pershing - RCR 383016 ZEST Marc Ye Marc Ye RQ6005015 8/27/2021 8/31/2021 Buy ZEST Ecoark Holdings Inc 1500.0000000 4.34 6510.00 0.00 0.00 6510.00 Pershing 49323917 12371 Pershing - RCR 383016 ZEST Marc Ye Marc Ye RQ6005015 8/27/2021 8/31/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.31 431.00 0.00 0.00 431.00 Pershing 49323901 12371 Pershing - RCR 383016 ZEST Marc Ye Marc Ye RQ6005015 8/27/2021 8/31/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.31 431.00 0.00 0.00 431.00 Pershing 49323903 12371 Pershing - RCR 383016 ZEST Marc Ye Marc Ye RQ6005015 8/27/2021 8/31/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.31 431.00 0.00 0.00 431.00 Pershing 49323905 12371 Pershing - RCR 383016 ZEST Marc Ye Marc Ye RQ6005015 8/27/2021 8/31/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.33 433.00 0.00 0.00 433.00 Pershing 49323907 12371 Pershing - RCR 383016 ZEST Marc Ye Marc Ye RQ6005015 8/27/2021 8/31/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.34 434.00 0.00 0.00 434.00 Pershing 49323913 12371 Pershing - RCR 383016 ZEST Marc Ye Marc Ye RQ6005015 8/27/2021 8/31/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.34 434.00 0.00 0.00 434.00 Pershing 49323919 12371 Pershing - RCR 383016 ZEST Marc Ye Marc Ye RQ6005015 8/27/2021 8/31/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.31 431.00 0.00 0.00 431.00 Pershing 49323899 12371 Pershing - RCR 383016 ZEST Marc Ye Marc Ye RQ6005015 8/27/2021 8/31/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.31 431.00 0.00 0.00 431.00 Pershing 49323895 12371 Pershing - RCR 383016 ZEST Marc Ye Marc Ye RQ6005015 8/27/2021 8/31/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.31 431.00 0.00 0.00 431.00 Pershing 49323893 12371 Pershing - RCR 383016 ZEST Marc Ye Marc Ye RQ6005015 8/27/2021 8/31/2021 Buy ZEST Ecoark Holdings Inc 58.0000000 4.33 251.14 0.00 0.00 251.14 Pershing 49323909 12371 Pershing - RCR 383016 ZEST Marc Ye Marc Ye RQ6005015 8/27/2021 8/31/2021 Buy ZEST Ecoark Holdings Inc 42.0000000 4.33 181.86 0.00 0.00 181.86 Pershing 49323911 12371 Pershing - RCR 383016 ZEST Marc Ye Marc Ye RQ6005015 8/27/2021 8/31/2021 Buy ZEST Ecoark Holdings Inc 155.0000000 4.34 672.70 0.00 0.00 672.70 Pershing 49323915 12371 Pershing - RCR 383016 ZEST Marioly Q Alfaro Marioly Q Alfaro RQ6005171 3/17/2021 3/19/2021 Buy ZEST Ecoark Holdings Inc 900.0000000 16.6 14940.00 0.00 0.00 14940.00 Pershing 48508660 12372 Pershing - RCR 378991 ZEST Marioly Q Alfaro Marioly Q Alfaro RQ6005171 3/17/2021 3/19/2021 Buy ZEST Ecoark Holdings Inc 300.0000000 16.6 4980.00 0.00 0.00 4980.00 Pershing 48508658 12372 Pershing - RCR 378991 ZEST Marioly Q Alfaro Marioly Q Alfaro RQ6005171 3/17/2021 3/19/2021 Buy ZEST Ecoark Holdings Inc 1000.0000000 16.65 16650.00 0.00 0.00 16650.00 Pershing 48508656 12372 Pershing - RCR 378991 ZEST Marioly Q Alfaro Marioly Q Alfaro RQ6005171 3/17/2021 3/19/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 16.6 1660.00 0.00 0.00 1660.00 Pershing 48508654 12372 Pershing - RCR 378991 ZEST Marioly Q Alfaro Marioly Q Alfaro RQ6005171 3/17/2021 3/19/2021 Buy ZEST Ecoark Holdings Inc 400.0000000 16.6 6640.00 0.00 0.00 6640.00 Pershing 48508648 12372 Pershing - RCR 378991 ZEST Marioly Q Alfaro Marioly Q Alfaro RQ6005171 3/17/2021 3/19/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 16.6 1660.00 0.00 0.00 1660.00 Pershing 48508650 12372 Pershing - RCR 378991 ZEST Marioly Q Alfaro Marioly Q Alfaro RQ6005171 3/17/2021 3/19/2021 Buy ZEST Ecoark Holdings Inc 200.0000000 16.6 3320.00 0.00 0.00 3320.00 Pershing 48508652 12372 Pershing - RCR 378991 ZEST April J Lindsey April J Lindsey RQ6006294 3/18/2021 3/22/2021 Buy ZEST Ecoark Holdings Inc 505.0000000 16.55 8357.75 0.00 0.00 8357.75 Pershing 48509513 13499 Pershing - RCR 379027 ZEST April J Lindsey April J Lindsey RQ6006294 3/18/2021 3/22/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 16.54 1654.00 0.00 0.00 1654.00 Pershing 48509511 13499 Pershing - RCR 379027 ZEST April J Lindsey April J Lindsey RQ6006294 3/18/2021 3/22/2021 Buy ZEST Ecoark Holdings Inc 12.0000000 16.55 198.60 0.00 0.00 198.60 Pershing 48509515 13499 Pershing - RCR 379027 ZEST Jeff Lindstrom Jeff Lindstrom RQ6006377 1/14/2021 1/19/2021 Buy ZEST Ecoark Holdings Inc 25.0000000 9.1 227.50 0.00 0.00 227.50 Pershing 48090919 13500 Pershing - RCR 377375 ZEST Jeff Lindstrom Jeff Lindstrom RQ6006377 1/14/2021 1/19/2021 Buy ZEST Ecoark Holdings Inc 106.0000000 9.19 974.14 0.00 0.00 974.14 Pershing 48090927 13500 Pershing - RCR 377375 ZEST Jeff Lindstrom Jeff Lindstrom RQ6006377 1/14/2021 1/19/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.19 919.00 0.00 0.00 919.00 Pershing 48090923 13500 Pershing - RCR 377375 ZEST Jeff Lindstrom Jeff Lindstrom RQ6006377 1/14/2021 1/19/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.19 919.00 0.00 0.00 919.00 Pershing 48090925 13500 Pershing - RCR 377375 ZEST Jeff Lindstrom Jeff Lindstrom RQ6006377 1/14/2021 1/19/2021 Buy ZEST Ecoark Holdings Inc 264.0000000 9.1 2402.40 0.00 0.00 2402.40 Pershing 48090921 13500 Pershing - RCR 377375 ZEST Jeff Lindstrom Jeff Lindstrom RQ6006377 3/30/2021 4/1/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 13.39 1339.00 0.00 0.00 1339.00 Pershing 48574012 13500 Pershing - RCR 379337 ZEST Jeff Lindstrom Jeff Lindstrom RQ6006377 3/30/2021 4/1/2021 Buy ZEST Ecoark Holdings Inc 200.0000000 13.39 2678.00 0.00 0.00 2678.00 Pershing 48574006 13500 Pershing - RCR 379337 ZEST Jeff Lindstrom Jeff Lindstrom RQ6006377 3/30/2021 4/1/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 15 1500.00 0.00 0.00 1500.00 Pershing 48574004 13500 Pershing - RCR 379337 ZEST Jeff Lindstrom Jeff Lindstrom RQ6006377 3/30/2021 4/1/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 13.36 1336.00 0.00 0.00 1336.00 Pershing 48574010 13500 Pershing - RCR 379337 ZEST Jeff Lindstrom Jeff Lindstrom RQ6006377 3/30/2021 4/1/2021 Buy ZEST Ecoark Holdings Inc 27.0000000 13.39 361.53 0.00 0.00 361.53 Pershing 48574014 13500 Pershing - RCR 379337 ZEST Jeff Lindstrom Jeff Lindstrom RQ6006377 3/30/2021 4/1/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 13.36 1336.00 0.00 0.00 1336.00 Pershing 48574008 13500 Pershing - RCR 379337 ZEST William Lindsey By Low - Sell Hi LLC RQ6006849 4/27/2021 4/29/2021 Buy ZEST Ecoark Holdings Inc 1400.0000000 3.75 5250.00 0.00 0.00 5250.00 Pershing 48672487 12194 Pershing - RCR 380062 ZEST William Lindsey By Low - Sell Hi LLC RQ6006849 4/27/2021 4/29/2021 Buy ZEST Ecoark Holdings Inc 200.0000000 3.75 750.00 0.00 0.00 750.00 Pershing 48672485 12194 Pershing - RCR 380062 ZEST William Lindsey By Low - Sell Hi LLC RQ6006849 4/27/2021 4/29/2021 Buy ZEST Ecoark Holdings Inc 300.0000000 3.75 1125.00 0.00 0.00 1125.00 Pershing 48672481 12194 Pershing - RCR 380062 ZEST William Lindsey By Low - Sell Hi LLC RQ6006849 4/27/2021 4/29/2021 Buy ZEST Ecoark Holdings Inc 300.0000000 3.74 1122.00 0.00 0.00 1122.00 Pershing 48672475 12194 Pershing - RCR 380062 ZEST William Lindsey By Low - Sell Hi LLC RQ6006849 4/27/2021 4/29/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 3.74 374.00 0.00 0.00 374.00 Pershing 48672477 12194 Pershing - RCR 380062 ZEST William Lindsey By Low - Sell Hi LLC RQ6006849 4/27/2021 4/29/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 3.75 375.00 0.00 0.00 375.00 Pershing 48672483 12194 Pershing - RCR 380062 ZEST William Lindsey By Low - Sell Hi LLC RQ6006849 4/27/2021 4/29/2021 Buy ZEST Ecoark Holdings Inc 600.0000000 3.74 2244.00 0.00 0.00 2244.00 Pershing 48672479 12194 Pershing - RCR 380062 ZEST William Lindsey By Low - Sell Hi LLC RQ6006849 4/27/2021 4/29/2021 Buy ZEST Ecoark Holdings Inc 30.0000000 3.75 112.50 0.00 0.00 112.50 Pershing 48672495 12194 Pershing - RCR 380062 ZEST William Lindsey By Low - Sell Hi LLC RQ6006849 4/27/2021 4/29/2021 Buy ZEST Ecoark Holdings Inc 300.0000000 3.75 1125.00 0.00 0.00 1125.00 Pershing 48672493 12194 Pershing - RCR 380062 ZEST William Lindsey By Low - Sell Hi LLC RQ6006849 4/27/2021 4/29/2021 Buy ZEST Ecoark Holdings Inc 1000.0000000 3.75 3750.00 0.00 0.00 3750.00 Pershing 48672491 12194 Pershing - RCR 380062 ZEST William Lindsey By Low - Sell Hi LLC RQ6006849 4/27/2021 4/29/2021 Buy ZEST Ecoark Holdings Inc 1000.0000000 3.75 3750.00 0.00 0.00 3750.00 Pershing 48672489 12194 Pershing - RCR 380062 ZEST Mark Aupperle Mark D Aupperle RQ6007409 12/1/2021 12/3/2021 Buy ZEST Ecoark Holdings Inc 450.0000000 3.06 1377.00 0.00 0.00 1377.00 Pershing 49821118 11644 Pershing - RCR 384977 ZEST Crystal M Folta Crystal M Folta RQ6007573 9/20/2021 9/22/2021 Buy ZEST Ecoark Holdings Inc 145.0000000 4.86 704.70 0.00 0.00 704.70 Pershing 49362903 13531 Pershing - RCR 383549 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 1.0000000 9.3 9.30 0.00 0.00 9.30 Pershing 48060441 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 400.0000000 9.35 3740.00 0.00 0.00 3740.00 Pershing 48060443 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.6 960.00 0.00 0.00 960.00 Pershing 48060477 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 1.0000000 9.4 9.40 0.00 0.00 9.40 Pershing 48060445 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.6 960.00 0.00 0.00 960.00 Pershing 48060475 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 499.0000000 9.4 4690.60 0.00 0.00 4690.60 Pershing 48060447 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.6 960.00 0.00 0.00 960.00 Pershing 48060481 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 1.0000000 9.6 9.60 0.00 0.00 9.60 Pershing 48060491 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.6 960.00 0.00 0.00 960.00 Pershing 48060473 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.6 960.00 0.00 0.00 960.00 Pershing 48060471 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 1000.0000000 9.55 9550.00 0.00 0.00 9550.00 Pershing 48060469 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 500.0000000 9.4 4700.00 0.00 0.00 4700.00 Pershing 48060449 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.5 950.00 0.00 0.00 950.00 Pershing 48060461 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.25 925.00 0.00 0.00 925.00 Pershing 48060421 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.6 960.00 0.00 0.00 960.00 Pershing 48060483 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.35 935.00 0.00 0.00 935.00 Pershing 48060439 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.6 960.00 0.00 0.00 960.00 Pershing 48060485 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.25 925.00 0.00 0.00 925.00 Pershing 48060437 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.25 925.00 0.00 0.00 925.00 Pershing 48060423 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.25 925.00 0.00 0.00 925.00 Pershing 48060435 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 400.0000000 9.5 3800.00 0.00 0.00 3800.00 Pershing 48060467 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.6 960.00 0.00 0.00 960.00 Pershing 48060489 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.25 925.00 0.00 0.00 925.00 Pershing 48060433 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.6 960.00 0.00 0.00 960.00 Pershing 48060479 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.25 925.00 0.00 0.00 925.00 Pershing 48060431 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 552.0000000 9.5 5244.00 0.00 0.00 5244.00 Pershing 48060465 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.25 925.00 0.00 0.00 925.00 Pershing 48060429 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 1048.0000000 9.6 10060.80 0.00 0.00 10060.80 Pershing 48060495 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 400.0000000 9.45 3780.00 0.00 0.00 3780.00 Pershing 48060499 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 999.0000000 9.45 9440.55 0.00 0.00 9440.55 Pershing 48060453 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 600.0000000 9.45 5670.00 0.00 0.00 5670.00 Pershing 48060497 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 1.0000000 9.5 9.50 0.00 0.00 9.50 Pershing 48060455 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 299.0000000 9.5 2840.50 0.00 0.00 2840.50 Pershing 48060457 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 700.0000000 9.43 6601.00 0.00 0.00 6601.00 Pershing 48060451 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 999.0000000 9.6 9590.40 0.00 0.00 9590.40 Pershing 48060493 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.6 960.00 0.00 0.00 960.00 Pershing 48060487 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 600.0000000 9.22 5532.00 0.00 0.00 5532.00 Pershing 48060417 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 1000.0000000 9.25 9250.00 0.00 0.00 9250.00 Pershing 48060419 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 850.0000000 9.5 8075.00 0.00 0.00 8075.00 Pershing 48060459 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 50.0000000 9.5 475.00 0.00 0.00 475.00 Pershing 48060463 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.25 925.00 0.00 0.00 925.00 Pershing 48060425 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/11/2021 1/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.25 925.00 0.00 0.00 925.00 Pershing 48060427 13541 Pershing - RCR 377252 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/12/2021 1/14/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.5 950.00 0.00 0.00 950.00 Pershing 48074556 13541 Pershing - RCR 377294 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/12/2021 1/14/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.5 950.00 0.00 0.00 950.00 Pershing 48074554 13541 Pershing - RCR 377294 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/12/2021 1/14/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.5 950.00 0.00 0.00 950.00 Pershing 48074560 13541 Pershing - RCR 377294 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/12/2021 1/14/2021 Buy ZEST Ecoark Holdings Inc 228.0000000 9.5 2166.00 0.00 0.00 2166.00 Pershing 48074578 13541 Pershing - RCR 377294 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/12/2021 1/14/2021 Buy ZEST Ecoark Holdings Inc 122.0000000 9.5 1159.00 0.00 0.00 1159.00 Pershing 48074582 13541 Pershing - RCR 377294 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/12/2021 1/14/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.5 950.00 0.00 0.00 950.00 Pershing 48074558 13541 Pershing - RCR 377294 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/12/2021 1/14/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.5 950.00 0.00 0.00 950.00 Pershing 48074570 13541 Pershing - RCR 377294 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/12/2021 1/14/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.5 950.00 0.00 0.00 950.00 Pershing 48074576 13541 Pershing - RCR 377294 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/12/2021 1/14/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.5 950.00 0.00 0.00 950.00 Pershing 48074562 13541 Pershing - RCR 377294 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/12/2021 1/14/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.5 950.00 0.00 0.00 950.00 Pershing 48074564 13541 Pershing - RCR 377294 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/12/2021 1/14/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.5 950.00 0.00 0.00 950.00 Pershing 48074572 13541 Pershing - RCR 377294 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/12/2021 1/14/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.5 950.00 0.00 0.00 950.00 Pershing 48074568 13541 Pershing - RCR 377294 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/12/2021 1/14/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.5 950.00 0.00 0.00 950.00 Pershing 48074566 13541 Pershing - RCR 377294 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/12/2021 1/14/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 9.5 950.00 0.00 0.00 950.00 Pershing 48074574 13541 Pershing - RCR 377294 ZEST Aaron McLaughlin Aaron TC McLaughlin RQ6007979 1/12/2021 1/14/2021 Buy ZEST Ecoark Holdings Inc 450.0000000 9.5 4275.00 0.00 0.00 4275.00 Pershing 48074580 13541 Pershing - RCR 377294 ZEST Daniel Enrique DeLeon Daniel Enrique De Leon RQ6009579 3/12/2021 3/16/2021 Buy ZEST Ecoark Holdings Inc 63.0000000 16.05 1011.15 0.00 0.00 1011.15 Pershing 48503703 15790 Pershing - RCR 378859 ZEST Daniel Enrique DeLeon Daniel Enrique De Leon RQ6009579 3/29/2021 3/31/2021 Buy ZEST Ecoark Holdings Inc 37.0000000 14.65 542.05 0.00 0.00 542.05 Pershing 48571478 15790 Pershing - RCR 379304 ZEST Michelle Flynn Michelle Flynn RQ6012292 1/4/2021 1/6/2021 Buy ZEST Ecoark Holdings Inc 1000.0000000 10.05 10050.00 0.00 0.00 10050.00 Pershing 47988188 19748 Pershing - RCR 377025 ZEST Michelle Flynn Michelle Flynn RQ6012292 1/4/2021 1/6/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 10.05 1005.00 0.00 0.00 1005.00 Pershing 47988184 19748 Pershing - RCR 377025 ZEST Michelle Flynn Michelle Flynn RQ6012292 1/4/2021 1/6/2021 Buy ZEST Ecoark Holdings Inc 1000.0000000 10.05 10050.00 0.00 0.00 10050.00 Pershing 47988186 19748 Pershing - RCR 377025 ZEST Michelle Flynn Michelle Flynn RQ6012292 1/4/2021 1/6/2021 Buy ZEST Ecoark Holdings Inc 970.0000000 10.06 9758.20 0.00 0.00 9758.20 Pershing 47988190 19748 Pershing - RCR 377025 ZEST Michelle Flynn Michelle Flynn RQ6012292 1/4/2021 1/6/2021 Buy ZEST Ecoark Holdings Inc 900.0000000 10.05 9045.00 0.00 0.00 9045.00 Pershing 47988182 19748 Pershing - RCR 377025 ZEST Michelle Flynn Michelle Flynn RQ6012292 1/4/2021 1/6/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 10.05 1005.00 0.00 0.00 1005.00 Pershing 47988192 19748 Pershing - RCR 377025 ZEST Michelle Flynn Michelle Flynn RQ6012292 1/5/2021 1/7/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 10.1 1010.00 0.00 0.00 1010.00 Pershing 47993910 19748 Pershing - RCR 377066 ZEST Michelle Flynn Michelle Flynn RQ6012292 1/5/2021 1/7/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 10.1 1010.00 0.00 0.00 1010.00 Pershing 47993912 19748 Pershing - RCR 377066 ZEST Michelle Flynn Michelle Flynn RQ6012292 1/5/2021 1/7/2021 Buy ZEST Ecoark Holdings Inc 700.0000000 10.1 7070.00 0.00 0.00 7070.00 Pershing 47993914 19748 Pershing - RCR 377066 ZEST Michelle Flynn Michelle Flynn RQ6012292 5/25/2021 5/27/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 3.47 347.00 0.00 0.00 347.00 Pershing 48851135 19748 Pershing - RCR 380787 ZEST Michelle Flynn Michelle Flynn RQ6012292 5/25/2021 5/27/2021 Buy ZEST Ecoark Holdings Inc 300.0000000 3.4 1020.00 0.00 0.00 1020.00 Pershing 48851127 19748 Pershing - RCR 380787 ZEST Michelle Flynn Michelle Flynn RQ6012292 5/25/2021 5/27/2021 Buy ZEST Ecoark Holdings Inc 700.0000000 3.47 2429.00 0.00 0.00 2429.00 Pershing 48851141 19748 Pershing - RCR 380787 ZEST Michelle Flynn Michelle Flynn RQ6012292 5/25/2021 5/27/2021 Buy ZEST Ecoark Holdings Inc 300.0000000 3.45 1035.00 0.00 0.00 1035.00 Pershing 48851129 19748 Pershing - RCR 380787 ZEST Michelle Flynn Michelle Flynn RQ6012292 5/25/2021 5/27/2021 Buy ZEST Ecoark Holdings Inc 170.0000000 3.45 586.50 0.00 0.00 586.50 Pershing 48851131 19748 Pershing - RCR 380787 ZEST Michelle Flynn Michelle Flynn RQ6012292 5/25/2021 5/27/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 3.47 347.00 0.00 0.00 347.00 Pershing 48851137 19748 Pershing - RCR 380787 ZEST Michelle Flynn Michelle Flynn RQ6012292 5/25/2021 5/27/2021 Buy ZEST Ecoark Holdings Inc 900.0000000 3.45 3105.00 0.00 0.00 3105.00 Pershing 48851133 19748 Pershing - RCR 380787 ZEST Michelle Flynn Michelle Flynn RQ6012292 5/25/2021 5/27/2021 Buy ZEST Ecoark Holdings Inc 200.0000000 3.47 694.00 0.00 0.00 694.00 Pershing 48851143 19748 Pershing - RCR 380787 ZEST Michelle Flynn Michelle Flynn RQ6012292 5/25/2021 5/27/2021 Buy ZEST Ecoark Holdings Inc 200.0000000 3.47 694.00 0.00 0.00 694.00 Pershing 48851145 19748 Pershing - RCR 380787 ZEST Michelle Flynn Michelle Flynn RQ6012292 5/25/2021 5/27/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 3.81 381.00 0.00 0.00 381.00 Pershing 48851155 19748 Pershing - RCR 380787 ZEST Michelle Flynn Michelle Flynn RQ6012292 5/25/2021 5/27/2021 Buy ZEST Ecoark Holdings Inc 600.0000000 3.47 2082.00 0.00 0.00 2082.00 Pershing 48851147 19748 Pershing - RCR 380787 ZEST Michelle Flynn Michelle Flynn RQ6012292 5/25/2021 5/27/2021 Buy ZEST Ecoark Holdings Inc 2918.0000000 3.48 10154.64 0.00 0.00 10154.64 Pershing 48851149 19748 Pershing - RCR 380787 ZEST Michelle Flynn Michelle Flynn RQ6012292 5/25/2021 5/27/2021 Buy ZEST Ecoark Holdings Inc 2600.0000000 3.5 9100.00 0.00 0.00 9100.00 Pershing 48851151 19748 Pershing - RCR 380787 ZEST Michelle Flynn Michelle Flynn RQ6012292 5/25/2021 5/27/2021 Buy ZEST Ecoark Holdings Inc 48.0000000 3.79 181.92 0.00 0.00 181.92 Pershing 48851157 19748 Pershing - RCR 380787 ZEST Michelle Flynn Michelle Flynn RQ6012292 5/25/2021 5/27/2021 Buy ZEST Ecoark Holdings Inc 1888.0000000 3.78 7136.64 0.00 0.00 7136.64 Pershing 48851159 19748 Pershing - RCR 380787 ZEST Michelle Flynn Michelle Flynn RQ6012292 5/25/2021 5/27/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 3.63 363.00 0.00 0.00 363.00 Pershing 48851153 19748 Pershing - RCR 380787 ZEST Michelle Flynn Michelle Flynn RQ6012292 5/25/2021 5/27/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 3.47 347.00 0.00 0.00 347.00 Pershing 48851139 19748 Pershing - RCR 380787 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 497.0000000 11.5 5715.50 0.00 0.00 5715.50 Pershing 48481660 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 6.0000000 11.52 69.12 0.00 0.00 69.12 Pershing 48481672 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 1000.0000000 11.56 11560.00 0.00 0.00 11560.00 Pershing 48481674 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 494.0000000 11.55 5705.70 0.00 0.00 5705.70 Pershing 48481676 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 99.0000000 11.85 1173.15 0.00 0.00 1173.15 Pershing 48481678 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 11.5 1150.00 0.00 0.00 1150.00 Pershing 48481650 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 11.5 1150.00 0.00 0.00 1150.00 Pershing 48481648 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 11.5 1150.00 0.00 0.00 1150.00 Pershing 48481654 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 11.85 1185.00 0.00 0.00 1185.00 Pershing 48481682 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 11.5 1150.00 0.00 0.00 1150.00 Pershing 48481656 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 11.85 1185.00 0.00 0.00 1185.00 Pershing 48481680 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 131.0000000 11.95 1565.45 0.00 0.00 1565.45 Pershing 48481690 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 11.52 1152.00 0.00 0.00 1152.00 Pershing 48481670 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 11.52 1152.00 0.00 0.00 1152.00 Pershing 48481668 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 270.0000000 11.95 3226.50 0.00 0.00 3226.50 Pershing 48481692 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 286.0000000 12 3432.00 0.00 0.00 3432.00 Pershing 48481694 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 11.85 1185.00 0.00 0.00 1185.00 Pershing 48481688 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 11.52 1152.00 0.00 0.00 1152.00 Pershing 48481666 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 11.52 1152.00 0.00 0.00 1152.00 Pershing 48481664 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 11.5 1150.00 0.00 0.00 1150.00 Pershing 48481652 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 11.85 1185.00 0.00 0.00 1185.00 Pershing 48481686 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 11.52 1152.00 0.00 0.00 1152.00 Pershing 48481662 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 11.85 1185.00 0.00 0.00 1185.00 Pershing 48481684 19826 Pershing - RCR 378673 ZEST Michael Rasmussen Michael J Rasmussen RQ6016137 3/5/2021 3/9/2021 Buy ZEST Ecoark Holdings Inc 3.0000000 11.5 34.50 0.00 0.00 34.50 Pershing 48481658 19826 Pershing - RCR 378673 ZEST Dale Bethel Bethel Law Corporation RQ6017010 3/12/2021 3/16/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 16.05 1605.00 0.00 0.00 1605.00 Pershing 48503831 19840 Pershing - RCR 378859 ZEST Dale Bethel Bethel Law Corporation RQ6017010 3/12/2021 3/16/2021 Buy ZEST Ecoark Holdings Inc 134.0000000 16.2 2170.80 0.00 0.00 2170.80 Pershing 48503839 19840 Pershing - RCR 378859 ZEST Dale Bethel Bethel Law Corporation RQ6017010 3/12/2021 3/16/2021 Buy ZEST Ecoark Holdings Inc 419.0000000 16.1 6745.90 0.00 0.00 6745.90 Pershing 48503837 19840 Pershing - RCR 378859 ZEST Dale Bethel Bethel Law Corporation RQ6017010 3/12/2021 3/16/2021 Buy ZEST Ecoark Holdings Inc 400.0000000 16.1 6440.00 0.00 0.00 6440.00 Pershing 48503835 19840 Pershing - RCR 378859 ZEST Dale Bethel Bethel Law Corporation RQ6017010 3/12/2021 3/16/2021 Buy ZEST Ecoark Holdings Inc 500.0000000 16.1 8050.00 0.00 0.00 8050.00 Pershing 48503833 19840 Pershing - RCR 378859 ZEST Dale Bethel Bethel Law Corporation RQ6017010 3/17/2021 3/19/2021 Buy ZEST Ecoark Holdings Inc 447.0000000 16.6 7420.20 0.00 0.00 7420.20 Pershing 48508791 19840 Pershing - RCR 378991 ZEST Tiffany R Dean Tiffany R Dean RQ6017093 3/11/2021 3/15/2021 Buy ZEST Ecoark Holdings Inc 320.0000000 16.01 5123.20 0.00 0.00 5123.20 Pershing 48502048 19838 Pershing - RCR 378826 ZEST Tiffany R Dean Tiffany R Dean RQ6017093 3/11/2021 3/15/2021 Buy ZEST Ecoark Holdings Inc 478.0000000 16.01 7652.78 0.00 0.00 7652.78 Pershing 48502050 19838 Pershing - RCR 378826 ZEST Tiffany R Dean Tiffany R Dean RQ6017093 3/11/2021 3/15/2021 Buy ZEST Ecoark Holdings Inc 680.0000000 16.01 10886.80 0.00 0.00 10886.80 Pershing 48502046 19838 Pershing - RCR 378826 ZEST Tiffany R Dean Tiffany R Dean RQ6017093 3/11/2021 3/15/2021 Buy ZEST Ecoark Holdings Inc 321.0000000 16.24 5213.04 0.00 0.00 5213.04 Pershing 48502054 19838 Pershing - RCR 378826 ZEST Tiffany R Dean Tiffany R Dean RQ6017093 3/11/2021 3/15/2021 Buy ZEST Ecoark Holdings Inc 1000.0000000 16.2 16200.00 0.00 0.00 16200.00 Pershing 48502044 19838 Pershing - RCR 378826 ZEST Tiffany R Dean Tiffany R Dean RQ6017093 3/11/2021 3/15/2021 Buy ZEST Ecoark Holdings Inc 300.0000000 16.24 4872.00 0.00 0.00 4872.00 Pershing 48502052 19838 Pershing - RCR 378826 ZEST Thomas M Goodrich Thomas M Goodrich RQ6017176 3/23/2021 3/25/2021 Buy ZEST Ecoark Holdings Inc 675.0000000 16.3 11002.50 0.00 0.00 11002.50 Pershing 48525877 19848 Pershing - RCR 379153 ZEST Thomas M Goodrich Thomas M Goodrich RQ6017176 3/23/2021 3/25/2021 Buy ZEST Ecoark Holdings Inc 549.0000000 16.25 8921.25 0.00 0.00 8921.25 Pershing 48525875 19848 Pershing - RCR 379153 ZEST Amalia C Calderon Amalia C Calderon RQ6017416 4/14/2021 4/16/2021 Buy ZEST Ecoark Holdings Inc 435.0000000 5.58 2427.30 0.00 0.00 2427.30 Pershing 48649885 19855 Pershing - RCR 379732 ZEST Amalia C Calderon Amalia C Calderon RQ6017416 4/14/2021 4/16/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 5.58 558.00 0.00 0.00 558.00 Pershing 48649883 19855 Pershing - RCR 379732 ZEST Marioly Q Alfaro Marioly Q Alfaro RQ6017655 3/31/2021 4/5/2021 Buy ZEST Ecoark Holdings Inc 400.0000000 13.25 5300.00 0.00 0.00 5300.00 Pershing 48581908 19857 Pershing - RCR 379368 ZEST Marioly Q Alfaro Marioly Q Alfaro RQ6017655 3/31/2021 4/5/2021 Buy ZEST Ecoark Holdings Inc 158.0000000 13.25 2093.50 0.00 0.00 2093.50 Pershing 48581910 19857 Pershing - RCR 379368 ZEST Amalia C Calderon Rolman Calderon Martinez RQ6017739 4/14/2021 4/16/2021 Buy ZEST Ecoark Holdings Inc 357.0000000 5.58 1992.06 0.00 0.00 1992.06 Pershing 48649891 19859 Pershing - RCR 379732 ZEST Amalia C Calderon Amalia C Calderon RQ6017812 4/14/2021 4/16/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 5.58 558.00 0.00 0.00 558.00 Pershing 48649893 19858 Pershing - RCR 379732 ZEST Amalia C Calderon Amalia C Calderon RQ6017812 4/14/2021 4/16/2021 Buy ZEST Ecoark Holdings Inc 257.0000000 5.58 1434.06 0.00 0.00 1434.06 Pershing 48649895 19858 Pershing - RCR 379732 ZEST Timothy Padgett Julie J Padgett RQ6017895 4/7/2021 4/9/2021 Buy ZEST Ecoark Holdings Inc 70.0000000 12.25 857.50 0.00 0.00 857.50 Pershing 48624776 19861 Pershing - RCR 379546 ZEST Timothy Padgett Julie J Padgett RQ6017895 4/7/2021 4/9/2021 Buy ZEST Ecoark Holdings Inc 500.0000000 12.25 6125.00 0.00 0.00 6125.00 Pershing 48624774 19861 Pershing - RCR 379546 ZEST Kenna Landon Kenna Landon RQ6018059 4/13/2021 4/15/2021 Buy ZEST Ecoark Holdings Inc 2627.0000000 5.71 15000.17 0.00 0.00 15000.17 Pershing 48649083 19865 Pershing - RCR 379700 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 95.0000000 3.04 288.80 0.00 0.00 288.80 Pershing 49868027 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 1605.0000000 3.04 4879.20 0.00 0.00 4879.20 Pershing 49868024 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 3.04 304.00 0.00 0.00 304.00 Pershing 49868029 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 60.0000000 3.04 182.40 0.00 0.00 182.40 Pershing 49868028 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 3.04 304.00 0.00 0.00 304.00 Pershing 49868026 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 258.0000000 2.99 771.42 0.00 0.00 771.42 Pershing 49868023 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 200.0000000 3.04 608.00 0.00 0.00 608.00 Pershing 49868030 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 2.0000000 2.989 5.98 0.00 0.00 5.98 Pershing 49868022 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 2.99 299.00 0.00 0.00 299.00 Pershing 49868025 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 200.0000000 3.04 608.00 0.00 0.00 608.00 Pershing 49868031 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 2807.0000000 3 8421.00 0.00 0.00 8421.00 Pershing 49868036 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 2.99 299.00 0.00 0.00 299.00 Pershing 49868020 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 700.0000000 2.99 2093.00 0.00 0.00 2093.00 Pershing 49868021 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 3 300.00 0.00 0.00 300.00 Pershing 49868034 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 45.0000000 2.999 134.96 0.00 0.00 134.96 Pershing 49868017 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 190.0000000 3 570.00 0.00 0.00 570.00 Pershing 49868037 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 3.04 304.00 0.00 0.00 304.00 Pershing 49868032 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 400.0000000 3 1200.00 0.00 0.00 1200.00 Pershing 49868035 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 3 300.00 0.00 0.00 300.00 Pershing 49868019 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 5000.0000000 3 15000.00 0.00 0.00 15000.00 Pershing 49868033 20025 Pershing - RCR 385063 ZEST Edward Hadash Edward Hadash Jill M. Hadash RQ6024131 12/9/2021 12/13/2021 Buy ZEST Ecoark Holdings Inc 198.0000000 2.99 592.02 0.00 0.00 592.02 Pershing 49868018 20025 Pershing - RCR 385063 ZEST Christopher Fish Brenda Fish RQ6025252 12/21/2021 12/23/2021 Buy ZEST Ecoark Holdings Inc 101.0000000 2.555 258.06 0.00 0.00 258.06 Pershing 49918218 20001 Pershing - RCR 385168 ZEST Michele Rutishauser Michele Rutishauser RQ6025336 12/15/2021 12/17/2021 Buy ZEST Ecoark Holdings Inc 101.0000000 2.7765 280.43 0.01 0.00 280.42 Pershing 49889525 20002 Pershing - RCR 385113 ZEST Debra Van Overberghe Debra Van Overberghe RQ6025419 12/21/2021 12/23/2021 Buy ZEST Ecoark Holdings Inc 101.0000000 2.5875 261.34 0.00 0.00 261.34 Pershing 49918220 20006 Pershing - RCR 385168 ZEST Paul Hart Paul Hart RQ6035004 2/2/2021 2/4/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 8.18 818.00 0.00 0.00 818.00 Pershing 48264949 12010 Pershing - RCR 377864 ZEST Paul Hart Paul Hart RQ6035004 2/2/2021 2/4/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 8.18 818.00 0.00 0.00 818.00 Pershing 48264944 12010 Pershing - RCR 377864 ZEST Paul Hart Paul Hart RQ6035004 2/2/2021 2/4/2021 Buy ZEST Ecoark Holdings Inc 44.0000000 8.18 359.92 0.00 0.00 359.92 Pershing 48264953 12010 Pershing - RCR 377864 ZEST Paul Hart Paul Hart RQ6035004 2/25/2021 3/1/2021 Buy ZEST Ecoark Holdings Inc 2.0000000 11.04 22.08 0.00 0.00 22.08 Pershing 48446095 12010 Pershing - RCR 378444 ZEST Paul Hart Paul Hart RQ6035004 2/25/2021 3/1/2021 Buy ZEST Ecoark Holdings Inc 326.0000000 11.03 3595.78 0.00 0.00 3595.78 Pershing 48446093 12010 Pershing - RCR 378444 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 300.0000000 16.3 4890.00 0.00 0.00 4890.00 Pershing 48515283 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 400.0000000 16.3 6520.00 0.00 0.00 6520.00 Pershing 48515275 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 16.3 1630.00 0.00 0.00 1630.00 Pershing 48515285 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 16.25 1625.00 0.00 0.00 1625.00 Pershing 48515271 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 900.0000000 16.3 14670.00 0.00 0.00 14670.00 Pershing 48515279 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 16.32 1632.00 0.00 0.00 1632.00 Pershing 48515313 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 500.0000000 16.4 8200.00 0.00 0.00 8200.00 Pershing 48515277 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 16.3 1630.00 0.00 0.00 1630.00 Pershing 48515287 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 300.0000000 16.35 4905.00 0.00 0.00 4905.00 Pershing 48515291 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 16.35 1635.00 0.00 0.00 1635.00 Pershing 48515289 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 16.35 1635.00 0.00 0.00 1635.00 Pershing 48515293 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 16.32 1632.00 0.00 0.00 1632.00 Pershing 48515311 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 16.35 1635.00 0.00 0.00 1635.00 Pershing 48515295 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 16.39 1639.00 0.00 0.00 1639.00 Pershing 48515297 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 200.0000000 16.39 3278.00 0.00 0.00 3278.00 Pershing 48515301 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 500.0000000 16.32 8160.00 0.00 0.00 8160.00 Pershing 48515309 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 16.29 1629.00 0.00 0.00 1629.00 Pershing 48515299 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 16.29 1629.00 0.00 0.00 1629.00 Pershing 48515273 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 16.29 1629.00 0.00 0.00 1629.00 Pershing 48515303 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 500.0000000 16.49 8245.00 0.00 0.00 8245.00 Pershing 48515307 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 16.39 1639.00 0.00 0.00 1639.00 Pershing 48515305 11041 Pershing - RCR 379118 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039089 3/22/2021 3/24/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 16.39 1639.00 0.00 0.00 1639.00 Pershing 48515281 11041 Pershing - RCR 379118 ZEST William Taylor William Taylor RQ6047967 9/16/2021 9/20/2021 Buy ZEST Ecoark Holdings Inc 46.0000000 4.99 229.54 0.00 0.00 229.54 Pershing 49360289 10829 Pershing - RCR 383464 ZEST William Taylor William Taylor RQ6047967 9/16/2021 9/20/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.99 499.00 0.00 0.00 499.00 Pershing 49360287 10829 Pershing - RCR 383464 ZEST William Taylor William Taylor RQ6047967 9/16/2021 9/20/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.99 499.00 0.00 0.00 499.00 Pershing 49360285 10829 Pershing - RCR 383464 ZEST William Taylor William Taylor RQ6047967 9/16/2021 9/20/2021 Buy ZEST Ecoark Holdings Inc 16.0000000 4.98 79.68 0.00 0.00 79.68 Pershing 49360283 10829 Pershing - RCR 383464 ZEST William Taylor William Taylor RQ6047967 9/16/2021 9/20/2021 Buy ZEST Ecoark Holdings Inc 1000.0000000 4.98 4980.00 0.00 0.00 4980.00 Pershing 49360281 10829 Pershing - RCR 383464 ZEST William Taylor William Taylor RQ6047967 9/16/2021 9/20/2021 Buy ZEST Ecoark Holdings Inc 1000.0000000 4.9819 4981.90 0.00 0.00 4981.90 Pershing 49360279 10829 Pershing - RCR 383464 ZEST William Taylor William Taylor RQ6047967 9/16/2021 9/20/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.99 499.00 0.00 0.00 499.00 Pershing 49360305 10829 Pershing - RCR 383464 ZEST William Taylor William Taylor RQ6047967 9/16/2021 9/20/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.99 499.00 0.00 0.00 499.00 Pershing 49360303 10829 Pershing - RCR 383464 ZEST William Taylor William Taylor RQ6047967 9/16/2021 9/20/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.99 499.00 0.00 0.00 499.00 Pershing 49360293 10829 Pershing - RCR 383464 ZEST William Taylor William Taylor RQ6047967 9/16/2021 9/20/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.99 499.00 0.00 0.00 499.00 Pershing 49360291 10829 Pershing - RCR 383464 ZEST William Taylor William Taylor RQ6047967 9/16/2021 9/20/2021 Buy ZEST Ecoark Holdings Inc 139.0000000 4.99 693.61 0.00 0.00 693.61 Pershing 49360301 10829 Pershing - RCR 383464 ZEST William Taylor William Taylor RQ6047967 9/16/2021 9/20/2021 Buy ZEST Ecoark Holdings Inc 72.0000000 4.99 359.28 0.00 0.00 359.28 Pershing 49360299 10829 Pershing - RCR 383464 ZEST William Taylor William Taylor RQ6047967 9/16/2021 9/20/2021 Buy ZEST Ecoark Holdings Inc 62.0000000 4.99 309.38 0.00 0.00 309.38 Pershing 49360297 10829 Pershing - RCR 383464 ZEST William Taylor William Taylor RQ6047967 9/16/2021 9/20/2021 Buy ZEST Ecoark Holdings Inc 65.0000000 4.99 324.35 0.00 0.00 324.35 Pershing 49360295 10829 Pershing - RCR 383464 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 42.0000000 2.38 99.96 0.00 0.00 99.96 Pershing 49940371 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 90.0000000 2.38 214.20 0.00 0.00 214.20 Pershing 49940372 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 90.0000000 2.38 214.20 0.00 0.00 214.20 Pershing 49940373 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 90.0000000 2.38 214.20 0.00 0.00 214.20 Pershing 49940374 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 90.0000000 2.38 214.20 0.00 0.00 214.20 Pershing 49940375 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 51.0000000 2.38 121.38 0.00 0.00 121.38 Pershing 49940378 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 80.0000000 2.38 190.40 0.00 0.00 190.40 Pershing 49940380 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 2000.0000000 2.38 4760.00 0.00 0.00 4760.00 Pershing 49940381 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 1000.0000000 2.5194 2519.40 0.00 0.00 2519.40 Pershing 49940364 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 1000.0000000 2.5199 2519.90 0.00 0.00 2519.90 Pershing 49940363 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 2.45 245.00 0.00 0.00 245.00 Pershing 49940365 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 2.44 244.00 0.00 0.00 244.00 Pershing 49940366 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 2.38 238.00 0.00 0.00 238.00 Pershing 49940376 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 2.38 238.00 0.00 0.00 238.00 Pershing 49940377 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 2.38 238.00 0.00 0.00 238.00 Pershing 49940379 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 150.0000000 2.45 367.50 0.00 0.00 367.50 Pershing 49940362 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 90.0000000 2.38 214.20 0.00 0.00 214.20 Pershing 49940370 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 270.0000000 2.38 642.60 0.00 0.00 642.60 Pershing 49940369 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 20.0000000 2.38 47.60 0.00 0.00 47.60 Pershing 49940368 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 1650.0000000 2.45 4042.50 0.00 0.00 4042.50 Pershing 49940361 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/23/2021 12/28/2021 Buy ZEST Ecoark Holdings Inc 2257.0000000 2.45 5529.65 0.00 0.00 5529.65 Pershing 49940367 10868 Pershing - RCR 385199 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/30/2021 1/3/2022 Buy ZEST Ecoark Holdings Inc 1700.0000000 2.29 3893.00 0.00 0.00 3893.00 Pershing 49956065 10868 Pershing - RCR 385256 ZEST Timothy Maroushek Timothy Maroushek And Mari Maroushek RQ6062206 12/30/2021 1/3/2022 Buy ZEST Ecoark Holdings Inc 87.0000000 2.2899 199.22 0.00 0.00 199.22 Pershing 49956066 10868 Pershing - RCR 385256 ZEST Timothy Padgett Timothy Padgett RQ6071322 3/17/2021 3/19/2021 Buy ZEST Ecoark Holdings Inc 1000.0000000 16.6 16600.00 0.00 0.00 16600.00 Pershing 48509008 12187 Pershing - RCR 378991 ZEST Timothy Padgett Timothy Padgett RQ6071322 3/17/2021 3/19/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 16.69 1669.00 0.00 0.00 1669.00 Pershing 48509012 12187 Pershing - RCR 378991 ZEST Timothy Padgett Timothy Padgett RQ6071322 3/17/2021 3/19/2021 Buy ZEST Ecoark Holdings Inc 900.0000000 16.69 15021.00 0.00 0.00 15021.00 Pershing 48509010 12187 Pershing - RCR 378991 ZEST Timothy Padgett Timothy Padgett RQ6071322 3/17/2021 3/19/2021 Buy ZEST Ecoark Holdings Inc 400.0000000 16.64 6656.00 0.00 0.00 6656.00 Pershing 48509006 12187 Pershing - RCR 378991 ZEST Timothy Padgett Timothy Padgett RQ6071322 4/6/2021 4/8/2021 Buy ZEST Ecoark Holdings Inc 579.0000000 12.1 7005.90 0.00 0.00 7005.90 Pershing 48606048 12187 Pershing - RCR 379513 ZEST Frank Senta Frank Senta Carrie Senta RQ6080125 2/11/2021 2/16/2021 Buy ZEST Ecoark Holdings Inc 650.0000000 9.64 6266.00 0.00 0.00 6266.00 Pershing 48321470 12131 Pershing - RCR 378101 ZEST Frank Senta Frank Senta Carrie Senta RQ6080125 2/11/2021 2/16/2021 Buy ZEST Ecoark Holdings Inc 384.0000000 9.84 3778.56 0.00 0.00 3778.56 Pershing 48321472 12131 Pershing - RCR 378101 ZEST Frank Senta Frank Senta Carrie Senta RQ6080125 2/11/2021 2/16/2021 Buy ZEST Ecoark Holdings Inc 3.0000000 9.84 29.52 0.00 0.00 29.52 Pershing 48321474 12131 Pershing - RCR 378101 ZEST Patrick Simpkins Brenda Simpkins RQ6081883 10/28/2021 11/1/2021 Buy ZEST Ecoark Holdings Inc 3113.0000000 4.0398 12575.90 0.00 0.00 12575.90 Pershing 49545235 11582 Pershing - RCR 384426 ZEST Patrick Simpkins Brenda Simpkins RQ6081883 10/28/2021 11/1/2021 Buy ZEST Ecoark Holdings Inc 1237.0000000 4.04 4997.48 0.00 0.00 4997.48 Pershing 49545236 11582 Pershing - RCR 384426 ZEST Patrick Simpkins Brenda Simpkins RQ6081883 10/28/2021 11/1/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.03 403.00 0.00 0.00 403.00 Pershing 49545234 11582 Pershing - RCR 384426 ZEST Patrick Simpkins Patrick Simpkins RQ6081966 10/28/2021 11/1/2021 Buy ZEST Ecoark Holdings Inc 3500.0000000 3.99 13965.00 0.00 0.00 13965.00 Pershing 49545289 11809 Pershing - RCR 384426 ZEST Patrick Simpkins Patrick Simpkins RQ6081966 10/28/2021 11/1/2021 Buy ZEST Ecoark Holdings Inc 950.0000000 3.9999 3799.91 0.00 0.00 3799.91 Pershing 49545290 11809 Pershing - RCR 384426 ZEST John Spencer Savvy Intellect LLC RQ6083087 4/21/2021 4/23/2021 Buy ZEST Ecoark Holdings Inc 200.0000000 4.85 970.00 0.00 0.00 970.00 Pershing 48656605 12233 Pershing - RCR 379911 ZEST John Spencer Savvy Intellect LLC RQ6083087 4/21/2021 4/23/2021 Buy ZEST Ecoark Holdings Inc 66.0000000 4.83 318.78 0.00 0.00 318.78 Pershing 48656607 12233 Pershing - RCR 379911 ZEST John Spencer Savvy Intellect LLC RQ6083087 4/21/2021 4/23/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.83 483.00 0.00 0.00 483.00 Pershing 48656585 12233 Pershing - RCR 379911 ZEST John Spencer Savvy Intellect LLC RQ6083087 4/21/2021 4/23/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.83 483.00 0.00 0.00 483.00 Pershing 48656587 12233 Pershing - RCR 379911 ZEST John Spencer Savvy Intellect LLC RQ6083087 4/21/2021 4/23/2021 Buy ZEST Ecoark Holdings Inc 400.0000000 4.85 1940.00 0.00 0.00 1940.00 Pershing 48656603 12233 Pershing - RCR 379911 ZEST John Spencer Savvy Intellect LLC RQ6083087 4/21/2021 4/23/2021 Buy ZEST Ecoark Holdings Inc 300.0000000 4.85 1455.00 0.00 0.00 1455.00 Pershing 48656601 12233 Pershing - RCR 379911 ZEST John Spencer Savvy Intellect LLC RQ6083087 4/21/2021 4/23/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.83 483.00 0.00 0.00 483.00 Pershing 48656589 12233 Pershing - RCR 379911 ZEST John Spencer Savvy Intellect LLC RQ6083087 4/21/2021 4/23/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.83 483.00 0.00 0.00 483.00 Pershing 48656591 12233 Pershing - RCR 379911 ZEST John Spencer Savvy Intellect LLC RQ6083087 4/21/2021 4/23/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.83 483.00 0.00 0.00 483.00 Pershing 48656593 12233 Pershing - RCR 379911 ZEST John Spencer Savvy Intellect LLC RQ6083087 4/21/2021 4/23/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.83 483.00 0.00 0.00 483.00 Pershing 48656595 12233 Pershing - RCR 379911 ZEST John Spencer Savvy Intellect LLC RQ6083087 4/21/2021 4/23/2021 Buy ZEST Ecoark Holdings Inc 200.0000000 4.82 964.00 0.00 0.00 964.00 Pershing 48656581 12233 Pershing - RCR 379911 ZEST John Spencer Savvy Intellect LLC RQ6083087 4/21/2021 4/23/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.83 483.00 0.00 0.00 483.00 Pershing 48656597 12233 Pershing - RCR 379911 ZEST John Spencer Savvy Intellect LLC RQ6083087 4/21/2021 4/23/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.82 482.00 0.00 0.00 482.00 Pershing 48656583 12233 Pershing - RCR 379911 ZEST John Spencer Savvy Intellect LLC RQ6083087 4/21/2021 4/23/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.85 485.00 0.00 0.00 485.00 Pershing 48656599 12233 Pershing - RCR 379911 ZEST Timothy W Tuffs Timothy W Tuffs RQ6092120 2/5/2021 2/9/2021 Buy ZEST Ecoark Holdings Inc 44.0000000 8.7 382.80 0.00 0.00 382.80 Pershing 48299807 11678 Pershing - RCR 377957 ZEST Timothy W Tuffs Timothy W Tuffs RQ6092120 2/9/2021 2/11/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 10.3 1030.00 0.00 0.00 1030.00 Pershing 48304151 11678 Pershing - RCR 378042 ZEST Timothy W Tuffs Timothy W Tuffs RQ6092120 2/9/2021 2/11/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 10.35 1035.00 0.00 0.00 1035.00 Pershing 48304143 11678 Pershing - RCR 378042 ZEST Timothy W Tuffs Timothy W Tuffs RQ6092120 2/9/2021 2/11/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 10.3 1030.00 0.00 0.00 1030.00 Pershing 48304149 11678 Pershing - RCR 378042 ZEST Timothy W Tuffs Timothy W Tuffs RQ6092120 2/9/2021 2/11/2021 Buy ZEST Ecoark Holdings Inc 300.0000000 10.3 3090.00 0.00 0.00 3090.00 Pershing 48304161 11678 Pershing - RCR 378042 ZEST Timothy W Tuffs Timothy W Tuffs RQ6092120 2/9/2021 2/11/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 10.3 1030.00 0.00 0.00 1030.00 Pershing 48304147 11678 Pershing - RCR 378042 ZEST Timothy W Tuffs Timothy W Tuffs RQ6092120 2/9/2021 2/11/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 10.3 1030.00 0.00 0.00 1030.00 Pershing 48304153 11678 Pershing - RCR 378042 ZEST Timothy W Tuffs Timothy W Tuffs RQ6092120 2/9/2021 2/11/2021 Buy ZEST Ecoark Holdings Inc 30.0000000 10.3 309.00 0.00 0.00 309.00 Pershing 48304163 11678 Pershing - RCR 378042 ZEST Timothy W Tuffs Timothy W Tuffs RQ6092120 2/9/2021 2/11/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 10.3 1030.00 0.00 0.00 1030.00 Pershing 48304155 11678 Pershing - RCR 378042 ZEST Timothy W Tuffs Timothy W Tuffs RQ6092120 2/9/2021 2/11/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 10.3 1030.00 0.00 0.00 1030.00 Pershing 48304157 11678 Pershing - RCR 378042 ZEST Timothy W Tuffs Timothy W Tuffs RQ6092120 2/9/2021 2/11/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 10.3 1030.00 0.00 0.00 1030.00 Pershing 48304159 11678 Pershing - RCR 378042 ZEST Timothy W Tuffs Timothy W Tuffs RQ6092120 2/9/2021 2/11/2021 Buy ZEST Ecoark Holdings Inc 120.0000000 10.33 1239.60 0.00 0.00 1239.60 Pershing 48304145 11678 Pershing - RCR 378042 ZEST Timothy W Tuffs Timothy W Tuffs RQ6092286 2/9/2021 2/11/2021 Buy ZEST Ecoark Holdings Inc 71.0000000 10.33 733.43 0.00 0.00 733.43 Pershing 48304204 11680 Pershing - RCR 378042 ZEST Timothy W Tuffs Timothy W Tuffs RQ6092286 2/9/2021 2/11/2021 Buy ZEST Ecoark Holdings Inc 1734.0000000 10.3 17860.20 0.00 0.00 17860.20 Pershing 48304202 11680 Pershing - RCR 378042 ZEST Mark Pearson Mark Pearson RQ6093888 8/30/2021 9/1/2021 Buy ZEST Ecoark Holdings Inc 20.0000000 4.47 89.40 0.00 0.00 89.40 Pershing 49328958 11479 Pershing - RCR 383076 ZEST Mark Pearson Mark Pearson RQ6093888 8/30/2021 9/1/2021 Buy ZEST Ecoark Holdings Inc 300.0000000 4.47 1341.00 0.00 0.00 1341.00 Pershing 49328952 11479 Pershing - RCR 383076 ZEST Mark Pearson Mark Pearson RQ6093888 8/30/2021 9/1/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.4 440.00 0.00 0.00 440.00 Pershing 49328944 11479 Pershing - RCR 383076 ZEST Mark Pearson Mark Pearson RQ6093888 8/30/2021 9/1/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.47 447.00 0.00 0.00 447.00 Pershing 49328954 11479 Pershing - RCR 383076 ZEST Mark Pearson Mark Pearson RQ6093888 8/30/2021 9/1/2021 Buy ZEST Ecoark Holdings Inc 1000.0000000 4.4673 4467.30 0.00 0.00 4467.30 Pershing 49328948 11479 Pershing - RCR 383076 ZEST Mark Pearson Mark Pearson RQ6093888 8/30/2021 9/1/2021 Buy ZEST Ecoark Holdings Inc 100.0000000 4.47 447.00 0.00 0.00 447.00 Pershing 49328950 11479 Pershing - RCR 383076 ZEST Mark Pearson Mark Pearson RQ6093888 8/30/2021 9/1/2021 Buy ZEST Ecoark Holdings Inc 1000.0000000 4.5 4500.00 0.00 0.00 4500.00 Pershing 49328946 11479 Pershing - RCR 383076 ZEST Mark Pearson Mark Pearson RQ6093888 8/30/2021 9/1/2021 Buy ZEST Ecoark Holdings Inc 380.0000000 4.47 1698.60 0.00 0.00 1698.60 Pershing 49328956 11479 Pershing - RCR 383076 ZEST Mark Pearson Mark Pearson RQ6093888 9/2/2021 9/7/2021 Buy ZEST Ecoark Holdings Inc 515.0000000 4.5465 2341.45 0.00 0.00 2341.45 Pershing 49350172 11479 Pershing - RCR 383158 ZEST Mark Pearson Mark Pearson RQ6093888 9/8/2021 9/10/2021 Buy ZEST Ecoark Holdings Inc 365.0000000 5.15 1879.75 0.00 0.00 1879.75 Pershing 49357253 11479 Pershing - RCR 383279 ZEST Mark Pearson Mark Pearson RQ6093888 10/13/2021 10/15/2021 Buy ZEST Ecoark Holdings Inc 400.0000000 4.4999 1799.96 0.00 0.00 1799.96 Pershing 49520980 11479 Pershing - RCR 384081 ZEST Michele Rutishauser Warren P Rutishauser RQ6096048 12/15/2021 12/17/2021 Buy ZEST Ecoark Holdings Inc 101.0000000 2.75 277.75 0.00 0.00 277.75 Pershing 49889554 11123 Pershing - RCR 385113 ZEST Jeff Haag Kathleen Mcconnell Haag RQ6113967 9/30/2021 10/4/2021 Buy ZEST Ecoark Holdings Inc 81.0000000 5.12 414.72 0.00 0.00 414.72 Pershing 49443230 11945 Pershing - RCR 383793 ZEST Bill Johnson Brevived LLC RQ6118529 3/23/2021 3/25/2021 Buy ZEST Ecoark Holdings Inc 422.0000000 16.31 6882.82 0.00 0.00 6882.82 Pershing 48531479 12378 Pershing - RCR 379153 ZEST Bill Johnson Brevived LLC RQ6118529 3/23/2021 3/25/2021 Buy ZEST Ecoark Holdings Inc 955.0000000 16.3 15566.50 0.00 0.00 15566.50 Pershing 48531475 12378 Pershing - RCR 379153 ZEST Bill Johnson Brevived LLC RQ6118529 3/23/2021 3/25/2021 Buy ZEST Ecoark Holdings Inc 45.0000000 16.3 733.50 0.00 0.00 733.50 Pershing 48531477 12378 Pershing - RCR 379153 ZEST Bill Johnson Brevived LLC RQ6118529 3/23/2021 3/25/2021 Buy ZEST Ecoark Holdings Inc 111.0000000 16.31 1810.41 0.00 0.00 1810.41 Pershing 48531481 12378 Pershing - RCR 379153 ZEST Crystal M Folta Crystal Folta RQ6008696 9/3/2021 9/8/2021 Sell ZEST Ecoark Holdings Inc 145.0000000 4.4067 638.96 0.01 0.00 638.95 Pershing 49351636 14305 Pershing - RCR 383187 ZEST Cynthia Kaiser Cynthia Kaiser RQ6010361 2/16/2021 2/18/2021 Sell ZEST Ecoark Holdings Inc 127.0000000 10.02 1272.51 0.03 0.00 1272.48 Pershing 48332202 11006 Pershing - RCR 378205 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 2/8/2021 2/10/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 9 899.98 0.20 0.00 899.78 Pershing 48300566 11020 Pershing - RCR 378014 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 2/8/2021 2/10/2021 Sell ZEST Ecoark Holdings Inc 900.0000000 9 8099.82 0.20 0.00 8099.62 Pershing 48300569 11020 Pershing - RCR 378014 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 2/19/2021 2/23/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 10.24 1023.98 0.23 0.00 1023.75 Pershing 48335095 11020 Pershing - RCR 378297 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 2/19/2021 2/23/2021 Sell ZEST Ecoark Holdings Inc 505.0000000 10.24 5171.09 0.23 0.00 5170.86 Pershing 48335092 11020 Pershing - RCR 378297 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 2/19/2021 2/23/2021 Sell ZEST Ecoark Holdings Inc 395.0000000 10.24 4044.70 0.23 0.00 4044.47 Pershing 48335098 11020 Pershing - RCR 378297 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 3/29/2021 3/31/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 14.8 1480.00 0.08 0.00 1479.92 Pershing 48571661 11020 Pershing - RCR 379304 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 3/29/2021 3/31/2021 Sell ZEST Ecoark Holdings Inc 252.0000000 14.8 3729.57 0.08 0.00 3729.49 Pershing 48571666 11020 Pershing - RCR 379304 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 3/29/2021 3/31/2021 Sell ZEST Ecoark Holdings Inc 648.0000000 14.8 9590.35 0.08 0.00 9590.27 Pershing 48571663 11020 Pershing - RCR 379304 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 5/7/2021 5/11/2021 Sell ZEST Ecoark Holdings Inc 300.0000000 3.82 1145.99 0.02 0.00 1145.97 Pershing 48795910 11020 Pershing - RCR 380336 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 5/7/2021 5/11/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 3.82 382.00 0.02 0.00 381.98 Pershing 48795915 11020 Pershing - RCR 380336 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 5/7/2021 5/11/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 3.82 382.00 0.02 0.00 381.98 Pershing 48795913 11020 Pershing - RCR 380336 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 5/7/2021 5/11/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 3.82 381.99 0.02 0.00 381.97 Pershing 48795917 11020 Pershing - RCR 380336 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 5/10/2021 5/12/2021 Sell ZEST Ecoark Holdings Inc 1500.0000000 3.81 5714.97 0.03 0.00 5714.94 Pershing 48809083 11020 Pershing - RCR 380394 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 5/20/2021 5/24/2021 Sell ZEST Ecoark Holdings Inc 149.0000000 3.34 497.66 0.03 0.00 497.63 Pershing 48848935 11020 Pershing - RCR 380668 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 5/20/2021 5/24/2021 Sell ZEST Ecoark Holdings Inc 27.0000000 3.34 90.18 0.03 0.00 90.15 Pershing 48848933 11020 Pershing - RCR 380668 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 5/20/2021 5/24/2021 Sell ZEST Ecoark Holdings Inc 351.0000000 3.34 1172.34 0.03 0.00 1172.31 Pershing 48848937 11020 Pershing - RCR 380668 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 5/20/2021 5/24/2021 Sell ZEST Ecoark Holdings Inc 73.0000000 3.34 243.82 0.03 0.00 243.79 Pershing 48848939 11020 Pershing - RCR 380668 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 5/20/2021 5/24/2021 Sell ZEST Ecoark Holdings Inc 600.0000000 3.3 1979.99 0.03 0.00 1979.96 Pershing 48848941 11020 Pershing - RCR 380668 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 5/20/2021 5/24/2021 Sell ZEST Ecoark Holdings Inc 300.0000000 3.26 977.98 0.03 0.00 977.95 Pershing 48848946 11020 Pershing - RCR 380668 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 5/20/2021 5/24/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 3.3 330.00 0.03 0.00 329.97 Pershing 48848944 11020 Pershing - RCR 380668 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 6/4/2021 6/8/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 3.4 340.00 0.03 0.00 339.97 Pershing 48882139 11020 Pershing - RCR 381041 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 6/4/2021 6/8/2021 Sell ZEST Ecoark Holdings Inc 1100.0000000 3.4 3739.98 0.03 0.00 3739.95 Pershing 48882136 11020 Pershing - RCR 381041 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 6/4/2021 6/8/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 3.4 340.00 0.03 0.00 339.97 Pershing 48882134 11020 Pershing - RCR 381041 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 6/4/2021 6/8/2021 Sell ZEST Ecoark Holdings Inc 400.0000000 3.31 1323.99 0.03 0.00 1323.96 Pershing 48882141 11020 Pershing - RCR 381041 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 6/7/2021 6/9/2021 Sell ZEST Ecoark Holdings Inc 200.0000000 3.29 658.00 0.04 0.00 657.96 Pershing 48884693 11020 Pershing - RCR 381095 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 6/7/2021 6/9/2021 Sell ZEST Ecoark Holdings Inc 200.0000000 3.29 658.00 0.04 0.00 657.96 Pershing 48884695 11020 Pershing - RCR 381095 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 6/7/2021 6/9/2021 Sell ZEST Ecoark Holdings Inc 300.0000000 3.28 984.00 0.04 0.00 983.96 Pershing 48884697 11020 Pershing - RCR 381095 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 6/7/2021 6/9/2021 Sell ZEST Ecoark Holdings Inc 1200.0000000 3.28 3935.96 0.04 0.00 3935.92 Pershing 48884699 11020 Pershing - RCR 381095 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 6/18/2021 6/22/2021 Sell ZEST Ecoark Holdings Inc 800.0000000 6.75 5399.97 0.03 0.00 5399.94 Pershing 48903357 11020 Pershing - RCR 381387 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 6/28/2021 6/30/2021 Sell ZEST Ecoark Holdings Inc 450.0000000 6.55 2947.48 0.02 0.00 2947.46 Pershing 48940794 11020 Pershing - RCR 381616 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 7/12/2021 7/14/2021 Sell ZEST Ecoark Holdings Inc 25.0000000 4.85 121.25 0.04 0.00 121.21 Pershing 48993386 11020 Pershing - RCR 381950 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 7/12/2021 7/14/2021 Sell ZEST Ecoark Holdings Inc 50.0000000 4.85 242.50 0.04 0.00 242.46 Pershing 48993384 11020 Pershing - RCR 381950 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 7/12/2021 7/14/2021 Sell ZEST Ecoark Holdings Inc 225.0000000 4.85 1091.25 0.04 0.00 1091.21 Pershing 48993388 11020 Pershing - RCR 381950 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 7/12/2021 7/14/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 4.81 480.99 0.04 0.00 480.95 Pershing 48993396 11020 Pershing - RCR 381950 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 7/12/2021 7/14/2021 Sell ZEST Ecoark Holdings Inc 393.0000000 4.9 1925.69 0.04 0.00 1925.65 Pershing 48993393 11020 Pershing - RCR 381950 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 7/12/2021 7/14/2021 Sell ZEST Ecoark Holdings Inc 500.0000000 4.92 2459.98 0.04 0.00 2459.94 Pershing 48993390 11020 Pershing - RCR 381950 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 7/12/2021 7/14/2021 Sell ZEST Ecoark Holdings Inc 200.0000000 4.85 970.00 0.04 0.00 969.96 Pershing 48993382 11020 Pershing - RCR 381950 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 7/13/2021 7/15/2021 Sell ZEST Ecoark Holdings Inc 7.0000000 5.15 36.04 0.01 0.00 36.03 Pershing 48994178 11020 Pershing - RCR 381981 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 7/27/2021 7/29/2021 Sell ZEST Ecoark Holdings Inc 750.0000000 5.27 3952.47 0.03 0.00 3952.44 Pershing 49167502 11020 Pershing - RCR 382312 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 8/16/2021 8/18/2021 Sell ZEST Ecoark Holdings Inc 750.0000000 4.4137 3310.26 0.02 0.00 3310.24 Pershing 49300030 11020 Pershing - RCR 382755 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 8/24/2021 8/26/2021 Sell ZEST Ecoark Holdings Inc 750.0000000 4.11 3082.48 0.02 0.00 3082.46 Pershing 49313357 11020 Pershing - RCR 382939 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 8/26/2021 8/30/2021 Sell ZEST Ecoark Holdings Inc 50.0000000 4.4 220.00 0.02 0.00 219.98 Pershing 49321876 11020 Pershing - RCR 382992 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 8/26/2021 8/30/2021 Sell ZEST Ecoark Holdings Inc 700.0000000 4.4 3079.98 0.02 0.00 3079.96 Pershing 49321878 11020 Pershing - RCR 382992 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 9/3/2021 9/8/2021 Sell ZEST Ecoark Holdings Inc 400.0000000 4.4101 1764.02 0.03 0.00 1763.99 Pershing 49351859 11020 Pershing - RCR 383187 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 9/3/2021 9/8/2021 Sell ZEST Ecoark Holdings Inc 700.0000000 4.4101 3087.06 0.03 0.00 3087.03 Pershing 49351856 11020 Pershing - RCR 383187 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 9/21/2021 9/23/2021 Sell ZEST Ecoark Holdings Inc 1100.0000000 4.92 5411.97 0.03 0.00 5411.94 Pershing 49387023 11020 Pershing - RCR 383576 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 10/4/2021 10/6/2021 Sell ZEST Ecoark Holdings Inc 24.0000000 5.07 121.68 0.03 0.00 121.65 Pershing 49461576 11020 Pershing - RCR 383877 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 10/4/2021 10/6/2021 Sell ZEST Ecoark Holdings Inc 28.0000000 5.07 141.96 0.03 0.00 141.93 Pershing 49461575 11020 Pershing - RCR 383877 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 10/4/2021 10/6/2021 Sell ZEST Ecoark Holdings Inc 1.0000000 5.07 5.07 0.03 0.00 5.04 Pershing 49461577 11020 Pershing - RCR 383877 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 10/4/2021 10/6/2021 Sell ZEST Ecoark Holdings Inc 94.0000000 5.07 476.58 0.03 0.00 476.55 Pershing 49461578 11020 Pershing - RCR 383877 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 10/4/2021 10/6/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 5.08 508.00 0.03 0.00 507.97 Pershing 49461579 11020 Pershing - RCR 383877 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 10/4/2021 10/6/2021 Sell ZEST Ecoark Holdings Inc 179.0000000 5.07 907.53 0.03 0.00 907.50 Pershing 49461582 11020 Pershing - RCR 383877 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 10/4/2021 10/6/2021 Sell ZEST Ecoark Holdings Inc 2.0000000 5.06 10.11 0.03 0.00 10.08 Pershing 49461580 11020 Pershing - RCR 383877 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 10/4/2021 10/6/2021 Sell ZEST Ecoark Holdings Inc 598.0000000 5.06 3025.86 0.03 0.00 3025.83 Pershing 49461570 11020 Pershing - RCR 383877 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 10/4/2021 10/6/2021 Sell ZEST Ecoark Holdings Inc 5.0000000 5.07 25.35 0.03 0.00 25.32 Pershing 49461572 11020 Pershing - RCR 383877 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 10/4/2021 10/6/2021 Sell ZEST Ecoark Holdings Inc 35.0000000 5.07 177.45 0.03 0.00 177.42 Pershing 49461573 11020 Pershing - RCR 383877 ZEST Jim Burns James J Burns And Polly J Burns RQ6015881 10/4/2021 10/6/2021 Sell ZEST Ecoark Holdings Inc 34.0000000 5.07 172.38 0.03 0.00 172.35 Pershing 49461574 11020 Pershing - RCR 383877 ZEST Dale Bethel Bethel Law Corporation RQ6017010 4/21/2021 4/23/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 4.71 471.00 0.05 0.00 470.95 Pershing 48656473 19840 Pershing - RCR 379911 ZEST Dale Bethel Bethel Law Corporation RQ6017010 4/21/2021 4/23/2021 Sell ZEST Ecoark Holdings Inc 200.0000000 4.73 946.00 0.05 0.00 945.95 Pershing 48656484 19840 Pershing - RCR 379911 ZEST Dale Bethel Bethel Law Corporation RQ6017010 4/21/2021 4/23/2021 Sell ZEST Ecoark Holdings Inc 200.0000000 4.68 936.00 0.05 0.00 935.95 Pershing 48656486 19840 Pershing - RCR 379911 ZEST Dale Bethel Bethel Law Corporation RQ6017010 4/21/2021 4/23/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 4.68 468.00 0.05 0.00 467.95 Pershing 48656488 19840 Pershing - RCR 379911 ZEST Dale Bethel Bethel Law Corporation RQ6017010 4/21/2021 4/23/2021 Sell ZEST Ecoark Holdings Inc 200.0000000 4.76 951.99 0.05 0.00 951.94 Pershing 48656490 19840 Pershing - RCR 379911 ZEST Dale Bethel Bethel Law Corporation RQ6017010 4/21/2021 4/23/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 4.69 468.99 0.05 0.00 468.94 Pershing 48656493 19840 Pershing - RCR 379911 ZEST Dale Bethel Bethel Law Corporation RQ6017010 4/21/2021 4/23/2021 Sell ZEST Ecoark Holdings Inc 200.0000000 4.69 937.98 0.05 0.00 937.93 Pershing 48656496 19840 Pershing - RCR 379911 ZEST Dale Bethel Bethel Law Corporation RQ6017010 4/21/2021 4/23/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 4.71 471.00 0.05 0.00 470.95 Pershing 48656471 19840 Pershing - RCR 379911 ZEST Dale Bethel Bethel Law Corporation RQ6017010 4/21/2021 4/23/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 4.66 466.00 0.05 0.00 465.95 Pershing 48656475 19840 Pershing - RCR 379911 ZEST Dale Bethel Bethel Law Corporation RQ6017010 4/21/2021 4/23/2021 Sell ZEST Ecoark Holdings Inc 300.0000000 4.73 1418.99 0.05 0.00 1418.94 Pershing 48656481 19840 Pershing - RCR 379911 ZEST Dale Bethel Bethel Law Corporation RQ6017010 4/21/2021 4/23/2021 Sell ZEST Ecoark Holdings Inc 300.0000000 4.71 1413.00 0.05 0.00 1412.95 Pershing 48656479 19840 Pershing - RCR 379911 ZEST Dale Bethel Bethel Law Corporation RQ6017010 4/21/2021 4/23/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 4.66 466.00 0.05 0.00 465.95 Pershing 48656477 19840 Pershing - RCR 379911 ZEST Thomas M Goodrich Thomas M Goodrich RQ6017176 5/4/2021 5/6/2021 Sell ZEST Ecoark Holdings Inc 400.0000000 3.52 1407.99 0.03 0.00 1407.96 Pershing 48701781 19848 Pershing - RCR 380244 ZEST Thomas M Goodrich Thomas M Goodrich RQ6017176 5/4/2021 5/6/2021 Sell ZEST Ecoark Holdings Inc 550.0000000 3.6 1979.99 0.03 0.00 1979.96 Pershing 48701778 19848 Pershing - RCR 380244 ZEST Thomas M Goodrich Thomas M Goodrich RQ6017176 5/4/2021 5/6/2021 Sell ZEST Ecoark Holdings Inc 274.0000000 3.28 898.71 0.03 0.00 898.68 Pershing 48701784 19848 Pershing - RCR 380244 ZEST Karen Summerell Karen Summerell RQ6019255 12/16/2021 12/20/2021 Sell ZEST Ecoark Holdings Inc 364.0000000 2.65 964.59 0.01 0.00 964.58 Pershing 49895735 19893 Pershing - RCR 385125 ZEST Randall Kroll Dewitt Family Trust RQ6022440 6/3/2021 6/7/2021 Sell ZEST Ecoark Holdings Inc 644.0000000 3.39 2183.15 0.10 0.00 2183.05 Pershing 48877158 12029 Pershing - RCR 381011 ZEST Randall Kroll Dewitt Family Trust RQ6022440 6/3/2021 6/7/2021 Sell ZEST Ecoark Holdings Inc 1260.0000000 3.3 4157.98 0.10 0.00 4157.88 Pershing 48877161 12029 Pershing - RCR 381011 ZEST Randall Kroll Dewitt Family Trust RQ6022440 6/3/2021 6/7/2021 Sell ZEST Ecoark Holdings Inc 152.0000000 3.39 515.28 0.10 0.00 515.18 Pershing 48877152 12029 Pershing - RCR 381011 ZEST Randall Kroll Dewitt Family Trust RQ6022440 6/3/2021 6/7/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 3.39 339.00 0.10 0.00 338.90 Pershing 48877154 12029 Pershing - RCR 381011 ZEST Randall Kroll Dewitt Family Trust RQ6022440 6/3/2021 6/7/2021 Sell ZEST Ecoark Holdings Inc 900.0000000 3.3 2969.99 0.10 0.00 2969.89 Pershing 48877164 12029 Pershing - RCR 381011 ZEST Randall Kroll Dewitt Family Trust RQ6022440 6/3/2021 6/7/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 3.3 330.00 0.10 0.00 329.90 Pershing 48877167 12029 Pershing - RCR 381011 ZEST Randall Kroll Dewitt Family Trust RQ6022440 6/3/2021 6/7/2021 Sell ZEST Ecoark Holdings Inc 40.0000000 3.33 133.20 0.10 0.00 133.10 Pershing 48877169 12029 Pershing - RCR 381011 ZEST Randall Kroll Dewitt Family Trust RQ6022440 6/3/2021 6/7/2021 Sell ZEST Ecoark Holdings Inc 400.0000000 3.33 1332.00 0.10 0.00 1331.90 Pershing 48877156 12029 Pershing - RCR 381011 ZEST Randall Kroll Dewitt Family Trust RQ6022440 6/3/2021 6/7/2021 Sell ZEST Ecoark Holdings Inc 350.0000000 3.32 1162.00 0.10 0.00 1161.90 Pershing 48877171 12029 Pershing - RCR 381011 ZEST Randall Kroll Dewitt Family Trust RQ6022440 6/3/2021 6/7/2021 Sell ZEST Ecoark Holdings Inc 1250.0000000 3.3 4124.94 0.10 0.00 4124.84 Pershing 48877183 12029 Pershing - RCR 381011 ZEST Randall Kroll Dewitt Family Trust RQ6022440 6/3/2021 6/7/2021 Sell ZEST Ecoark Holdings Inc 200.0000000 3.28 656.00 0.10 0.00 655.90 Pershing 48877173 12029 Pershing - RCR 381011 ZEST Randall Kroll Dewitt Family Trust RQ6022440 6/3/2021 6/7/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 3.27 327.00 0.10 0.00 326.90 Pershing 48877181 12029 Pershing - RCR 381011 ZEST Randall Kroll Dewitt Family Trust RQ6022440 6/3/2021 6/7/2021 Sell ZEST Ecoark Holdings Inc 120.0000000 3.27 392.40 0.10 0.00 392.30 Pershing 48877175 12029 Pershing - RCR 381011 ZEST Randall Kroll Dewitt Family Trust RQ6022440 6/3/2021 6/7/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 3.27 327.00 0.10 0.00 326.90 Pershing 48877179 12029 Pershing - RCR 381011 ZEST Randall Kroll Dewitt Family Trust RQ6022440 6/3/2021 6/7/2021 Sell ZEST Ecoark Holdings Inc 180.0000000 3.27 588.60 0.10 0.00 588.50 Pershing 48877177 12029 Pershing - RCR 381011 ZEST Michele Rutishauser Jacqueline Johnson Warren Rutishauser RQ6023810 12/20/2021 12/22/2021 Sell ZEST Ecoark Holdings Inc 505.0000000 2.4665 1245.57 0.01 0.00 1245.56 Pershing 49908069 20020 Pershing - RCR 385153 ZEST Michele Rutishauser Michele Rutishauser RQ6025336 12/15/2021 12/17/2021 Sell ZEST Ecoark Holdings Inc 101.0000000 2.77 279.76 0.01 0.00 279.75 Pershing 49889526 20002 Pershing - RCR 385113 ZEST Nicholas Fitzgerald Nicholas Fitzgerald RQ6026763 7/28/2021 7/30/2021 Sell ZEST Ecoark Holdings Inc 140.0000000 5.41 757.39 0.01 0.00 757.38 Pershing 49254125 12097 Pershing - RCR 382336 ZEST Nicholas Fitzgerald Nicholas Fitzgerald RQ6026847 7/28/2021 7/30/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 5.47 547.00 0.05 0.00 546.95 Pershing 49254191 12098 Pershing - RCR 382336 ZEST Nicholas Fitzgerald Nicholas Fitzgerald RQ6026847 7/28/2021 7/30/2021 Sell ZEST Ecoark Holdings Inc 1000.0000000 5.5 5499.97 0.05 0.00 5499.92 Pershing 49254186 12098 Pershing - RCR 382336 ZEST Nicholas Fitzgerald Nicholas Fitzgerald RQ6026847 7/28/2021 7/30/2021 Sell ZEST Ecoark Holdings Inc 200.0000000 5.47 1094.00 0.05 0.00 1093.95 Pershing 49254189 12098 Pershing - RCR 382336 ZEST Nicholas Fitzgerald Nicholas Fitzgerald RQ6026847 7/28/2021 7/30/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 5.47 546.99 0.05 0.00 546.94 Pershing 49254196 12098 Pershing - RCR 382336 ZEST Nicholas Fitzgerald Nicholas Fitzgerald RQ6026847 7/28/2021 7/30/2021 Sell ZEST Ecoark Holdings Inc 200.0000000 5.47 1093.99 0.05 0.00 1093.94 Pershing 49254193 12098 Pershing - RCR 382336 ZEST Nicholas Fitzgerald Nicholas Fitzgerald RQ6026847 7/29/2021 8/2/2021 Sell ZEST Ecoark Holdings Inc 368.0000000 5.31 1954.07 0.01 0.00 1954.06 Pershing 49258995 12098 Pershing - RCR 382362 ZEST Nicholas Fitzgerald Nicholas Fitzgerald RQ6026920 7/29/2021 8/2/2021 Sell ZEST Ecoark Holdings Inc 388.0000000 5.31 2060.26 0.02 0.00 2060.24 Pershing 49259002 12099 Pershing - RCR 382362 ZEST Nicholas Fitzgerald Nicholas Fitzgerald RQ6026920 7/29/2021 8/2/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 5.31 531.00 0.02 0.00 530.98 Pershing 49259000 12099 Pershing - RCR 382362 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039162 3/19/2021 3/23/2021 Sell ZEST Ecoark Holdings Inc 120.0000000 15.89 1906.79 0.22 0.00 1906.57 Pershing 48512480 11042 Pershing - RCR 379061 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039162 3/19/2021 3/23/2021 Sell ZEST Ecoark Holdings Inc 200.0000000 15.89 3177.98 0.22 0.00 3177.76 Pershing 48512486 11042 Pershing - RCR 379061 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039162 3/19/2021 3/23/2021 Sell ZEST Ecoark Holdings Inc 304.0000000 15.9 4833.58 0.22 0.00 4833.36 Pershing 48512477 11042 Pershing - RCR 379061 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039162 3/19/2021 3/23/2021 Sell ZEST Ecoark Holdings Inc 800.0000000 15.89 12711.92 0.22 0.00 12711.70 Pershing 48512489 11042 Pershing - RCR 379061 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039162 3/19/2021 3/23/2021 Sell ZEST Ecoark Holdings Inc 198.0000000 15.89 3146.21 0.22 0.00 3145.99 Pershing 48512483 11042 Pershing - RCR 379061 ZEST Douglas W. Hoefer Douglas Hoefer RQ6039162 3/19/2021 3/23/2021 Sell ZEST Ecoark Holdings Inc 1000.0000000 16 15999.92 0.22 0.00 15999.70 Pershing 48512474 11042 Pershing - RCR 379061 ZEST Jean Leicester Jean Leicester RQ6042687 10/14/2021 10/18/2021 Sell ZEST Ecoark Holdings Inc 700.0000000 4.38 3065.98 0.02 0.00 3065.96 Pershing 49524926 12375 Pershing - RCR 384107 ZEST Jean Leicester Jean Leicester RQ6042687 10/14/2021 10/18/2021 Sell ZEST Ecoark Holdings Inc 42.0000000 4.38 183.96 0.02 0.00 183.94 Pershing 49524925 12375 Pershing - RCR 384107 ZEST Jean Leicester Jean Leicester RQ6042760 10/14/2021 10/18/2021 Sell ZEST Ecoark Holdings Inc 204.0000000 4.38 893.51 0.01 0.00 893.50 Pershing 49525040 12376 Pershing - RCR 384107 ZEST William Taylor William Taylor & J Elizabeth Taylor RQ6048205 12/27/2021 12/29/2021 Sell ZEST Ecoark Holdings Inc 3000.0000000 2.4501 7350.26 0.04 0.00 7350.22 Pershing 49945019 11176 Pershing - RCR 385212 ZEST Benjamin Maroushek Benjamin Maroushek RQ6061885 12/3/2021 12/7/2021 Sell ZEST Ecoark Holdings Inc 47.0000000 3.25 152.74 0.01 0.00 152.73 Pershing 49824064 11077 Pershing - RCR 385006 ZEST McConnell, Walter Walter Mcconnell RQ6064202 8/30/2021 9/1/2021 Sell ZEST Ecoark Holdings Inc 676.0000000 4.52 3055.50 0.02 0.00 3055.48 Pershing 49328382 11997 Pershing - RCR 383076 ZEST Stanley McDonald Sharyn Mcdonald RQ6064442 9/3/2021 9/8/2021 Sell ZEST Ecoark Holdings Inc 12.0000000 4.455 53.45 0.01 0.00 53.44 Pershing 49352912 11080 Pershing - RCR 383187 ZEST Stanley McDonald Sharyn Mcdonald RQ6064442 9/3/2021 9/8/2021 Sell ZEST Ecoark Holdings Inc 6.0000000 4.455 26.73 0.01 0.00 26.72 Pershing 49352910 11080 Pershing - RCR 383187 ZEST Stanley McDonald Sharyn Mcdonald RQ6064442 9/3/2021 9/8/2021 Sell ZEST Ecoark Holdings Inc 55.0000000 4.455 245.03 0.01 0.00 245.02 Pershing 49352908 11080 Pershing - RCR 383187 ZEST Mark Pearson MJ Strategies LLC RQ6072445 8/30/2021 9/1/2021 Sell ZEST Ecoark Holdings Inc 1000.0000000 4.415 4414.98 0.07 0.00 4414.91 Pershing 49328541 10891 Pershing - RCR 383076 ZEST Mark Pearson MJ Strategies LLC RQ6072445 8/30/2021 9/1/2021 Sell ZEST Ecoark Holdings Inc 453.0000000 4.4 1993.19 0.07 0.00 1993.12 Pershing 49328544 10891 Pershing - RCR 383076 ZEST Mark Pearson MJ Strategies LLC RQ6072445 8/30/2021 9/1/2021 Sell ZEST Ecoark Holdings Inc 20.0000000 4.4 88.00 0.07 0.00 87.93 Pershing 49328547 10891 Pershing - RCR 383076 ZEST Mark Pearson MJ Strategies LLC RQ6072445 8/30/2021 9/1/2021 Sell ZEST Ecoark Holdings Inc 50.0000000 4.4 220.00 0.07 0.00 219.93 Pershing 49328549 10891 Pershing - RCR 383076 ZEST Mark Pearson MJ Strategies LLC RQ6072445 8/30/2021 9/1/2021 Sell ZEST Ecoark Holdings Inc 135.0000000 4.4 594.00 0.07 0.00 593.93 Pershing 49328551 10891 Pershing - RCR 383076 ZEST Mark Pearson MJ Strategies LLC RQ6072445 8/30/2021 9/1/2021 Sell ZEST Ecoark Holdings Inc 35.0000000 4.4 154.00 0.07 0.00 153.93 Pershing 49328553 10891 Pershing - RCR 383076 ZEST Mark Pearson MJ Strategies LLC RQ6072445 8/30/2021 9/1/2021 Sell ZEST Ecoark Holdings Inc 107.0000000 4.4 470.80 0.07 0.00 470.73 Pershing 49328555 10891 Pershing - RCR 383076 ZEST Mark Pearson MJ Strategies LLC RQ6072445 8/30/2021 9/1/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 4.4 439.99 0.07 0.00 439.92 Pershing 49328557 10891 Pershing - RCR 383076 ZEST Mark Pearson MJ Strategies LLC RQ6072445 8/30/2021 9/1/2021 Sell ZEST Ecoark Holdings Inc 100.0000000 4.4 439.99 0.07 0.00 439.92 Pershing 49328560 10891 Pershing - RCR 383076 ZEST Mark Pearson MJ Strategies LLC RQ6072445 8/30/2021 9/1/2021 Sell ZEST Ecoark Holdings Inc 1000.0000000 4.4192 4419.18 0.07 0.00 4419.11 Pershing 49328538 10891 Pershing - RCR 383076 ZEST Mark Pearson MJ Strategies LLC RQ6072445 9/2/2021 9/7/2021 Sell ZEST Ecoark Holdings Inc 515.0000000 4.35 2240.24 0.02 0.00 2240.22 Pershing 49349668 10891 Pershing - RCR 383158 ZEST Mark Pearson MJ Strategies LLC RQ6072445 9/2/2021 9/7/2021 Sell ZEST Ecoark Holdings Inc 300.0000000 4.4276 1328.27 0.02 0.00 1328.25 Pershing 49349671 10891 Pershing - RCR 383158 ZEST Mark Pearson MJ Strategies LLC RQ6072445 9/7/2021 9/9/2021 Sell ZEST Ecoark Holdings Inc 1000.0000000 4.75 4749.98 0.05 0.00 4749.93 Pershing 49355532 10891 Pershing - RCR 383254 ZEST Mark Pearson MJ Strategies LLC RQ6072445 9/7/2021 9/9/2021 Sell ZEST Ecoark Holdings Inc 1000.0000000 4.7501 4750.07 0.05 0.00 4750.02 Pershing 49355535 10891 Pershing - RCR 383254 ZEST Phil Albrecht Philip Matthew Albrecht RQ6100360 8/3/2021 8/5/2021 Sell ZEST Ecoark Holdings Inc 600.0000000 6 3599.98 0.02 0.00 3599.96 Pershing 49284196 12088 Pershing - RCR 382476 ZEST Phil Albrecht Phil Albrecht RQ6100527 1/14/2021 1/19/2021 Sell ZEST Ecoark Holdings Inc 211.0000000 8.95 1888.41 0.09 0.00 1888.32 Pershing 48095077 11895 Pershing - RCR 377375 ZEST Phil Albrecht Phil Albrecht RQ6100527 1/14/2021 1/19/2021 Sell ZEST Ecoark Holdings Inc 200.0000000 8.95 1789.96 0.09 0.00 1789.87 Pershing 48095080 11895 Pershing - RCR 377375 ZEST Phil Albrecht Phil Albrecht RQ6100527 1/14/2021 1/19/2021 Sell ZEST Ecoark Holdings Inc 9.0000000 8.9 80.09 0.09 0.00 80.00 Pershing 48095083 11895 Pershing - RCR 377375 ZEST Phil Albrecht Phil Albrecht RQ6100527 4/5/2021 4/7/2021 Sell ZEST Ecoark Holdings Inc 39.0000000 12.92 503.87 0.01 0.00 503.86 Pershing 48596626 11895 Pershing - RCR 379483 ZEST Phil Albrecht Phil Albrecht RQ6100527 10/4/2021 10/4/2021 Sell ZEST Ecoark Holdings Inc 50.0000000 5.15 257.49 0.01 0.00 257.48 Pershing 49475461 11895 Pershing - RCR 383877 ZEST Jeff Haag Jeff Haag & Kathleen M Haag RQ6114049 8/31/2021 9/2/2021 Sell ZEST Ecoark Holdings Inc 80.0000000 4.52 361.59 0.01 0.00 361.58 Pershing 49336104 11946 Pershing - RCR 383103 ZEST Jeff Haag Jeff Haag & Kathleen M Haag RQ6114049 8/31/2021 9/2/2021 Sell ZEST Ecoark Holdings Inc 1.0000000 4.52 4.52 0.01 0.00 4.51 Pershing 49336102 11946 Pershing - RCR 383103 ZEST Jeff Haag Kathleen Mcconnell Haag RQ6114122 8/30/2021 9/1/2021 Sell ZEST Ecoark Holdings Inc 676.0000000 4.537 3066.99 0.02 0.00 3066.97 Pershing 49329309 11952 Pershing - RCR 383076 ZEST Regina Fae Harris Regina Fae Harris RQ6114445 7/15/2021 7/19/2021 Sell ZEST Ecoark Holdings Inc 78.0000000 5.32 414.95 0.01 0.00 414.94 Pershing 49001694 11284 Pershing - RCR 382041 ZEST Troy Hensley Tyler Hensley RQ6115889 8/2/2021 8/4/2021 Sell ZEST Ecoark Holdings Inc 117.0000000 5.25 614.24 0.01 0.00 614.23 Pershing 49279633 11815 Pershing - RCR 382443 ZEST Troy Hensley Colin Hensley RQ6115962 8/2/2021 8/4/2021 Sell ZEST Ecoark Holdings Inc 117.0000000 5.25 614.24 0.01 0.00 614.23 Pershing 49279642 11901 Pershing - RCR 382443 ZEST Troy Hensley Brandon Hensley RQ6116044 8/2/2021 8/4/2021 Sell ZEST Ecoark Holdings Inc 117.0000000 5.25 614.24 0.01 0.00 614.23 Pershing 49279651 11816 Pershing - RCR 382443 ZEST Jacqueline Johnson Jacqueline Johnson RQ6118685 11/19/2021 11/23/2021 Sell ZEST Ecoark Holdings Inc 2.0000000 3.1004 6.19 0.01 0.00 6.18 Pershing 49731882 11526 Pershing - RCR 384886 ZEST Brad Mayes Brad Mayes RQ6124048 10/20/2021 10/22/2021 Sell ZEST Ecoark Holdings Inc 88.0000000 4.07 358.15 0.01 0.00 358.14 Pershing 49538036 11903 Pershing - RCR 384241 ZEST Blake Naylor Stephanie Erickson RQ6127249 8/13/2021 8/17/2021 Sell ZEST Ecoark Holdings Inc 14.0000000 4.49 62.85 0.01 0.00 62.84 Pershing 49299077 12367 Pershing - RCR 382705 ZEST Karen Summerell Karen Summerell RQ6134203 12/16/2021 12/20/2021 Sell ZEST Ecoark Holdings Inc 195.0000000 2.65 516.74 0.01 0.00 516.73 Pershing 49892845 11572 Pershing - RCR 385125 ZEST Kenneth Thrasher Brittaney Thrasher RQ6135002 12/16/2021 12/20/2021 Sell ZEST Ecoark Holdings Inc 82.0000000 2.7258 223.51 0.01 0.00 223.50 Pershing 49895011 12350 Pershing - RCR 385125 ZEST Kenneth Thrasher Kenneth Thrasher RQ6135168 12/17/2021 12/21/2021 Sell ZEST Ecoark Holdings Inc 42.0000000 2.74 115.07 0.01 0.00 115.06 Pershing 49899847 12352 Pershing - RCR 385140 ZEST Robert Aupperle Robert A Aupperle & Dennis R Aupperle RQ6140523 12/1/2021 12/3/2021 Sell ZEST Ecoark Holdings Inc 645.0000000 3.05 1967.23 0.05 0.00 1967.18 Pershing 49819573 11300 Pershing - RCR 384977 ZEST Robert Aupperle Robert A Aupperle & Dennis R Aupperle RQ6140523 12/1/2021 12/3/2021 Sell ZEST Ecoark Holdings Inc 700.0000000 3.05 2134.99 0.05 0.00 2134.94 Pershing 49819577 11300 Pershing - RCR 384977 ZEST Robert Aupperle Robert A Aupperle & Dennis R Aupperle RQ6140523 12/1/2021 12/3/2021 Sell ZEST Ecoark Holdings Inc 1336.0000000 3.05 4074.78 0.05 0.00 4074.73 Pershing 49819575 11300 Pershing - RCR 384977 ZEST d. N/A e. N/A |
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| ITEM 6. | CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER: |
| None | |
| ITEM 7. | MATERIALS TO BE FILES AS EXHIBITS: |
| None |
CUSIP No.: 27888N109
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| April 13 2022 |
Nepsis, Inc.
By:
/s/ Mark W. Pearson
Name:
Mark W. Pearson
Title:
President & CIO
|
Attention — Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).