SEC Form SC 13D/A filed by Evofem Biosciences, Inc. (Amendment)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
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WASHINGTON, D.C. 20549
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SCHEDULE 13D
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(AMENDMENT NO. 8)
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UNDER THE SECURITIES ACT OF 1934
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Evofem Biosciences, Inc.
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(Name of Issuer)
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Common Stock, $0.0001 par value per share
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(Title and Class of Securities)
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30048L104
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(CUSIP Number)
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Robert Leveille
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Invesco Ltd.
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1555 Peachtree Street, N.E., Suite 1800
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Atlanta, Georgia 30309
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Telephone number: (404) 892-0896
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
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May 18, 2021
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(Date of Event which Requires Filing of this Statement)
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If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ◻

1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Invesco Ltd.
IRS# 980557567 |
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) ◻
(b) ◻ |
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
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2(d) ◻
OR
2(e) ◻
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
Bermuda
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
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SOLE VOTING POWER
591,960
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8
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SHARED VOTING POWER
0
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9
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SOLE DISPOSITIVE POWER
591,960
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10
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SHARED DISPOSITIVE POWER
0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
591,960(1)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ◻
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
*(2)
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14
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TYPE OF REPORTING PERSON
HC, IA
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* Represents less than 1%.
(1) Includes presently exercisable warrants to purchase 555,556
shares of the Issuer’s Common Stock.
(2) Based on total outstanding shares of 153,391,230, consisting of
102,835,674 shares as reported by the Issuer in its quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 6, 2021, 50,000,000 shares issued pursuant to a public offering on May 20, 2021 and 555,556 shares
issuable upon exercise of warrants owned by the Reporting Person.
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Dated: May 20, 2021
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INVESCO LTD.
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By:
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/s/Robert R. Leveille
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Name: Robert R. Leveille
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Title: Global Assurance Officer
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Trade Date
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Fund
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Buy/Sell
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Shares
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Price Per Share ($)
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4/26/2021
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Invesco UK Equity High Income Fund (UK)
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Sell
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92,761
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1.54 (1)
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4/26/2021
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Invesco UK Equity Income Fund (UK)
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Sell
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56,839
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1.54 (1)
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4/27/2021
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Invesco UK Equity High Income Fund (UK)
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Sell
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25,236
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1.52 (2)
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4/27/2021
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Invesco UK Equity Income Fund (UK)
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Sell
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15,464
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1.52 (2)
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5/18/2021
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Invesco UK Equity High Income Fund (UK)
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Sell
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4,908,720
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0.82(3)
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5/18/2021
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Invesco UK Equity Income Fund (UK)
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Sell
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3,007,795
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0.82(3)
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(1) These transactions were effectuated in the open market through a broker in multiple trades at prices ranging from $1.50 to $1.56; the prices reported above reflect the weighted average sale price.