SEC Form SC 13D/A filed by Forte Biosciences Inc. (Amendment)
Forte Biosciences, Inc. |
(Name of Issuer)
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Common Stock, $0.001 par value per share |
(Title of Class of Securities)
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34962G109 |
(CUSIP Number)
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Braden Leonard, BML Capital Management, LLC 65 E Cedar - Suite 2. Zionsville, IN 46077 Phone : 317-344-2447 |
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
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September 15, 2023 |
(Date of Event which Requires Filing of this Statement)
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1
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NAMES OF REPORTING PERSONS
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BML Investment Partners, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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(b)
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☒
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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WC
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0
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8
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SHARED VOTING POWER
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1735075
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9
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SOLE DISPOSITIVE POWER
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10
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SHARED DISPOSITIVE POWER
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1735075
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1735075
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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4.78
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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This Statement on Schedule 13D relates to the common stock, par value $0.001 per share (the “Common Stock”), of Forte Biosciences, Inc, Inc., a Delaware corporation (the “Issuer”). |
a. | Name |
Braden M. Leonard – Mr. Leonard’s business address is 65 E Cedar – Suite 2, Zionsville, IN 46077. Mr. Leonard’s principal business is to serve as managing member of BML Capital Management, LLC.
b. | Residence or Business Address |
See above, Item 2(a) |
c. | Occupation |
See above, Item 2(a) |
d. | Convictions |
During the past five years, none of BML Investment
Partners, L.P., BML Capital Management, LLC or Braden M. Leonard have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction where as a result of such proceeding BML Investment Partners, L.P., BML Capital Management, LLC or Braden M. Leonard was or is subject to a judgment, decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
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e. | Civil Judgments |
During the past five years, none of BML Investment
Partners, L.P., BML Capital Management, LLC or Braden M. Leonard have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction where as a result of such proceeding BML Investment Partners, L.P., BML Capital Management, LLC or Braden M. Leonard was or is subject to a judgment, decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
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f. | Citizenship |
Braden M. Leonard is a citizen of the United States of America. |
BML Investment Partners, L.P. holds 1,735,075 shares of Common Stock which were acquired using working capital |
The Reporting Person reserves the right to acquire, or cause to be acquired, additional securities of the Issuer, to dispose of, or cause to be disposed, such securities at any time or to formulate other purposes, plans or proposals regarding the Issuer or any of its securities, to the extent deemed advisable in light of general investment and trading policies of the Reporting Person, market conditions or other factors.
a. | An Acquisition or Disposition |
b. | A Corporate Transaction: |
c. | A Sale or Transfer of Assets: |
d. | A Change in Board of Directors: |
e. | A Change in Capitalization: |
f. | Other Material Change: |
g. | Changes to Charter |
h. | Causing Delisting: |
i. | Termination of Registration: |
j. | A Similar Action: |
a. | State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned by each person named in Item 2. As of Sept 15, 2023, BML Investment Partners owns 1,735,071 shares of the issuer, which represents 4.78% of the shares outstanding. |
b. | For each person named, indicate the number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition, or shared power to dispose or to direct the disposition. |
The Fund has sole voting and dispositive power over the shares reported herein |
c. | Describe any transactions that were effected during the past sixty days or since the most recent filing of Schedule 13D. |
Transaction Date
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Shares Purchased (Sold)
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Price per Share or Unit
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d. | If any other person is known to have the right to receive or direct dividends or proceeds from the sale of securities, a statement to that effect should be included:None |
e. | The date the reporting person ceased to be the beneficial owner of more than five percent of the class of securities: (If applicable)8/14/23 |
COMPANY NAME
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BML Capital Management, LLC |
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By:
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/s/ Braden M Leonard
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Name: Braden M Leonard
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Title:Managing Member
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