SEC Form SC 13D/A filed by Fresenius Medical Care AG (Amendment)
358029 10 61 |
Matthias Fenner, Esq.
Fresenius SE & Co. KGaA
Else-Kröner-Straße 1
61352 Bad Homburg v.d.H.
Germany
+49-6172-608-2327
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Copy to:
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Jeffrey C. Cohen
Linklaters LLP
1290 Avenue of the Americas
New York, NY 10104
+1 212 903 9014
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CUSIP No.: 358029 10 6
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1
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NAMES OF REPORTING PERSONS
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Fresenius SE & Co. KGaA
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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(b)
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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N/A
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Germany
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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94,380,382
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8
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SHARED VOTING POWER
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0
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9
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SOLE DISPOSITIVE POWER
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94,380,382
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10
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SHARED DISPOSITIVE POWER
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0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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94,380,382
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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32.2%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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Item 1. |
Security and Issuer
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Item 2. |
Identity and Background
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Item 3. |
Source and Amount of Funds or Other Consideration
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Item 4. |
Purpose of Transaction
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Dated: December 7, 2023
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FRESENIUS SE & Co. KGaA
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a partnership limited by shares, represented by FRESENIUS MANAGEMENT SE, its general partner
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By:
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/s/ Michael Sen
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Name:
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Michael Sen
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Title:
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Chairman of the Board of Management and
Chief Executive Officer
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By:
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/s/ Sara Hennicken
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Name:
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Sara Hennicken
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Title:
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Member of the Board of Management and Chief
Financial Officer
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Name
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Principal Occupation or Employment
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Citizenship
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Wolfgang Kirsch,
Chairman
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Chairman of the supervisory board of Management SE; Chairman of the supervisory board of Fresenius KGaA
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Germany
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Dr. Dieter Schenk,
Deputy Chairman
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Retired lawyer and tax consultant; Deputy Chairman of the supervisory board of the General Partner; Member of various supervisory boards
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Germany
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Dr. Frank Appel
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Former Chief Executive Officer of Deutsche Post DHL Group
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Germany
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Michael Diekmann
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Deputy Chairman of the supervisory board of Fresenius KGaA; member of various supervisory boards
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Germany
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Dr. Heinrich Hiesinger
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Member of various supervisory boards
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Germany
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Susanne Zeidler
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Member of various supervisory boards
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Germany
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Name
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Principal Occupation or Employment
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Citizenship
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Michael Sen, Chairman
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Chairman of the management board and Chief Executive Officer of Management SE; Chairman of the supervisory board of the Company
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Germany
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Pierluigi Antonelli
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Member of the management board of Management SE; Chief Executive Officer of Fresenius Kabi
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Italy
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Robert Möller
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Member of the management board of Management SE; Chief Executive Officer of Fresenius Helios
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Germany
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Sara Hennicken
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Member of the management board and Chief Financial Officer of Management SE; member of the supervisory board of the Company
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Germany
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Michael Moser
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Member of the management board of Management SE responsible for legal, compliance risk management and ESG, HR as labor relations director and the business segment Fresenius VAMED
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Germany
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Name
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Principal Occupation or Employment
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Citizenship
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Wolfgang Kirsch
Chairman
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See “Members of the Supervisory Board of Management SE” above.
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Germany
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Michael Diekmann,
Deputy Chairman
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See “Members of the Supervisory Board of Management SE” above.
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Germany
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Grit Genster, Deputy
Chairman
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Secretary of the Trade Union ver.di Vereinte Dienstleistungsgewerkschaft
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Germany
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Prof. Dr. med. D.
Michael Albrecht
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Medical Director and Spokesman of the Management Board, University Hospital Carl Gustav Carus, Dresden
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Germany
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Stefanie Balling
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Full-time Works Council Member, Fresenius Medical Care Deutschland GmbH
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Germany
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Bernd Behlert
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Full-time Works Council Member, Helios Vogtland-Klinikum Plauen GmbH
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Germany
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Konrad Kölbl
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Full-time Works Council Member, VAMED-KMB Krankenhausmanagement und Betriebsführungsges. m.b.H.
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Austria
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Frauke Lehmann
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Full-time Works Council Member, Helios Kliniken Schwerin GmbH
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Germany
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Prof. Dr. med. Iris
Löw-Friedrich
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Chief Medical Officer and Executive Vice President, Head of Development, UCB S.A.
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Germany
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Oscar Romero de Paco
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Production staff member / Laboratory technician, Fresenius Kabi España S.A.U.
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Spain
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Susanne Zeidler
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See “Members of the Supervisory Board of Management SE” above.
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Germany
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Dr. Christopher Zindel
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Former Member of the Managing Board Siemens Healthineers AG
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Germany
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