SEC Form SC 13D/A filed by FREYR Battery (Amendment)
SECURITIES AND EXCHANGE COMMISSION
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
FREYR Battery
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(Name of Issuer)
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Ordinary Shares
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(Title of Class of Securities)
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L4135L100
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(CUSIP Number)
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Torstein Sjøtveit
Director
ATS AS
Kleivveien 19 B, 1356
Bekkestua, Norway
+47 911 86 657
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications) |
November 8, 2023
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(Date of Event which Requires Filing of this Statement)
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* |
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
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CUSIP No. L4135L100
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1.
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Names of Reporting Persons.
ATS AS
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ☐
(b) ☐
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3.
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SEC Use Only
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4.
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Source of Funds (See Instructions) AF
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5.
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Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ☐
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6.
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Citizenship or Place of Organization Norway
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Number of
Shares
Beneficially
Owned by
Each
Reporting Person
With
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7.
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Sole Voting Power 6,779,568 (See Item 5(b) below)
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8.
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Shared Voting Power 0 (See Item 5(b) below)
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9.
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Sole Dispositive Power 6,779,568 (See Item 5(b) below)
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10.
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Shared Dispositive Power 0 (See Item 5(b) below)
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person 6,779,568 (See Item 5(b) below)
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12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
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13.
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Percent of Class Represented by Amount in Row (11) 4.9%* (See Item 5(a) below)
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14.
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Type of Reporting Person (See Instructions)
CO
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CUSIP No. L4135L100
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1.
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Names of Reporting Persons.
ATS NEXT AS
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions).
(a) ☐
(b) ☐
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3.
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SEC Use Only
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4.
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Source of Funds (See Instructions) AF
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5.
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Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ☐
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6.
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Citizenship or Place of Organization Norway
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Number of
Shares
Beneficially
Owned by
Each
Reporting Person
With
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7.
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Sole Voting Power(1) 6,779,568 (See Item 5(b) below)
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8.
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Shared Voting Power 0 (See Item 5(b) below)
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9.
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Sole Dispositive Power(1) 6,779,568 (See Item 5(b) below)
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10.
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Shared Dispositive Power 0 (See Item 5(b) below)
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person 6,779,568 (See Item 5(b) below)
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12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
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13.
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Percent of Class Represented by Amount in Row (11) 4.9%* (See Item 5(a) below)
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14.
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Type of Reporting Person (See Instructions)
CO
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(1) |
Solely in its capacity as the sole shareholder of ATS AS.
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* |
The calculation of percent ownership is based on 139,705,234 shares outstanding, as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission
(the “SEC”) on August 10, 2023. The percent ownership is 4.853%, rounded to the nearest 0.001%.
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(i) |
ATS AS, a private limited liability company incorporated under the laws of Norway (“ATS”), whose principal business is to invest in securities; and
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(ii) |
ATS Next AS, a private limited liability company incorporated under the laws of Norway (“ATS Next”), whose principal business is to serve as the sole
shareholder of ATS.
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Exhibit 99.1
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Exhibit 99.2
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Exhibit 99.3
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Filed with the Statement on July 9, 2021.
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ATS AS
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/s/
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Torstein Dale Sjøtveit
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By:
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Torstein Dale Sjøtveit
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Its:
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Director
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ATS Next AS
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/s/
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Torstein Dale Sjøtveit
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By:
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Torstein Dale Sjøtveit
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Its:
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Director
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Name
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Principal Occupation / Business Address
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Ann Kristin Sjøtveit
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Chairperson and Director of ATS AS and ATS Next AS, Kleivveien 19 B, 1356, Bekkestua, Norway
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Torstein Dale Sjøtveit
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Director of ATS AS, Kleivveien 19 B, 1356, Bekkestua, Norway
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Name
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Principal Occupation / Business Address
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Ann Kristin Sjøtveit
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Chairperson and Director of ATS AS and ATS Next AS, Kleivveien 19 B, 1356, Bekkestua, Norway
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Torstein Dale Sjøtveit
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Director of ATS AS, Kleivveien 19 B, 1356, Bekkestua, Norway
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