SEC Form SC 13D/A filed by Kewaunee Scientific Corporation (Amendment)

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 1)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Item 1. Security and Issuer.

This Amendment No. 1 to Schedule 13D relates to the common stock, $2.50 par value (the “Shares”), of Kewaunee Scientific Corporation (“Kewaunee”) owned by Anita G. Zucker as the Trustee of The Article 6 Marital Trust under The First Amended and Restated Jerry Zucker Revocable Trust dated April 2, 2007 (the “Trust”). This amendment supplements Mrs. Zucker’s initial Schedule 13D filed on October 30, 2019.

Item 3. Source and Amount of Funds or Other Consideration.

The Shares reported in this Schedule 13D were purchased by the Trust using its available funds. The total amount paid by the Trust was $620,534.

Item 4. Purpose of Transaction.

The Trust acquired the Shares for investment purposes.

Item 5. Interest in Securities of the Issuer.

The Trust owns 221,361 Shares, or 7.8% of Kewaunee’s outstanding Shares based on 2,830,200 Shares outstanding. Mrs. Zucker, as trustee of the Trust, has sole voting, investment and dispositive power with respect to the Trust’s Shares.

The Trust acquired the 39,440 Shares listed in the table below in open market transactions through its broker. Neither Mrs. Zucker nor the Trust has effected any other transactions in the Shares of Kewaunee during the past sixty days.

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.