SEC Form SC 13D/A filed by LiveVox Holdings Inc. (Amendment)

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

SCHEDULE 13D/A

(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO

§ 240.13d-l(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a)

(Amendment No. 2 )*

 

 

LiveVox Holdings, Inc.

(Name of Issuer)

Class A common stock, par value $0.0001 per share

(Title of class of securities)

53838L 100

(CUSIP number)

Kirkland & Ellis LLP

2049 Century Park East

Suite 3700

Los Angeles, CA 90067

Attn: Monica J. Shilling, P.C.

H. Thomas Felix

(Name, address and telephone number of person authorized to receive notices and communications)

August 9, 2022

(Date of event which requires filing of this statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-l(e), 240.13d-l(f) or 240.13d-l(g), check the following box.  ☐

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240 13d-7 for other parties to whom copies are to be sent.

 

 

 

1	The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

*

information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes’).

 

 

 

1.		Name of reporting person     Golden Gate Private Equity, Inc.
2.		Check the appropriate box if a member of a group   (a)  ☐        (b)  ☐
3.		SEC use only
4.		Source of funds     GO
5.		Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
6.		Citizenship or place of organization     Delaware
Number of shares  beneficially  owned by each reporting person with				7.		Sole voting power     72,052,784 (See Item 5)
				8.		Shared voting power     0
				9.		Sole dispositive power     72,052,784 (See Item 5)
				10.		Shared dispositive power     0
11.		Aggregate amount beneficially owned by each reporting person     72,052,784 (See Item 5)
12.		Check if the aggregate amount in Row (11) excludes certain shares     ☐
13.		Percent of class represented by amount in Row (11)     72.14% (See Item 5)
14.		Type of reporting person     CO/IA

The information set forth in response to each separate Item below shall be deemed to be a response to all Items where such information is relevant.

This Amendment No. 2 (“Amendment No. 2”) amends the Schedule 13D filed with the SEC on June 28, 2021, (the “Original Schedule 13D” and, together with Amendment No. 1, filed with the SEC on December 17, 2021, the “Schedule 13D”) relating to the Issuer. Except as set forth herein, the Schedule 13D is unmodified and remains in full force and effect. Each capitalized term used but not defined herein has the meaning ascribed to such term in the Schedule 13D.

Item 5. Interest in Securities of the Issuer.

(a) - (c) The Reporting Person has sole beneficial ownership of 72,052,784 shares of the Common Stock, representing approximately 72.14% of the Issuer’s Common Stock outstanding based on 99,872,358 shares of Common Stock outstanding as of August 5, 2022 as reported in the Issuer’s most recent 10-Q, filed with the SEC on August 9, 2022 (the “10-Q”). This Amendment No. 2 is being filed to reflect a change in the percentage previously reported solely as a result of the change in the outstanding Common Stock reported by the Issuer in the 10-Q. The Reporting Person has no other material changes in the information previously reported or transactions within the prior 60 days to disclose. Neither the filing of this Statement nor any of its contents shall be deemed to constitute an admission by the Reporting Person, LiveVox TopCo or the Funds that such person is the beneficial owner of any of the shares of Common Stock referred to herein for purposes of the Act, or for any other purpose, and such beneficial ownership is expressly disclaimed.

After reasonable inquiry and to the best of the undersigned’s knowledge and belief, each of the undersigned certifies that the information set forth in this Statement is true, complete and correct.

Dated: August 11, 2022