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    SEC Form SC 13D/A filed by Nexgen Energy Ltd. (Amendment)

    1/16/24 5:30:24 PM ET
    $NXE
    Other Metals and Minerals
    Basic Materials
    Get the next $NXE alert in real time by email
    SC 13D/A 1 formsc13da.htm

     

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    SCHEDULE 13D

     

    Under the Securities Exchange Act of 1934

     

    (Amendment No.3)*

     

    NexGen Energy Ltd.

    (Name of Issuer)

     

    Common Stock, no Par Value

    (Title of Class of Securities)

     

    65340P106

    (CUSIP Number of Class of Securities)

     

    Andrew J. Bond

    Sheppard Mullin Richter & Hampton LLP

    1901 Avenue of the Stars, Suite 1600

    Los Angeles, CA 90067-6055

    (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

     

    January 11, 2024

    (Date of Event which Requires Filing of this Statement)

     

    If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐

     

    Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are sent.

     

    *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

     

    The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

     

     

     

     

     

     

    CUSIP No. 65340P106

    1.

    Names of Reporting Person.

     

    Li Ka Shing

    2.

    Check the Appropriate Box if a Member of a Group (See Instructions):

     

    (a) ☐

    (b) ☒

    3.

    SEC Use Only:

     

    4.

    Source of Funds (See Instructions):

     

    OO

    5.

    Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):

     

    ☐

    6.

    Citizenship or Place of Organization:

     

    People’s Republic of China

    Number of

    Shares

    Beneficially

    Owned by

    Each

    Reporting

    Person with

    7.

    Sole Voting Power:

     

    -0-

    8.

    Shared Voting Power:

     

    14,951,897 (1)

    9.

    Sole Dispositive Power:

     

    -0-

    10.

    Shared Dispositive Power:

     

    14,951,897 (1)

    11.

    Aggregate Amount Beneficially Owned by Each Reporting Person:

     

    14,951,897 (1)

    12.

    Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions):

     

    ☒

    13.

    Percent of Class Represented by Amount in Row (11):

     

    2.85%(2)

    14.

    Type of Reporting Person (See Instructions):

     

    IN

     

     

    (1) Includes shares of the Issuer’s common stock (the “Common Shares”) beneficially owned by Sprinkle Ring Investment Limited (“Sprinkle Ring”). Mr. Li Ka Shing and his son Mr. Victor Li Tzar Kuoi, share ownership interest in Li Ka-Shing Unity Holdings Limited (“Unity Holdings”), which is the sole shareholder of Li Ka-Shing Unity Trustee Company Limited (“Trustee”). Trustee is the sole shareholder of LVM Unity Limited (“LVM”), which is the sole shareholder of Sprinkle Ring. Previously, Next Global Holdings Limited (“Next Global”) held 9,628,848 shares of the Issuer, all of which Next Global disposed of on January 11, 2024. Next Global’s sole shareholder is Li Ka Shing (Global) Foundation (“LKSGF”) in which each of Mr. Li Ka Shing and Mr. Victor Li Tzar Kuoi may be regarded as having the ability to exercise, or control the exercise of, one-third or more of the voting power at general meetings of LKSGF.

     

    (2) Based on 524,676,722 Common Shares outstanding as at December 11, 2023.

     

    -2-

     

     

    CUSIP No. 65340P106

    1.

    Names of Reporting Person.

     

    Victor Li Tzar Kuoi

    2.

    Check the Appropriate Box if a Member of a Group (See Instructions):

     

    (a) ☐

    (b) ☒

    3.

    SEC Use Only:

     

    4.

    Source of Funds (See Instructions):

     

    OO

    5.

    Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):

     

    ☐

    6.

    Citizenship or Place of Organization:

     

    People’s Republic of China

    Number of

    Shares

    Beneficially

    Owned by

    Each

    Reporting

    Person with

    7.

    Sole Voting Power:

     

    -0-

    8.

    Shared Voting Power:

     

    14,951,897 (1)

    9.

    Sole Dispositive Power:

     

    -0- 

    10.

    Shared Dispositive Power:

     

    14,951,897 (1)

    11.

    Aggregate Amount Beneficially Owned by Each Reporting Person:

     

    14,951,897 (1)

    12.

    Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions):

     

    ☒

    13.

    Percent of Class Represented by Amount in Row (11):

     

    2.85%(2)

    14.

    Type of Reporting Person (See Instructions):

     

    IN

     

    (1) Includes Common Shares beneficially owned by Sprinkle Ring. Mr. Victor Li Tzar Kuoi and Mr. Li Ka Shing share ownership interest in Unity Holdings, which is the sole shareholder of Trustee. Trustee is the sole shareholder of LVM, which in turn is the sole shareholder of Sprinkle Ring. Previously, Next Global held 9,628,848 shares of the Issuer, all of which Next Global disposed of on January 11, 2024. Next Global’s sole shareholder is LKSGF in which each of Mr. Li Ka Shing and Mr. Victor Li Tzar Kuoi may be regarded as having the ability to exercise, or control the exercise of, one-third or more of the voting power at general meetings of LKSGF.

     

    (2) Based on 524,676,722 Common Shares outstanding as at December 11, 2023.

     

    -3-

     

     

    CUSIP No. 65340P106

    1.

    Names of Reporting Person.

     

    Next Global Holdings Limited

    2.

    Check the Appropriate Box if a Member of a Group (See Instructions):

     

    (a) ☐

    (b) ☒

    3.

    SEC Use Only:

     

    4.

    Source of Funds (See Instructions):

     

    OO

    5.

    Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):

     

    ☐

    6.

    Citizenship or Place of Organization:

     

    British Virgin Islands

    Number of

    Shares

    Beneficially

    Owned by

    Each

    Reporting

    Person with

    7.

    Sole Voting Power:

     

    -0-

    8.

    Shared Voting Power:

     

    -0- (1)

    9.

    Sole Dispositive Power:

     

    -0-

    10.

    Shared Dispositive Power:

     

    -0- (1)

    11.

    Aggregate Amount Beneficially Owned by Each Reporting Person:

     

    -0- (1)

    12.

    Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions):

     

    ☒

    13.

    Percent of Class Represented by Amount in Row (11):

     

    0%(2)

    14.

    Type of Reporting Person (See Instructions):

     

    CO

     

    (1) Previously, Next Global held 9,628,848 shares of the Issuer, all of which Next Global disposed of on January 11, 2024. Next Global’s sole shareholder is LKSGF in which each of Mr. Li Ka Shing and Mr. Victor Li Tzar Kuoi may be regarded as having the ability to exercise, or control the exercise of, one-third or more of the voting power at general meetings of LKSGF.

     

    (2) Based on 524,676,722 Common Shares outstanding as at December 11, 2023. Previously, Next Global held 9,628,848 shares of the Issuer, all of which Next Global disposed of on January 11, 2024.

     

    -4-

     

     

    CUSIP No. 65340P106

    1.

    Names of Reporting Person.

     

    Li Ka Shing (Global) Foundation

    2.

    Check the Appropriate Box if a Member of a Group (See Instructions):

     

    (a) ☐

    (b) ☒

    3.

    SEC Use Only:

     

    4.

    Source of Funds (See Instructions):

     

    OO

    5.

    Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):

     

    ☐

    6.

    Citizenship or Place of Organization:

     

    Cayman Islands

    Number of

    Shares

    Beneficially

    Owned by

    Each

    Reporting

    Person with

    7.

    Sole Voting Power:

     

    -0-

    8.

    Shared Voting Power:

     

    -0- (1)

    9.

    Sole Dispositive Power:

     

    -0-

    10.

    Shared Dispositive Power:

     

    -0- (1)

    11.

    Aggregate Amount Beneficially Owned by Each Reporting Person:

     

    -0- (1)

    12.

    Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions):

     

    ☒

    13.

    Percent of Class Represented by Amount in Row (11):

     

    0%(2)

    14.

    Type of Reporting Person (See Instructions):

     

    CO

     

    (1) Previously, Next Global held 9,628,848 shares of the Issuer, all of which Next Global disposed of on January 11, 2024. Next Global’s sole shareholder is LKSGF, in which each of Mr. Li Ka Shing and Mr. Victor Li Tzar Kuoi may be regarded as having the ability to exercise, or control the exercise of, one-third or more of the voting power at general meetings of LKSGF.

     

    (2) Based on 524,676,722 Common Shares outstanding as at December 11, 2023. Previously, Next Global held 9,628,848 shares of the Issuer, all of which Next Global disposed of as January 11, 2024.

     

    -5-

     

     

    CUSIP No. 65340P106

    1.

    Names of Reporting Person.

     

    Sprinkle Ring Investment Limited

    2.

    Check the Appropriate Box if a Member of a Group (See Instructions):

     

    (a) ☐

    (b) ☒

    3.

    SEC Use Only:

     

    4.

    Source of Funds (See Instructions):

     

    OO

    5.

    Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):

     

    ☐

    6.

    Citizenship or Place of Organization:

     

    British Virgin Islands

    Number of

    Shares

    Beneficially

    Owned by

    Each

    Reporting

    Person with

    7.

    Sole Voting Power:

     

    -0-

    8.

    Shared Voting Power:

     

    14,951,897 (1)

    9.

    Sole Dispositive Power:

     

    -0-

    10.

    Shared Dispositive Power:

     

    14,951,897 (1)

    11.

    Aggregate Amount Beneficially Owned by Each Reporting Person:

     

    14,951,897 (1)

    12.

    Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions):

     

    ☒

    13.

    Percent of Class Represented by Amount in Row (11):

     

    2.85%(2)

    14.

    Type of Reporting Person (See Instructions):

     

    CO

     

    (1) Sprinkle Ring’s sole shareholder is LVM, which is owned by Trustee. Trustee is wholly owned by Unity Holdings. Mr. Victor Li Tzar Kuoi and Mr. Li Ka Shing share ownership interest in Unity Holdings.

     

    (2) Based on 524,676,722 Common Shares outstanding as at December 11, 2023.

     

    -6-

     

     

    CUSIP No. 65340P106

    1.

    Names of Reporting Person.

     

    LVM Unity Limited

    2.

    Check the Appropriate Box if a Member of a Group (See Instructions):

     

    (a) ☐

    (b) ☒

    3.

    SEC Use Only:

     

    4.

    Source of Funds (See Instructions):

     

    OO

    5.

    Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):

     

    ☐

    6.

    Citizenship or Place of Organization:

     

    British Virgin Islands

    Number of

    Shares

    Beneficially

    Owned by

    Each

    Reporting

    Person with

    7.

    Sole Voting Power:

     

    -0-

    8.

    Shared Voting Power:

     

    14,951,897 (1)

    9.

    Sole Dispositive Power:

     

    -0-

    10.

    Shared Dispositive Power:

     

    14,951,897 (1)

    11.

    Aggregate Amount Beneficially Owned by Each Reporting Person:

     

    14,951,897 (1)

    12.

    Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions):

     

    ☒

    13.

    Percent of Class Represented by Amount in Row (11):

     

    2.85%(2)

    14.

    Type of Reporting Person (See Instructions):

     

    CO

     

    (1) Sprinkle Ring’s sole shareholder is LVM.

     

    (2) Based on 524,676,722 Common Shares outstanding as at December 11, 2023.

     

    -7-

     

     

    CUSIP No. 65340P106

    1.

    Names of Reporting Person.

     

    Li Ka-Shing Unity Trustee Company Limited

    2.

    Check the Appropriate Box if a Member of a Group (See Instructions):

     

    (a) ☐

    (b) ☒

    3.

    SEC Use Only:

     

    4.

    Source of Funds (See Instructions):

     

    OO

    5.

    Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):

     

    ☐

    6.

    Citizenship or Place of Organization:

     

    Cayman Islands

    Number of

    Shares

    Beneficially

    Owned by

    Each

    Reporting

    Person with

    7.

    Sole Voting Power:

     

    -0-

    8.

    Shared Voting Power:

     

    14,951,897 (1)

    9.

    Sole Dispositive Power:

     

    -0-

    10.

    Shared Dispositive Power:

     

    14,951,897 (1)

    11.

    Aggregate Amount Beneficially Owned by Each Reporting Person:

     

    14,951,897 (1)

    12.

    Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions):

     

    ☒

    13.

    Percent of Class Represented by Amount in Row (11):

     

    2.85%(2)

    14.

    Type of Reporting Person (See Instructions):

     

    CO

     

    (1) Sprinkle Ring’s sole shareholder is LVM and LVM’s sole shareholder is Trustee.

     

    (2) Based on 524,676,722 Common Shares outstanding as at December 11, 2023.

     

    -8-

     

     

    CUSIP No. 65340P106

    1.

    Names of Reporting Person.

     

    Li Ka-Shing Unity Holdings Limited

    2.

    Check the Appropriate Box if a Member of a Group (See Instructions):

     

    (a) ☐

    (b) ☒

    3.

    SEC Use Only:

     

    4.

    Source of Funds (See Instructions):

     

    OO

    5.

    Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):

     

    ☐

    6.

    Citizenship or Place of Organization:

     

    Cayman Islands

    Number of

    Shares

    Beneficially

    Owned by

    Each

    Reporting

    Person with

    7.

    Sole Voting Power:

     

    -0-

    8.

    Shared Voting Power:

     

    14,951,897 (1)

    9.

    Sole Dispositive Power:

     

    -0-

    10.

    Shared Dispositive Power:

     

    14,951,897 (1)

    11.

    Aggregate Amount Beneficially Owned by Each Reporting Person:

     

    14,951,897 (1)

    12.

    Check if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions):

     

    ☒

    13.

    Percent of Class Represented by Amount in Row (11):

     

    2.85%(2)

    14.

    Type of Reporting Person (See Instructions):

     

    CO

     

    (1) Sprinkle Ring’s sole shareholder is LVM and LVM’s sole shareholder is Trustee. Unity Holdings is the sole shareholder of Trustee and Mr. Victor Li Tzar Kuoi and Mr. Li Ka Shing share ownership interest in Unity Holdings.

     

    (2) Based on 524,676,722 Common Shares outstanding as at December 11, 2023.

     

    -9-

     

     

    Item 1. Security and Issuer.

     

    This Amendment No. 3 (“Amendment No. 3”) amends and supplements Schedule 13D Amendment No. 2 (“Amendment No. 2”) filed with the United States Securities and Exchange Commission (“SEC”) on September 29, 2023, which amended Schedule 13D Amendment No. 1 filed with the SEC on January 5, 2021 (“Amendment No. 1”), which amended the original Schedule 13D filed with the SEC on August 2, 2017 (the “Original Schedule 13D”). Except as set forth in this Amendment No. 3, the Amendment No. 2, Amendment No. 1 and the Original Schedule 13D remain unchanged. Unless otherwise indicated, all capitalized terms used herein but not defined herein shall have the same meaning as set forth in the Amendment No. 2 and the Original Schedule 13D.

     

    Item 2. Identity and Background.

     

    Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons”.

     

    (1)(a)   Name of Reporting Persons:
        Li Ka Shing
        Victor Li Tzar Kuoi

     

    (b)   Residential Address:
        79 Deep Water Bay Road, Hong Kong

     

    (c)   Principal business:
        Li Ka Shing is a businessman and investor who is currently the Senior Advisor of CK Hutchison Holdings Limited (“CK Hutchison”).
        Victor Li Tzar Kuoi is a businessman and investor who is currently the Chairman and Group Co-Managing Director of CK Hutchison.
        The principle executive office of CK Hutchison is located at 48/F, Cheung Kong Center, 2 Queen’s Road Central, Hong Kong.

     

    (d)   During the last five years, neither Li Ka Shing nor Victor Li Tzar Kuoi has been convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors).

     

    (e)   During the last five years, neither Li Ka Shing nor Victor Li Tzar Kuoi has been a party to any civil proceedings commenced before a judicial or administrative body of competent jurisdiction as a result of which it was or is now subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

     

    (f)   Citizenship
        People’s Republic of China

     

    (2)(a)   Name of Reporting Persons:
        LVM Unity Limited (“LVM”)
        Sprinkle Ring Investment Limited (“Sprinkle Ring”)
        Li Ka-Shing Unity Trustee Company Limited (“Trustee”)
        Li Ka-Shing Unity Holdings Limited (“Unity Holdings”)

     

    (b)   Address of principal business office

     

        LVM and Sprinkle Ring:
        2/F, Palm Grove House, P.O. Box 3340, Road Town, Tortola, British Virgin Islands.

     

        Trustee and Unity Holdings:
        P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands.

     

    (c)   Principal business:
        Holding and/or investment company

     

    -10-

     

     

    (d)   During the last five years, none of LVM, Sprinkle Ring, Trustee or Unity Holdings has been convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors).

     

    (e)   During the last five years, none of LVM, Sprinkle Ring, Trustee or Unity Holdings has been a party to any civil proceedings commenced before a judicial or administrative body of competent jurisdiction as a result of which it was or is now subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

     

    (3)(a)   Name of Reporting Persons:
        Li Ka Shing (Global) Foundation (“LKSGF”)
        Next Global Holdings Limited (“Next Global”)

     

    (b)   Address of principal business office:
         
        LKSGF:
        P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands.

     

        Next Global:
        Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG 1110, British
        Virgin Islands

     

    (c)   Principal business:
        Holding and/or investment company

     

    (d)   During the last five years, neither LKSGF nor Next Global has been convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors).

     

    (e)   During the last five years, neither LKSGF nor Next Global has been a party to any civil proceedings commenced before a judicial or administrative body of competent jurisdiction as a result of which it was or is now subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

     

    Set forth on Schedule A hereto and incorporated herein by reference, is the name, business address, principal occupation, and citizenship of each of the directors and executive officers of LVM, Sprinkle Ring, Trustee, Unity Holdings, LKSGF and Next Global. In their capacity as directors or executive officers of the relevant Reporting Persons, each may be deemed a person controlled the Reporting Person. Each of the Reporting Persons disclaims beneficial ownership of any of the Common Shares except to the extent of such Reporting Person’s pecuniary interest therein.

     

    Item 3. Source and Amount of Funds or Other Consideration.

     

    On January 11, 2024, Sprinkle Ring disposed of 650,752 Common Shares resulting in a holding of 19,951,897 Common Shares of the Issuer. Also on January 11, 2024, Next Global disposed of 9,628,848 Common Shares resulting in a holding of nil Common Shares of the Issuer. Additionally, on January 12, 2024, Sprinkle Ring disposed of 5,000,000 Common Shares resulting in a holding of 14,951,897 Common Shares of the Issuer.

     

    Item 4. Purpose of Transaction.

     

    The Transaction set out in Item 3 of this Schedule 13D Amendment No. 3 was undertaken in the ordinary course of business.

     

    Item 5. Interest in Securities of the Issuer.

     

    The information contained in the cover pages to this Schedule 13D is incorporated by reference into this item.

     

    (a) and (b)

     

    The beneficial ownership of the Common Shares by each Reporting Person as of the date hereof is reflected on that Reporting Person’s cover age.

     

    (c)

     

    Except as described in this Schedule 13D Amendment No. 3, the Reporting Persons have not effected any transactions in the Common shares during the past 60 days.

     

    (d)

     

    No persons are known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, Common Shares.

     

    (e)

     

    Not applicable.

     

    -11-

     

     

    SIGNATURE

     

    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     

    Date: January 16, 2024

     

      By: /s/ Li Ka Shing
        Li Ka Shing

     

      By: /s/ Victor Li Tzar Kuoi
        Victor Li Tzar Kuoi

     

      LVM UNITY LIMITED
         
      By: /s/ Victor Li Tzar Kuoi
      Name: Victor Li Tzar Kuoi
      Title: Director

     

      SPRINKLE RING INVESTMENT LIMITED
         
      By: /s/ Victor Li Tzar Kuoi
      Name: Victor Li Tzar Kuoi
      Title: Director

     

      NEXT GLOBAL HOLDINGS LIMITED
         
      By: /s/ Ezra Pau Yee Wan
      Name: Ezra Pau Yee Wan
      Title: Director

     

      LI KA SHING (GLOBAL) FOUNDATION
         
      By: /s/ Ezra Pau Yee Wan
      Name: Ezra Pau Yee Wan
      Title: Director

     

      LI KA-SHING UNITY TRUSTEE COMPANY LIMITED
         
      By: /s/ Ezra Pau Yee Wan
      Name: Ezra Pau Yee Wan
      Title: Director

     

      LI KA-SHING UNITY HOLDINGS LIMITED
         
      By: /s/ Ezra Pau Yee Wan
      Name: Ezra Pau Yee Wan
    Title: Director

     

    -12-

     

     

    SCHEDULE A

     

    BOARD OF DIRECTORS

     

    NEXT GLOBAL HOLDINGS LIMITED

     

    Name   Title   Present Occupation   Present Business Address   Citizenship
    Pau Yee Wan, Ezra   Director   Director of Next Global Holdings Limited  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China
    Christian, Nicolas, Roger Salbaing   Director   Director of Next Global Holdings Limited  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      France
    Thomas Georg Geiger   Director   Director of Next Global Holdings Limited  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      Germany
    Ho Wai Leung Edmond   Director   Director of Next Global Holdings Limited  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      United Kingdom
    James Demitrius Girgulis   Director   Director of Next Global Holdings Limited  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      Canada

     

    LI KA SHING (GLOBAL) FOUNDATION

     

    Name   Title   Present Occupation   Present Business Address   Citizenship

    Li Ka Shing

     

      Director  

    Senior Advisor of CK Hutchison Holdings Limited

     

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China

    Li Tzar Kuoi, Victor

     

      Director   Chairman and Group Co-Managing Director of CK Hutchison Holdings Limited  

     

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China

    Li Tzar Kai, Richard

     

      Director   Director of Li Ka Shing (Global) Foundation  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      Canada

    Chong Hok Shan

     

      Director   Director of Li Ka Shing (Global) Foundation  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China

    Chong Hok Hei, Charles

     

      Director   Director of Li Ka Shing (Global) Foundation  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China

    Li Michelle Sarah Si De

     

      Director   Director of Li Ka Shing (Global) Foundation  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China

    Pau Yee Wan, Ezra

     

      Director   Director of Li Ka Shing (Global) Foundation  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China

    Chau Hoi Shuen, Solina

     

      Director   Director of Li Ka Shing (Global) Foundation  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      United Kingdom

    Man Simon Ka Keung

     

      Director   Director of Li Ka Shing (Global) Foundation  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      Australia

    Eirene Yeung

     

      Director   Director of Li Ka Shing (Global) Foundation  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China

    George Colin Magnus

     

      Director   Director of Li Ka Shing (Global) Foundation  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      United Kingdom

    Frank John Sixt

     

      Director   Director of Li Ka Shing (Global) Foundation  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      Canada

    Chow Kun Chee, Roland

     

      Director   Director of Li Ka Shing (Global) Foundation  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      United Kingdom

    Lee Yeh Kwong, Charles

     

      Director   Director of Li Ka Shing (Global) Foundation  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China

    Lee Pui Ling, Angelina

     

      Director   Director of Li Ka Shing (Global) Foundation  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      United Kingdom

    Kan Yuet Loong

     

      Director   Director of Li Ka Shing (Global) Foundation  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      United Kingdom

     

    -13-

     

     

    SPRINKLE RING INVESTMENT LIMITED

     

    Name   Title   Present Occupation   Present Business Address   Citizenship

    Li Ka Shing

     

     

      Director  

    Senior Advisor of CK Hutchison Holdings Limited

     

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China

    Li Tzar Kuoi, Victor

     

      Director  

     

    Chairman and Group Co-Managing Director of CK Hutchison Holdings Limited

     

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China

    Wong Cynthia Isabella Li Qiao

     

      Director   Director of Sprinkle Ring Investment Limited  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China
    Li Michelle Sarah Si De   Director   Director of Sprinkle Ring Investment Limited  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China

     

    LVM UNITY LIMITED

     

    Name   Title   Present Occupation   Present Business Address   Citizenship

    Li Ka Shing

     

     

      Director   Senior Advisor of CK Hutchison Holdings Limited  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China

    Li Tzar Kuoi, Victor

     

      Director   Chairman and Group Co-Managing Director of CK Hutchison Holdings Limited  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China

    Wong Cynthia Isabella Li Qiao

     

      Director   Director of LVM Unity Limited  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China
    Li Michelle Sarah Si De   Director   Director of LVM Unity Limited  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China

     

    -14-

     

     

    LI KA-SHING UNITY TRUSTEE COMPANY LIMITED

     

    Name   Title   Present Occupation   Present Business Address   Citizenship

    Li Tzar Kuoi, Victor

     

     

      Director   Chairman and Group
    Co-Managing Director of CK Hutchison Holdings Limited
     

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China

    Pau Yee Wan, Ezra

     

      Director   Director of Li Ka-Shing Unity Trustee Company Limited  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China

    Frank John Sixt

     

      Director   Director of Li Ka-Shing Unity Trustee Company Limited  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      Canada

    Chow Kun Chee, Roland

     

      Director   Director of Li Ka-Shing Unity Trustee Company Limited  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      United Kingdom
    Peter Peace Tulloch   Director   Director of Li Ka-Shing Unity Trustee Company Limited  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      Australia

     

    LI KA-SHING UNITY HOLDINGS LIMITED

     

    Name   Title   Present Occupation   Present Business Address   Citizenship
    Li Tzar Kuoi, Victor   Director   Chairman and Group
    Co-Managing Director of CK Hutchison Holdings Limited
     

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China
    Pau Yee Wan, Ezra   Director   Director of Li Ka-Shing Unity Trustee Company Limited  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      China
    Frank John Sixt   Director   Director of Li Ka-Shing Unity Trustee Company Limited  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      Canada
    Chow Kun Chee, Roland   Director   Director of Li Ka-Shing Unity Trustee Company Limited  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      United Kingdom
    Peter Peace Tulloch   Director   Director of Li Ka-Shing Unity Trustee Company Limited  

    7/F, Cheung Kong Center,

    2 Queen’s Road Central,

    Hong Kong

      Australia

     

    During the last five years, none of the Reporting Persons listed in this Schedule A has been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors) or has party to any civil proceeding commenced before a judicial or administrative body of competent jurisdiction as a result of which he was or is now subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

     

    -15-

     

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