SEC Form SC 13D/A filed by Organigram Holdings Inc. (Amendment)
1
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NAMES OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
BT DE Investments Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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(b)
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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AF (See Item 3 of the Original Schedule 13D, as defined below)
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0
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8
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SHARED VOTING POWER
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58,336,392 (See Item 5)
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9
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SOLE DISPOSITIVE POWER
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0
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10
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SHARED DISPOSITIVE POWER
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58,336,392 (See Item 5)
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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58,336,392 (See Item 5)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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18.8% (See Item 5)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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1
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NAMES OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
British American Tobacco p.l.c.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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AF (See Item 3 of the Original Schedule 13D, as defined below)
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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England and Wales
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0
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8
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SHARED VOTING POWER
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58,336,392 (See Item 5)
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9
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SOLE DISPOSITIVE POWER
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0
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10
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SHARED DISPOSITIVE POWER
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58,336,392 (See Item 5)
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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58,336,392 (See Item 5)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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18.8% (See Item 5)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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BT DE Investments Inc.
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By:
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/s/ John R. Whitener | |||
Name: | John R. Whitener |
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Title: | Treasurer |
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British American Tobacco p.l.c.
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By:
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/s/ Tadeu Marroco | |||
Name: |
Tadeu Marroco
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Title: |
Finance and Transformation Director
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Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom)
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Country of Citizenship
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Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity)
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Luc Jobin (Chairman)
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Canada
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Chairman of the Board of BAT and Non-Executive Director of Gildan Activewear Inc.
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Dimitri Panayotopoulos (Senior Independent Director)
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Greece and United Kingdom
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Senior Independent Director of BAT, Senior Advisor at the Boston Consulting Group, Advisory Board member of JBS USA and a Board member of IRI and North Atlantic Acquisition Corporation
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Jack Bowles (Chief Executive)
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France
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Chief Executive of BAT
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Tadeu Marroco (Finance and Transformation Director)
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Brazil
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Finance and Transformation Director of BAT
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Susan Farr (Non-Executive Director)
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United Kingdom
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Non-Executive Director of BAT, Accsys Technologies plc, Helical plc and Unlimited Group Ltd
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Karen Guerra (Non-Executive Director)
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United Kingdom
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Non-Executive Director of BAT and Amcor p.l.c
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Dr. Marion Helmes (Non-Executive Director)
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Germany
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Chairwoman of the Supervisory Board of ProSiebenSat.1 Media SE, Supervisory Board member of Siemens Healthineers AG and Heineken N.V. and Non-Executive Director of BAT
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Holly Keller Koeppel (Non-Executive Director)
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U.S.A.
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Non-Executive Director of BAT and Flutter Entertainment plc and a Director of The AES Corporation and Arch Coal Inc.
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Savio Kwan (Non-Executive Director)
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United Kingdom
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Co-Founder and CEO of A&K Consulting Co Ltd, Non-Executive Director of BAT, The Alibaba Hong Kong Entrepreneur Fund, Crossborder Innovative Ventures International Limited, GOGOX and Southern England Wines Ltd, Advisory Board
and Non-Executive Director of Homaer Financial, Visiting Professor of Henley Business School, and Member of Governing Body of London Business School
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Darrell Thomas (Non-Executive Director)
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U.S.A.
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Vice President and Treasurer of Harley-Davidson, Inc., Non-Executive Director of BAT, Independent Director of Dorman Products Inc., and Board member of Sojourner Family Peace Center Inc.
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Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom)
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Country of Citizenship
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Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity)
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Jerome Abelman
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U.S.A.
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Director, Legal and External Affairs and General Counsel
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Hae In Kim
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South Korea
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Director, Talent, Culture and Inclusion
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Tadeu Marroco
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Brazil
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Finance and Transformation Director
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Kingsley Wheaton
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United Kingdom
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Chief Marketing Officer
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Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom)
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Country of Citizenship
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Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity)
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David Booth
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United Kingdom
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Group Chief Accountant
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Anthony Cohn
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United Kingdom
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Head of Corporate Tax - UK
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Ruth Wilson
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United Kingdom
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Head of Group Corporate Governance
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Ridirectors Limited (Globe House, 1 Water Street,
London, England, WC2R 3LA)
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Incorporated in the United Kingdom
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Corporate director (non-trading company)
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Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom)
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Country of Citizenship
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Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity)
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David Booth
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United Kingdom
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Group Chief Accountant
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Anthony Cohn
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United Kingdom
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Head of Corporate Tax - UK
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Ruth Wilson
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United Kingdom
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Head of Group Corporate Governance
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Daniel Wang Kit Wong
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United Kingdom
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Head of Corporate Treasury
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Ridirectors Limited (Globe House, 1 Water Street,
London, England, WC2R 3LA)
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Incorporated in the United Kingdom
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Corporate director (non-trading company)
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Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom)
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Country of Citizenship
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Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity)
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Jerome Abelman
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U.S.A
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Director, Legal and External Affairs and General Counsel
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Tadeu Marroco
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Brazil
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Finance and Transformation Director
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Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom)
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Country of Citizenship
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Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity)
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Andrew James Barrett
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United Kingdom
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Group Financial Controller and Head of M&A
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Steven Dale
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United Kingdom
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Group Head of Corporate Tax
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Paul McCrory
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United Kingdom
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Assistant General Counsel – Corporate Legal & Group Company Secretary
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Neil Arthur Wadey
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United Kingdom
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Group Treasurer
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Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom)
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Country of Citizenship
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Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity)
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Jerome Abelman
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U.SA
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Director, Legal and External Affairs and General Counsel
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Marina Bellini
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Italy, Brazil
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Director, Digital and Information
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Jack Bowles
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France
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Chief Executive
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Luciano Comin
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Italy, Argentina
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Regional Director, Americas and Sub-Saharan Africa
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Mihovil James Dijanosic
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Australia
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Regional Director, Asia-Pacific and Middle East
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Zafar Khan
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Pakistan
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Director, Operations
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Hae In Kim
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South Korea
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Director, Talent, Culture and Inclusion
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Paul Lageweg
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Netherlands
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Director, New Categories
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Tadeu Marroco
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Brazil
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Finance and Transformation Director
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Guy Meldrum
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New Zealand
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President and CEO, Reynolds American Inc.
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David O’Reilly
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United Kingdom
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Director, Scientific Research
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Johan Vandermeulen
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Belgium
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Regional Director, Europe and North Africa
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Kingsley Wheaton
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United Kingdom
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Chief Marketing Officer
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Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom)
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Country of Citizenship
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Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity)
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Andrew James Barrett
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United Kingdom
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Group Financial Controller and Head of M&A
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Steve Dale
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United Kingdom
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Group Head of Corporate Tax
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Neil Arthur Wadey
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United Kingdom
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Group Treasurer
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Ruth Wilson
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United Kingdom
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Head of Group Corporate Governance
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Anthony Cohn |
United Kingdom |
Head of Corporate Tax – UK
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Ridirectors Limited (Globe House, 1 Water Street,
London, England, WC2R 3LA)
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Incorporated in the United Kingdom
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Corporate director (non-trading company)
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Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom)
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Country of Citizenship
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Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity)
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Alden H. Smith (Vice President and Director)
401 North Main Street,
Winston-Salem, NC 27101
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U.S.A.
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Managing Counsel – Corporate of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101
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Lisa M. Oakes (Secretary and Director)
4250 Lancaster Pike, Suite 302,
Wilmington, DE 19805 |
U.S.A.
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Vice President of Corporation Service Company, whose business address is 4250 Lancaster Pike, Suite 302, Wilmington, DE 19805, and whose principal business is the provision of corporate and administrative services.
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Timothy J. Hazlett (President and Director) 627 Eagle Watch Lane,
Osprey, FL 34229 |
U.S.A.
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Managing Member of T. J. Hazlett, LLC, whose business address is 627 Eagle Watch Lane, Osprey, FL 34229, and whose principal business is the provision of consulting services.
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John R. Whitener (Director)
401 North Main Street,
Winston-Salem, NC 27101
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U.S.A.
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Senior Vice President of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101
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Nancy G. Sturgeon (Vice President Tax)
401 North Main Street,
Winston-Salem, NC 27101 |
U.S.A.
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Senior Vice President – Tax and Assistant General Counsel of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101
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Caroline M. Price (Treasurer)
301 North Market Street, Suite 1402 Wilmington, Delaware 19801
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U.S.A.
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President and Senior Manager Investments of Reynolds Finance Company, whose principal business address is 301 North Market Street, Suite 1402, Wilmington, Delaware 19801
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Patrick Z. Messick (Assistant Secretary)
401 North Main Street,
Winston-Salem, NC 27101
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U.S.A.
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Senior Director Income Tax of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101
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James J. Murphy (Vice President)
401 North Main Street,
Winston-Salem, NC 27101
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United Kingdom and Republic of Ireland
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Executive Vice President R&D and Scientific and Regulatory Affairs of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101
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Valerie B. Solomon (Vice President)
401 North Main Street,
Winston-Salem, NC 27101
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U.S.A.
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Vice President and Assistant General Counsel – Regulatory of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101
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Name (and business address where not Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom)
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Country of Citizenship
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Current Principal Occupation or Employment (and business address and principal business of any corporation or other organization other than a BAT Entity)
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James J. Murphy (President and Director)
401 North Main Street, Winston-Salem, NC 27101
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United Kingdom and Republic of Ireland
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Executive Vice President R&D and Scientific and Regulatory Affairs of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101
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John R. Whitener (Treasurer and Director) 401 North Main Street,
Winston-Salem, NC 27101
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U.S.A.
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Senior Vice President of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101
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Matthew R. Triplett (Secretary)
401 North Main Street,
Winston-Salem, NC 27101
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U.S.A.
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Managing Counsel – Commercial/Corporate of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101
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Patrick Z. Messick (Assistant Secretary)
401 North Main Street, Winston-Salem, NC 27101 |
U.S.A.
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Senior Director Income Tax of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101
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Valerie B. Solomon (Director)
401 North Main Street, Winston-Salem, NC 27101 |
U.S.A.
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Vice President and Assistant General Counsel – Regulatory of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101
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