SEC Form SC 13D/A filed by Romeo Power Inc. (Amendment)
1
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NAME OF REPORTING PERSONS
BorgWarner Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐
(See Instructions) (b) ☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (See Instructions)
OO
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5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e)
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY
EACH
REPORTING
PERSON WITH
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7
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SOLE VOTING POWER
9,980,000
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8
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SHARED VOTING POWER
0
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9
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SOLE DISPOSITIVE POWER
9,980,000
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10
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SHARED DISPOSITIVE POWER
0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,980,000
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12
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions)
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.4%*
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14
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TYPE OF REPORTING PERSON (See Instructions)
CO
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Date
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Price
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Type of Transaction
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Number of Shares
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February 22, 2022
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$1.8836(1)
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Open market sale
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1,350,399
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February 23, 2022
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$1.8025(2)
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Open market sale
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785,000
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February 24, 2022
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$1.8208(3)
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Open market sale
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1,155,000
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February 25, 2022
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$1.8155(4)
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Open market sale
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1,045,000
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February 28, 2022
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$1.8037(5)
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Open market sale
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1,420,046
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March 1, 2022
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$1.7126(6)
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Open market sale
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1,654,954
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March 2, 2022
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$1.5557
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Open market sale
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1,925,000
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(1)
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The price reported in the Price column is a weighted average price. The prices actually received ranged from $1.825 to $2.010 per
share.
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(2)
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This price reported in the Price column is a weighted average price. The prices actually received ranged from $1.76 to
$1.95 per share.
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(3)
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The price reported in the Price column is a weighted average price. The prices actually received ranged from $1.71 to $1.925 per
share.
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(4)
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The price reported in the Price column is a weighted average price. The prices actually received ranged from $1.78 to $1.95 per
share.
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(5)
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The price reported in the Price column is a weighted average price. The prices actually received ranged from $1.75 to $1.875 per
share.
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(6)
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The price reported in the Price column is a weighted average price. The prices actually received ranged from $1.66 to $1.79 per
share.
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(7)
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The price reported in the Price column is a weighted average price. The prices actually received ranged from $1.50 to $1.625 per
share.
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BORGWARNER INC.
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By:
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/s/ Tonit M. Calaway
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Name:
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Tonit M. Calaway
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Title:
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Executive Vice President, Chief Administrative Officer, General Counsel and Secretary
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