SEC Form SC 13D/A filed by SmartRent Inc. (Amendment)

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

SmartRent, Inc.

(Name of Issuer)

Class A Common Stock, par value $0.0001 per share

(Title of Class of Securities)

83193G 107

(CUSIP Number)

Lucas Merwan Haldeman

8665 E. Hartford Drive, Suite 200

Scottsdale, Arizona 85255

(844) 479-1555

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

August 24, 2021

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

Note: All share numbers on these cover pages are presented as shares of Class A common stock, par value $0.0001 per share (the “Class A Common Stock”) of SmartRent, Inc., a Delaware corporation (the “Issuer”).

(1) Reflects (i) 11,177,847 shares of Class A Common Stock owned by Mr. Haldeman, (ii) 3,519,125 shares of Class A Common Stock issuable pursuant to outstanding stock options exercisable within 60 days of April 6, 2023 held by Mr. Haldeman, and (iii) 45,922 shares of Class A Common Stock issuable pursuant to vesting of restricted stock units within 60 days of April 6, 2023 held by Mr. Haldeman.

(2) Mr. Haldeman may be deemed to have shared voting and dispositive power with respect to (i) 10,058 shares of Class A Common Stock owned by his wife, Sarah Roudybush, and (ii) 2,032 shares of Class A Common Stock issuable pursuant to vesting of restricted stock units within 60 days of April 6, 2023 held by his wife, Sarah Roudybush.

(3) The percentage of class was calculated based on (i) 199,353,955 shares of Class A Common Stock outstanding as of March 27, 2023, as reported in the Issuer’s Definitive Proxy Statement filed with the U.S. Securities and Exchange Commission (the “SEC”) on

April 5, 2023, (ii) 3,519,125 shares of Class A Common Stock issuable to Mr. Haldeman upon exercise of stock options exercisable within 60 days after April 6, 2023, and (iii) 47,954 shares of Class A Common Stock issuable pursuant to vesting of restricted stock units within 60 days of April 6, 2023 held by Mr. Haldeman and his wife, Sarah Roudybush, which have been added to the Class A Common Stock reported as outstanding in accordance with Rule 13d-3(d)(1)(i) under the Act.

SCHEDULE 13D

EXPLANATORY NOTE

This Amendment No. 1 (the “Amendment”), which amends the Schedule 13D filed with the SEC on February 11, 2022 (the “Original Schedule 13D”), is being filed on behalf of Lucas Haldeman (“Mr. Haldeman”) in respect of the Class A Common Stock of Issuer. This Amendment is being filed by Mr. Haldeman to correct typographical errors in the Original Schedule 13D. Accordingly, Item 3 of the Original Schedule 13D is hereby amended and supplemented to the extent hereinafter expressly set forth and, except as amended and supplemented hereby, the Original Schedule 13D remains in full force and effect. All capitalized terms used in this Amendment but not defined herein shall have the meanings ascribed thereto in the Original Schedule 13D.

Item 3 of the Original Schedule 13D is hereby amended and supplemented by replacing the entirety of bullet points 2 and 3 of the Original Schedule 13D with the information set forth below.

The shares of Class A Common Stock reported in the Schedule 13D were acquired as follows:

After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in the Statement is true, complete and correct.