SC 13D/A
1
TDC_smithmidland.txt
THOMPSON DAVIS & CO. SC 13D AMENDMENT FILING
SC 13D
1
smithmidland
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934 (Amendment No. --)*
(Name of Issuer)
Smith-Midland Corporation
----------------------------------------------------------------------
(Title of Class of Securities)
Common Stock
----------------------------------------------------------------------
(CUSIP Number)
832156103
----------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
Peggy M. Walz,
9030 Stony Point Parkway, Suite 100, Richmond, VA 23235
(804) 644-6382
----------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
December 29, 2023
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d -1(g), check the
following box.[X]
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule,including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 832156103
---------
______________________________________________________________________________
(1) Names of reporting persons Thompson Davis & Co., Inc.
-----------------------------------------------
______________________________________________________________________________
(2) Check the appropriate box if a member of a group (see instructions)
(a)
-------------------------------------------------------------------------
(b)
-------------------------------------------------------------------------
______________________________________________________________________________
(3) SEC use only
-------------------------------------------------------------
______________________________________________________________________________
(4) Source of funds (see instructions) OO - RIA on behalf of clients
---------------------------------------
______________________________________________________________________________
(5) Check if disclosure of legal proceedings is required pursuant to Items
2(d) or 2(e)
-------------------------------------------------------------
______________________________________________________________________________
(6) Citizenship of place of organization New York
-------------------------------------
______________________________________________________________________________
Number of shares beneficially owned by each reporting person
with:
------------------------------------------------------------------------
______________________________________________________________________________
(7) Sole Voting Power 0
--------------------------------------------------------
______________________________________________________________________________
(8) Shared Voting Power 0
------------------------------------------------------
______________________________________________________________________________
(9) Sole Dispositive Power 1,356,453
---------------------------------------------------
______________________________________________________________________________
(10) Shared Dispositive Power 0
------------------------------------------------
______________________________________________________________________________
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,356,453
------------
______________________________________________________________________________
(12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
______________________________________________________________________________
(13) Percent of Class Represented by Amount in Row (11) 25.3%
----------------------
______________________________________________________________________________
(14) Type of Reporting Person (See Instructions) IA
-----------------------------
______________________________________________________________________________
Signature.
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
January 2, 2024
------------------------------------------------------------------------------
Date
------------------------------------------------------------------------------
Signature
Peggy M. Walz/Chief Compliance Officer
------------------------------------------------------------------------------
Name/Title
