SEC Form SC 13D/A filed by Soluna Holdings Inc. (Amendment)

4/25/24 5:01:50 PM ET

EDP Services

Technology

Get the next $SLNH alert in real time by email

SC 13D/A 1 13dasoluna033124.txt SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Soluna Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 583543103 (CUSIP Number) Robert B. Goldberg, Esq. 5555 Glenridge Connector, Suite 675 Atlanta, Georgia 30342 (404)233-2800 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 31, 2024 (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a Statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP NO. 583543103 Cover Page 1 NAMES OF REPORTING PERSONS Wayne W. Boos 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] 3 SEC USE ONLY 4 SOURCE OF FUNDS (See Instructions) PF 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e). [ ] 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 7 SOLE VOTING POWER 160,000 8 SHARED VOTING POWER 9 SOLE DISPOSITIVE POWER 160,000 10 SHARED DISPOSITIVE POWER 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 160,000 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.63085%1 14 TYPE OF REPORTING PERSON (See Instructions) IN SCHEDULE 13D This Amendment No. 3 relates to the Schedule 13D filed with the Securities and Exchange Commission on August 1, 2023, as amended by Amendment No. 1 filed with the Securities and Exchange Commission on September 5, 2023, and as amended by Amendment No. 2 filed with the Securities and Exchange Commission on February 14, 2024, relating to the Common Stock, par value $0.001 per share (the Common Stock), of Soluna Holdings, Inc., a Nevada corporation (the Company). The principal executive offices of the Company are located at 325 Washington Avenue Extension, Albany, New York, 12205. Item 5 of the Schedule is hereby amended and supplemented as follows: Item 5. Interest in Securities of the Issuer. (a) As of March 31, 2024, Wayne W. Boos beneficially owns a total of 160,000 shares of the Companys Common Stock which represent approximately 5.63085% of the outstanding shares of Common Stock, based on 2,841,490 shares of Common Stock outstanding as of March 28, 2024, as indicated by the Company. The percentage of Mr. Boos ownership of Common Stock in the Company has varied since the filing of Amendment No. 2 to this Schedule 13D as Mr. Boos has purchased additional shares of the Companys Common Stock. (b) Nature of Ownership. Wayne W. Boos has the sole power to vote and direct the disposition of all of the 160,000 shares reported as beneficially owned by him. (c) Recent Transactions. In the 60 days prior to March 31, 2024, Wayne W. Boos acquired 15,000 shares of the Companys Common Stock for an average price per share of $3.41 through his broker, Merrill Lynch. (d) No other person has the right to receive or the power to direct the receipt of the dividends from, or proceeds from the sale of, such securities. (e) Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: April 25, 2024 /s/ Wayne W. Boos Wayne W. Boos 1 Based on the 2,841,490 shares of common stock outstanding as of March 28, 2024.

Get the next $SLNH alert in real time by email

SEC Form SC 13D/A filed by Soluna Holdings Inc. (Amendment)

Chat with this insight

Recent Analyst Ratings for $SLNH

$SLNH Leadership Updates

Live Leadership Updates

Soluna Launches New AI Cloud Service in Collaboration with Leading High Performance Computing Company

Soluna Appoints John Tunison as Chief Financial Officer

Soluna Establishes Advisory Board, Taps AI and Data Center Leadership

$SLNH Financials

Live finance-specific insights

Soluna Holdings Reports Q3 Results

Soluna Holdings Reports Q2 Results

Soluna Holdings Reports Q1 Results

$SLNH Press Releases

Fastest customizable press release news feed in the world

Soluna Holdings Reports Q3'24 Results

Soluna Announces Monthly Business Update

Soluna to Participate in Water Tower Research Fireside Chat Series

$SLNH Market Insights

Live Market Insights

Soluna Cloud Expands Funding For AI Business, Brining The Total To To $13.75M

Soluna Unleashes First Batch Of NVIDIA GPUs, Expects To Generate $16M-$2M In Revenue Per Year As The Site Is Fully Deployed With Its Customers Based On Current Market Conditions. Over The Life Of The Contract, Expects To Generate A Total Of Between $38M-$80M

12 Information Technology Stocks Moving In Thursday's After-Market Session

$SLNH Insider Purchases

Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

$SLNH Large Ownership Changes

This live feed shows all institutional transactions in real time.

$SLNH Insider Trading

Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

$SLNH SEC Filings

Director Michaels David C bought $31,577 worth of shares (9,100 units at $3.47), increasing direct ownership by 12% to 87,826 units (SEC Form 4)

Chief Executive Officer Belizaire John bought 9,123 shares, increasing direct ownership by 6% to 173,810 units (SEC Form 4)

Michaels David C bought $17,794 worth of 9.0% Series A Cumulative Perpetual Preferred Stock (5,669 units at $3.14) (SEC Form 4)

SEC Form SC 13D/A filed by Soluna Holdings Inc. (Amendment)

SEC Form SC 13D/A filed by Soluna Holdings Inc. (Amendment)

SEC Form SC 13G/A filed by Soluna Holdings Inc. (Amendment)

Chief People Officer Oreilly Mary Jennifer sold $58,412 worth of 9.0% Series A Cumulative Perpetual Preferred Stock (5,000 units at $11.68), decreasing direct ownership by 25% to 15,000 units (SEC Form 4)

Director Hirshfield Edward R sold $102,830 worth of 9.0% Series A Cumulative Perpetual Preferred Stock (8,741 units at $11.76), decreasing direct ownership by 33% to 17,748 units (SEC Form 4)

Chief Accounting Officer Thomas Jessica L. sold $39,528 worth of 9.0% Series A Cumulative Perpetual Preferred Stock (3,300 units at $11.98), decreasing direct ownership by 33% to 6,700 units (SEC Form 4)

Soluna Holdings Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders

SEC Form 8-K filed by Soluna Holdings Inc.

SEC Form 10-Q filed by Soluna Holdings Inc.

Recent Analyst Ratings for
$SLNH

$SLNH
Leadership Updates

$SLNH
Financials

$SLNH
Press Releases

$SLNH
Market Insights

$SLNH
Insider Purchases

$SLNH
Large Ownership Changes

$SLNH
Insider Trading

$SLNH
SEC Filings