SEC Form SC 13D/A filed by T-Mobile US Inc. (Amendment)
1
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NAME OF REPORTING PERSON
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Deutsche Telekom AG
IRS identification number not applicable.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☒
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Federal Republic of Germany
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER*
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693,634,121
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8
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SHARED VOTING POWER
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0
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9
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SOLE DISPOSITIVE POWER**
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605,110,755
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10
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SHARED DISPOSITIVE POWER
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0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON*
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693,634,121
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)***
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57.6%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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* |
Consists of the sum of (i) 605,110,755 shares of Common Stock held by Deutsche Telekom Holding B.V. (“DT Holding”), (ii) 39,771,809 shares of Common Stock held by Delaware Project 6 L.L.C.
(“Project 6”), a wholly-owned subsidiary of SoftBank Group Corp. (“SoftBank”) and subject to the Proxy (of which 34,971,809 of such shares of Common Stock are subject to call options granted by Project 6 to Deutsche Telekom AG (“Deutsche
Telekom”)) and (iii) 48,751,557 shares of Common Stock held by Delaware Project 9 L.L.C. (“Project 9”), a wholly-owned subsidiary of SoftBank and subject to the Proxy.
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** |
Consists of 605,110,755 shares of Common Stock held by DT Holding.
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*** |
Based on 1,156,475,060 shares of Common Stock outstanding as of October 20, 2023, as disclosed in the Issuer’s Form 10-Q, filed with the Commission on October 25, 2023 and giving effect to the
issuance of the SoftBank Additional Shares.
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1
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NAME OF REPORTING PERSON
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Deutsche Telekom Holding B.V.
IRS identification number not applicable.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☒
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||||
3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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The Netherlands
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER*
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693,634,121
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8
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SHARED VOTING POWER
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0
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|||
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||||
9
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SOLE DISPOSITIVE POWER**
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605,110,755
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|||
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||||
10
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SHARED DISPOSITIVE POWER
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0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON*
|
|
|
||
693,634,121
|
|
|
|||
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|
||||
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
|
||
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||||
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||||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)***
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57.6%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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||
CO
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|||
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* |
Consists of the sum of (i) 605,110,755 shares of Common Stock held by DT Holding, (ii) 39,771,809 shares of Common Stock held by Project 6 and subject to the Proxy (of which 34,971,809 of such
shares of Common Stock are subject to call options granted by Project 6 to Deutsche Telekom) and (iii) 48,751,557 shares of Common Stock held by Project 9 and subject to the Proxy.
|
** |
Consists of 605,110,755 shares of Common Stock held by DT Holding.
|
*** |
Based on 1,156,475,060 shares of Common Stock outstanding as of October 20, 2023, as disclosed in the Issuer’s Form 10-Q, filed with the Commission on October 25, 2023 and giving effect to the
issuance of the SoftBank Additional Shares.
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1
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NAME OF REPORTING PERSON
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T-Mobile Global Holding GmbH
IRS identification number: 98-0470438
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
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☒
|
||||
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|
||||
3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Federal Republic of Germany
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER*
|
|
|
|
693,634,121
|
|
|
|||
|
|
||||
8
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SHARED VOTING POWER
|
|
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||
0
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|
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|||
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|
||||
9
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SOLE DISPOSITIVE POWER**
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||
605,110,755
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|||
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||||
10
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SHARED DISPOSITIVE POWER
|
|
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||
0
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|||
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||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON*
|
|
|
||
693,634,121
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
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|
||||
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|
||||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)***
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57.6%
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|
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14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO
|
|
|
|||
|
|
* |
Consists of the sum of (i) 605,110,755 shares of Common Stock held by DT Holding, (ii) 39,771,809 shares of Common Stock held by Project 6 and subject to the Proxy (of which 34,971,809 of
such shares of Common Stock are subject to call options granted by Project 6 to Deutsche Telekom) and (iii) 48,751,557 shares of Common Stock held by Project 9 and subject to the Proxy.
|
** |
Consists of 605,110,755 shares of Common Stock held by DT Holding.
|
*** |
Based on 1,156,475,060 shares of Common Stock outstanding as of October 20, 2023, as disclosed in the Issuer’s Form 10-Q, filed with the Commission on October 25, 2023 and giving effect to
the issuance of the SoftBank Additional Shares.
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1
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NAME OF REPORTING PERSON
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T-Mobile Global Zwischenholding GmbH
IRS identification number not applicable.
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|||
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|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Federal Republic of Germany
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|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER*
|
|
|
|
693,634,121
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER**
|
|
|
||
605,110,755
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|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON*
|
|
|
||
693,634,121
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)***
|
|
|
||
57.6%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO
|
|
|
|||
|
|
* |
Consists of the sum of (i) 605,110,755 shares of Common Stock held by DT Holding, (ii) 39,771,809 shares of Common Stock held by Project 6 and subject to the Proxy (of which 34,971,809
of such shares of Common Stock are subject to call options granted by Project 6 to Deutsche Telekom) and (iii) 48,751,557 shares of Common Stock held by Project 9 and subject to the Proxy.
|
** |
Consists of 605,110,755 shares of Common Stock held by DT Holding.
|
*** |
Based on 1,156,475,060 shares of Common Stock outstanding as of October 20, 2023, as disclosed in the Issuer’s Form 10-Q, filed with the Commission on October 25, 2023 and giving effect
to the issuance of the SoftBank Additional Shares.
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Item 3. |
Source and Amount of Funds or Other Consideration
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Item 4. |
Purpose of the Transaction
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Item 5. |
Interests in Securities of the Issuer
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Item 6. |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
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Item 7. |
Material to be Filed as Exhibits
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Exhibit No.
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Description
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DEUTSCHE TELEKOM AG
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By:
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/s/ Christoph Appel
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Name:
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Christoph Appel
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Title:
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Attorney-in-fact
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T-MOBILE GLOBAL ZWISCHENHOLDING GMBH
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||||
By:
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/s/ Christoph Appel
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|||
Name:
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Christoph Appel
|
|||
Title:
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Attorney-in-fact
|
|||
T-MOBILE GLOBAL HOLDING GMBH
|
||||
By:
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/s/ Christoph Appel
|
|||
Name:
|
Christoph Appel
|
|||
Title:
|
Attorney-in-fact
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|||
DEUTSCHE TELEKOM HOLDING B.V.
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||||
By:
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/s/ Christoph Appel
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Name:
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Christoph Appel
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Title:
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Attorney-in-fact
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Separately Filing
Group Member
|
Aggregate Number
(Percentage) of
Shares Beneficially
Owned(2), (3), (4)
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Number of Shares Beneficially Owned With
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|||
Sole
Voting Power
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Shared
Voting Power
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Sole
Dispositive Power
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Shared
Dispositive Power
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||
SoftBank Group Corp.
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92,089,766 (7.6%)
|
3,566,400
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0
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92,089,766
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0
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SoftBank Group Capital Ltd
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0 (0.0%)
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0
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0
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0
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0
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Delaware Project 6 L.L.C.
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39,771,809 (3.3%)
|
0
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0
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39,771,809
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0
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Delaware Project 4 L.L.C.
|
3,566,400 (0.3%)
|
3,566,400
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0
|
3,566,400
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0
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Delaware Project 9 L.L.C.
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48,751,557 (4.0%)
|
0
|
0
|
48,751,557
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0
|