SEC Form SC 13E3/A filed by Genetron Holdings Limited (Amendment)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
(Pursuant to Section 13(e) of the Securities Exchange Act of 1934)
New Genetron Holding Limited
Genetron New Co Limited
Mr. Sizhen Wang
FHP Holdings Limited
SUPER SAIL, LLC
Genetron Discovery Holdings Limited
Tianjin Kangyue Business Management Partnership (Limited Partnership)
CICC Kangrui (No.1) Ningbo Equity Investment Fund Partnership (Limited Partnership)
CICC Healthcare Investment Fund, L.P.
Surrich International Company Limited
Wuxi Huihongyingkang Investment Partnership (Limited Partnership)
Wuxi Huizhisheng Enterprise Management Partnership (Limited Partnership)
CCB (Beijing) Investment Fund Management Co., Ltd.
CCB Trust Co., Ltd.
Wealth Strategy Holding Limited
Easy Benefit Investment Limited
Easy Best Investment Limited
Wealth Strategy Group Limited
Mr. Hung Ka Kung
Dr. Hai Yan
Eugene Health Limited
Dr. Yuchen Jiao
Genetron Alliance Holdings Limited
Mr. Evan Ce Xu
Dr. Yun-Fu Hu
Ms. Fengling Zhang
American Depositary Shares, each representing fifteen (15) Ordinary Share
1-2/F, Building 11, Zone 1
No. 8 Life Science Parkway
Changping District, Beijing, 102206
People’s Republic of China
+86 10 5090-7500
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Mr. Sizhen Wang
FHP Holdings Limited SUPER SAIL, LLC Genetron Discovery Holdings Limited 1-2/F, Building 11, Zone 1 No. 8 Life Science Parkway Changping District, Beijing, 102206 People’s Republic of China (86) 10 5090-7500 |
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Dr. Hai Yan
Eugene Health Limited Dr. Yuchen Jiao Genetron Alliance Holdings Limited Mr. Evan Ce Xu Dr. Yun-Fu Hu Ms. Fengling Zhang 1-2/F, Building 11, Zone 1, No. 8 Life Science Parkway, Changping District, Beijing, 102206 People’s Republic of China (86) 10 5090-7500 |
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CICC Kangrui (No.1) Ningbo Equity Investment Fund Partnership (Limited Partnership)
CICC Healthcare Investment Fund, L.P.
c/o 25th Floor and 26th Floor, China World Tower B, No. 1 Jian Guo Men Wai Avenue
Beijing 100004, People’s Republic of China
86 (10) 6505 1166
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Surrich International Company Limited
Suite 1901-2, 19/F, Shui On Centre 6-8 Harbour Road, Wanchai Hong Kong SAR (852) 28611161 |
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Wuxi Huihongyingkang Investment Partnership (Limited Partnership)
Wuxi Huizhisheng Enterprise Management Partnership (Limited Partnership) 18/F, Xinxi Port, No .5 Zhihui Road, Huishan District, Wuxi Jiangsu Province 214174 People’s Republic of China (86) 15251531315 |
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CCB (Beijing) Investment Fund Management Co., Ltd.
CCB Trust Co., Ltd. 10/F, Building 4, ChangAn XingRong Centre No. 1, Naoshikou Street Xicheng District, Beijing 100031 People’s Republic of China (86) 10 8314 2483 |
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Wealth Strategy Holding Limited
Easy Benefit Investment Limited Easy Best Investment Limited Wealth Strategy Group Limited Mr. Hung Ka Kung 86/F, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong (+852) 3651-7155 |
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Li He, Esq.
Xuelin (Steve) Wang, Esq. Davis Polk & Wardwell LLP 18/F, The Hong Kong Club Building 3A Chater Road, Central Hong Kong, People’s Republic of China +852 2533 3300 |
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Peter X. Huang, Esq.
Skadden, Arps, Slate, Meagher & Flom LLP 30/F, China World Office 2 No. 1, Jianguomenwai Avenue Chaoyang District Beijing 100004 People’s Republic of China +86 10 6535 5500 |
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Benjamin Su, Esq.
Daying Zhang, Esq. Latham & Watkins LLP 18th Floor, One Exchange Square 8 Connaught Place, Central Hong Kong +852 2912-2500 |
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Directors: | | | | | | | | | | | | | |
Liang Chen | | | 27th and 28th Floor, China World Office 2, 1 Jianguomenwai Avenue, Chaoyang District, Beijing, PRC | | | Chairman of the Board of Directors and Executive Director of CICC Listco | | | Chairman of the Board of Directors and Executive Director of CICC Listco since November 2023; multiple positions in China Galaxy Securities Co., Ltd., including President, Vice Chairman and Chairman, from June 2019 to October 2023; and Non-executive Director of China Galaxy Securities Co., Ltd. from September 2022 to October 2023 | | | PRC | |
Wenwu Duan | | | 27th and 28th Floor, China World Office 2, 1 Jianguomenwai Avenue, Chaoyang District, Beijing, PRC | | | Non-executive Director of CICC Listco | | | Non-executive Director of CICC Listco since February 2020; Chairman of SDIC Capital Co., Ltd., a company listed on the Shanghai Stock Exchange (600061), since April 2023 performed the duties of the general manager of SDIC Capital Co., Ltd. since June 2023; Chairman of China National Investment and Guaranty Corporation since May 2020; Chairman of I&G Enriching Asset | | | PRC | |
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| | | | | | | | | Management (Beijing) Co., Ltd. since July 2019; Chairman of China Insurance Technology Financing Guarantee Co., Ltd. since April 2020; Chairman of Zhejiang Santan Technology Co., Ltd.; Chairman of I&G from May 2020 to June 2023; General Manager of I&G from April 2019 to November 2021; General Manager of SDIC Essence Co., Ltd. (renamed as SDIC Capital Co., Ltd. in December 2017), a company listed on the Shanghai Stock Exchange (600061), from May 2017 to March 2018; Director of Essence Securities Co., Ltd. from December 2017 to January 2019; and Chairman of SDIC Finance Co., Ltd. from March 2018 to April 2019 | | | | |
Wei Zhang | | | 27th and 28th Floor, China World Office 2, 1 Jianguomenwai Avenue, Chaoyang District, Beijing, PRC | | | Non-executive Director of CICC Listco | | | Non-executive Director of CICC Listco since June 2023; Managing Director of Central Huijin Investment Ltd. since March 2023; and multiple positions in Central Huijin Investment Ltd., including Manager of the Capital Markets Department, Manager of the Non-Banking Department, Senior Deputy Manager of the Securities Institution Management Department/Insurance Institution Management Department, Director of the Direct Enterprise Leading Group Office/Equity Management Department II, from July 2006 to March 2023 | | | PRC | |
Lingyan Kong | | | 27th and 28th Floor, China World Office 2, 1 Jianguomenwai Avenue, Chaoyang District, Beijing, PRC | | | Non-executive Director of CICC Listco, Director of CICC Capital Management | | | Non-executive Director of CICC Listco since June 2023; Director of CICC Capital Management since August 2023; Managing Director of Central Huijin Investment Ltd. since | | | PRC | |
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Material Occupations for
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Citizenship
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| | | | | | | | | July 2023; and multiple positions in Huatai Securities Co., Ltd, a company listed on the Hong Kong Stock Exchange (6886), Shanghai Stock Exchange (601688) and London Stock Exchange (HTSC), including General Manager of Capital Operation Department and General Manager of Margin and Securities Lending Department, from May 2016 to August 2022 | | | | |
Yu Zhou | | | 27th and 28th Floor, China World Office 2, 1 Jianguomenwai Avenue, Chaoyang District, Beijing, PRC | | | Independent Non-executive Director of CICC Listco | | | Independent Non-executive Director of CICC Listco since June 2023; and multiple positions in Renmin University of China, including lecturer and associate professor in the Department of Organization and Human Resources, since May 2009 | | | PRC | |
Kong Ping Albert Ng
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| | 27th and 28th Floor, China World Office 2, 1 Jianguomenwai Avenue, Chaoyang District, Beijing, PRC | | | Independent Non-executive Director of CICC Listco | | | Independent Non-executive Director of CICC Listco since June 2022; Chairman/General Manager of Shanghai Cheng’an M&A Equity Investment Management Co., Ltd. since July 2020; chairman of Ernst & Young China, managing partner of Ernst & Young in Greater China and a member of Ernst & Young’s Global Executive Committee from April 2007 to June 2020; independent non-executive director of Beijing Airdoc Technology Co., Ltd., a company listed on the Hong Kong Stock Exchange (02251) since April 2021; independent non-executive director of Ping An Insurance (Group) Company of China, Ltd., a company listed on the Shanghai Stock Exchange (601318) and the Hong Kong Stock Exchange (02318), since August 2021; independent non-executive director of Alibaba Group Holding Limited, a company | | |
Hong Kong SAR, PRC
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| | | | | | | | | listed on the Hong Kong Stock Exchange (09988) and the New York Stock Exchange (BABA), since August 2022; independent non-executive director of Shui On Land Limited, a company listed on the Hong Kong Stock Exchange (00272), since October 2022; currently, president of the Hong Kong China Chamber of Commerce, member of the First and Second Consulting Committee of Corporate Accounting Standards of the Ministry of Finance of the PRC, honorary advisor of the Hong Kong Business Accountants Association, member of the Advisory Board of the School of Accountancy of The Chinese University of Hong Kong, member of the Audit Committee of The Chinese University of Hong Kong, Shenzhen and council member of the Education Foundation of The Chinese University of Hong Kong, Shenzhen. | | | | |
Zhengfei Lu | | | 27th and 28th Floor, China World Office 2, 1 Jianguomenwai Avenue, Chaoyang District, Beijing, PRC | | | Independent Non-executive Director of CICC Listco | | | Independent Non-executive Director of CICC Listco since June 2022; professor and doctoral supervisor of the Accounting Department of Guanghua School of Management of Peking University since November 1999 and later successively served as deputy director, director and deputy dean; independent director of Shenwan Hongyuan Securities Co., Ltd. since May 2018; independent director of CMB International Capital Corporation Limited since January 2020; currently independent non-executive director of China Cinda Asset Management Co., Ltd., a company listed on the | | | PRC | |
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| | | | | | | | | Hong Kong Stock Exchange (01359), independent non-executive director of Sino Biopharmaceutical Limited, a company listed on the Hong Kong Stock Exchange (01177) and independent director of Xinjiang Tianshan Cement Company Limited, a company listed on the Shenzhen Stock Exchange (000877); served as an independent supervisor of PICC Property and Casualty Company Limited, a company listed on the Hong Kong Stock Exchange (02328), from January 2011 to August 2023, an independent non-executive director of Bank of China Limited, a company listed on the Shanghai Stock Exchange (601988) and the Hong Kong Stock Exchange (03988)), from July 2013 to August 2019, and an independent director of China Nuclear Engineering & Construction Corporation Limited, a company listed on the Shanghai Stock Exchange (601611), from November 2018 to November 2019 | | | | |
Peter Hugh Nolan | | | 27th and 28th Floor, China World Office 2, 1 Jianguomenwai Avenue, Chaoyang District, Beijing, PRC | | | Independent Non-executive Director of CICC Listco | | | Independent Non-executive Director of CICC Listco since March 2020; Independent Non-executive Director of China Everbright Group since January 2019; Director of China Forum, Jesus College at University of Cambridge since 2017; Founding Director and Chong Hua Professor of Chinese Development in the Centre of Development Studies at University of Cambridge from 2012 to 2016 and Chong Hua Professor of Chinese Development (Emeritus) since 2016; Director of the | | |
United Kingdom
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| | | | | | | | | China Executive Leadership Programme since July 2005; and Independent Non-executive director of Bank of Communications, a company listed on the Shanghai Stock Exchange (601328) and the Hong Kong Stock Exchange (03328), from November 2010 to November 2017 | | | | |
Executive Officers: | | | | | | | | | | | | | |
Bo Wu | | | 27th and 28th Floor, China World Office 2, 1 Jianguomenwai Avenue, Chaoyang District, Beijing, PRC | | | President and Chief Financial Officer of CICC Listco; Director of CICC International | | | President of CICC Listco since November 2023; Chief Financial Officer of CICC Listco since September 2023; Director of CICC International since August 2022; Head of stock business department and Head of securities investment department of CICC Listco since June 2022; Head of wealth management department of CICC Listco from January 2018 to September 2023; and President of China CICC Wealth Management Securities Company Limited from November 2020 to September 2023 | | | PRC | |
Long Cheng | | | 27th and 28th Floor, China World Office 2, 1 Jianguomenwai Avenue, Chaoyang District, Beijing, PRC | | | Chief Information Officer of CICC Listco | | | Chief Information Officer of CICC Listco since October 2021; Head of IT department of CICC Listco since March 2021; and Chief Information Officer of and other positions in Zhongtai Securities Co., Ltd. from September 2018 to March 2021 | | | PRC | |
Jiaxing Zhou | | | 29th Floor, One International Finance Centre, No.1 Harbour View Street, Central, Hong Kong | | | Chief Compliance Officer of CICC Listco | | | Chief Compliance Officer of CICC Listco since December 2021; and has been in other positions in the legal and compliance department within the group of CICC Listco for the past five years | | | PRC | |
Fengwei Zhang | | | 27th and 28th Floor, China World Office 2, 1 Jianguomenwai Avenue, Chaoyang District, Beijing, PRC | | | Chief Risk Officer of CICC Listco | | | Has been in the current position for the past five years | | | PRC | |
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Directors: | | | | | | | | | | | | | |
Lingyan Kong | | | 27th and 28th Floor, China World Office 2, 1 Jianguomenwai Avenue, Chaoyang District, Beijing, PRC | | | Director of CICC Capital Management, Non-executive Director of CICC Listco | | | Director of CICC Capital Management since August 2023; Non-executive Director of CICC Listco since June 2023; Managing Director of Central Huijin Investment Ltd. since July 2023; and multiple positions in Huatai Securities Co., Ltd, a company listed on the Hong Kong Stock Exchange (6886), Shanghai Stock Exchange (601688) and London Stock Exchange (HTSC), including General Manager of Capital Operation Department and General Manager of Margin and Securities Lending Department, from May 2016 to August 2022 | | | PRC | |
Junbao Shan | | | 25th Floor and 26th Floor, China World Tower B, No.1 Jian Guo Men Wai Avenue, Beijing 100004, PRC | | | Director and Chairman of Board of Directors of CICC Capital Management; Director of CICC Capital Cayman | | | Director and Chairman of Board of Directors of CICC Capital Management since July 2022; Director of CICC Capital Cayman since February 2021; President of CICC Capital Management from October 2020 to July 2022; and co-President from December 2015 to September 2020 | | | PRC | |
Kui Ma | | | 29th Floor, One International Finance Centre, No.1 Harbour View Street, Central, Hong Kong | | | Director of CICC Capital Management; Director of CICC International | | | Has been in the current positions and the Financial Controller of CICC Listco for the past five years | | | PRC | |
Gang Chu | | | 27th and 28th Floor, China World Office 2, 1 Jianguomenwai Avenue, Chaoyang District, Beijing, PRC | | | Director of CICC Capital Management; Director of CICC International | | | Has been in the current positions and Chief Operating Officer of CICC Listco for the past five years | | | United States of America | |
Liang Long | | | 25th Floor and 26th Floor, China World Tower B, No.1 Jian Guo Men Wai Avenue, Beijing 100004, PRC | | | Director and Manager of CICC Capital Management | | | Director and Manager of CICC Capital Management since November 2022; President of CICC Capital Management since August 2022; and Managing | | | PRC | |
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| | | | | | | | | Director of CICC Listco from January 2018 to August 2022 | | | | |
Executive Officers: | | | | | | | | | | | | | |
Kai Luo | | | 27th and 28th Floor, China World Office 2, 1 Jianguomenwai Avenue, Chaoyang District, Beijing, PRC | | | Finance Director of CICC Capital Management | | | Finance Director of CICC Capital Management since November 2022; and has been in other finance positions within the group of CICC Listco for the past five years | | | PRC | |
Jing Zhou | | | 27th and 28th Floor, China World Office 2, 1 Jianguomenwai Avenue, Chaoyang District, Beijing, PRC | | | Head of Compliance and Risk Control of CICC Capital Management | | | Head of Compliance and Risk Control of CICC Capital Management since April 2021; Head of Compliance and Risk Control of CICC CapitalPE since April 2021; and has been a lawyer in the group legal and compliance department of CICC Listco for the past five years | | | PRC | |
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Xia Wu | | | 25th Floor and 26th Floor, China World Tower B, No. 1 Jian Guo Men Wai Avenue, Beijing 100004, the People’s Republic of China | | | Director of CICC Kangzhi; Director of CICC HIM | | | Director of CICC Kangzhi since November 2021; Director of CICC HIM since July 2019; and has been the managing director of CICC Capital Management for the past five years | | | PRC | |
Fan Liu | | | 25th Floor and 26th Floor, China World Tower B, No. 1 Jian Guo Men Wai Avenue, Beijing 100004, the People’s Republic of China | | |
Director of CICC Kangzhi
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| | Director of CICC Kangzhi since November 2021; and has been working in CICC Capital Management for the past five years as an executive director and then the managing director | | | PRC | |
Yi Wang | | | 25th Floor and 26th Floor, China World Tower B, No. 1 Jian Guo Men Wai Avenue, Beijing 100004, the People’s Republic of China | | |
Director of CICC Kangzhi
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| | Director of CICC Kangzhi since November 2021; and has been working in CICC Kangzhi, CICC Capital Management and within the group of CICC Listco for the past five years | | | PRC | |
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Xinhan Xia | | | 25th Floor, 125 Old Broad Street, London EC2N 1AR, United Kingdom | | | Director of CICC International | | | Has been in the current position for the past five years; and has been the chief executive officer of China International Capital Corporation (UK) Limited for the past five years | | | United Kingdom | |
Kui Ma | | | 29th Floor, One International Finance Centre, No.1 Harbour View Street, Central, Hong Kong | | | Director of CICC International; Director of CICC Capital Management | | | Has been in the current positions and Financial Controller of CICC Listco for the past five years | | | PRC | |
Gang Chu | | | 27th and 28th Floor, China World Office 2, 1 Jianguomenwai Avenue, Chaoyang District, Beijing, PRC | | | Director of CICC International; Director of CICC Capital Management | | | Has been in the current positions and Chief Operating Officer of CICC Listco for the past five years | | | United State of America | |
Qingchuan Liu | | | 27th and 28th Floor, China World Office 2, 1 Jianguomenwai Avenue, Chaoyang District, Beijing, PRC | | | Director of CICC International | | | Director of CICC International since March 2021; and Head of fixed income department of CICC Listco since January 2019 | | | PRC | |
Bo Wu | | | 27th and 28th Floor, China World Office 2, 1 Jianguomenwai Avenue, Chaoyang District, Beijing, PRC | | | Director of CICC International; President and Chief Financial Officer of CICC Listco | | | President of CICC Listco since November 2023; Chief Financial Officer of CICC Listco since September 2023; Director of CICC International since August 2022; Head of stock business department and Head of securities investment department of CICC Listco since June 2022; Head of wealth management department of CICC Listco from January 2018 to September 2023; and President of China CICC Wealth Management Securities Company Limited from November 2020 to September 2023 | | | PRC | |
Nan Sun | | | 27th and 28th Floor, China World Office 2, 1 Jianguomenwai Avenue, Chaoyang District, Beijing, PRC | | | Director of CICC International | | | Director of CICC International since May 2023; board secretary of CICC Listco since May 2020; and has been serving in various positions within the investment banking division of CICC Listco for the past five years | | | PRC | |
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Hanfeng Wang | | | 29th Floor, One International Finance Centre, No. 1 Harbour View Street, Central, Hong Kong | | | Director of CICC International | | | Director of CICC International since May 2023; and has been in various managing director positions within the group of CICC Listco for the past five years | | | PRC | |
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| (g) | | | Not applicable. | |
| 107* | | | Calculation of Filing Fee Tables | |