SEC Form SC 13G filed

2/10/21 5:16:16 PM ET

Real Estate Investment Trusts

Real Estate

Get the next $SPG alert in real time by email

SC 13G 1 SIMON_PROPERTY_GROUP_INC.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 ANNUAL FILING SIMON PROPERTY GROUP INC (NAME OF ISSUER) REIT (TITLE OF CLASS OF SECURITIES) 828806109 (CUSIP NUMBER) 12/31/2020 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: (X) RULE 13D-1 (B) ( ) RULE 13D-1 (C) ( ) RULE 13D-1 (D) *THE REMAINDER OF THIS COVER PAGE SHALL BE FILLED OUT FOR A REPORTING PERSON`S INITIAL FILING ON THIS FORM WITH RESPECT TO THE SUBJECT CLASS OF SECURITIES, AND FOR ANY SUBSEQUENT AMENDMENT CONTAINING INFORMATION WHICH WOULD ALTER THE DISCLOSURES PROVIDED IN A PRIOR COVER PAGE. THE INFORMATION REQUIRED IN THE REMAINDER OF THIS COVER PAGE SHALL NOT BE DEEMED TO BE "FILED" FOR THE PURPOSE OF SECTION 18 OF THE SECURITIES EXCHANGE ACT OF 1934 ("ACT") OR OTHERWISE SUBJECT TO THE LIABILITIES OF THAT SECTION OF THE ACT BUT SHALL BE SUBJECT TO ALL OTHER PROVISIONS OF THE ACT (HOWEVER, SEE THE NOTES). CUSIP NO: 828806109 13G PAGE 2 OF 5 PAGES 1. NAME OF REPORTING PERSON: STATE STREET CORPORATION I.R.S. IDENTIFICATION NO. OF THE ABOVE PERSON: 04-2456637 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP NOT APPLICABLE 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION BOSTON, MASSACHUSETTS 5. SOLE VOTING POWER 0 SHARES 6. SHARED VOTING POWER 16,631,137 7. SOLE DISPOSITIVE POWER 0 SHARES 8. SHARED DISPOSITIVE POWER 19,031,583 9. AGGREGATED AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 19,034,227 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES NOT APPLICABLE 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.80% 12. TYPE OF REPORTING PERSON HC CUSIP NO: 828806109 13G PAGE 3 OF 5 PAGES ITEM 1. (A) NAME OF ISSUER SIMON PROPERTY GROUP INC (B) ADDRESS OF ISSUER`S PRINCIPAL EXECUTIVE OFFICES 225 WEST WASHINGTON STREET INDIANAPOLIS IN 46204 UNITED STATES ITEM 2. (A) NAME OF PERSON FILING STATE STREET CORPORATION (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IN NONE, RESIDENCE STATE STREET FINANCIAL CENTER ONE LINCOLN STREET BOSTON, MA 02111 (FOR ALL REPORTING PERSONS) (C) CITIZENSHIP: SEE ITEM 4 (CITIZENSHIP OR PLACE OF ORGANIZATION) OF COVER PAGES (D) TITLE OF CLASS OF SECURITIES REIT (E) CUSIP NUMBER: 828806109 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: SEE ITEM 12(TYPE OF REPORTING PERSON) OF THE COVER PAGE FOR EACH REPORTING PERSON AND THE TABLE BELOW, WHICH EXPLAINS THE MEANING OF THE TWO LETTER SYMBOLS APPEARING IN ITEM 12 OF THE COVER PAGES. SYMBOL CATEGORY BK BANK AS DEFINED IN SECTION 3(A) (6) OF THE ACT. IC INSURANCE COMPANY AS DEFINED IN SECTION 3 (A) (19) OF THE ACT IC INVESTMENT COMPANY REGISTERED UNDER SECTION 8 OF THE INVESTMENT COMPANY ACT OF 1940. IA AN INVESTMENT ADVISOR IN ACCORDANCE WITH RULE 13D-1(B) (1) (II) (E). EP AN EMPLOYEE BENEFIT PLAN OR ENDOWMENT FUND IN ACCORDANCE WITH RULE 13D-1(B) (1) (II) (F) . HC A PARENT HOLDING COMPANY OR CONTROL PERSON IN ACCORDANCE WITH RULE 13D-1(B)(1)(II) (G). SA A SAVINGS ASSOCIATIONS AS DEFINED IN SECTION 3(B) OF THE FEDERAL DEPOSIT INSURANCE ACT (12 U.S.C. 1813). CP A CHURCH PLAN THAT IS EXCLUDED FROM THE DEFINITION OF AN INVESTMENT COMPANY UNDER SECTION 3(C)(14) OF THE INVESTMENT COMPANY ACT OF 1940. CUSIP NO: 828806109 13G PAGE 4 OF 5 PAGES ITEM 4. OWNERSHIP THE INFORMATION SET FORTH IN ROWS 5 THROUGH 11 OF THE COVER PAGE HERETO FOR EACH OF THE REPORTING PERSONS IS INCORPORATED HEREIN BY REFERENCE. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF CLASS NOT APPLICABLE ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON NOT APPLICABLE ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON SEE EXHIBIT 1 ATTACHED HERETO ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMEBERS OF THE GROUP NOT APPLICABLE ITEM 9. NOTICE OF DISSOLUTION OF GROUP NOT APPLICABLE CUSIP NO: 828806109 13G PAGE 5 OF 5 PAGES ITEM 10. CERTIFICATION BY SIGNING BELOW I CERTIFY THAT, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THE SECURITIES REFERRED TO ABOVE WERE ACQUIRED AND ARE HELD IN THE ORDINARY COURSE OF BUSINESS AND WERE NOT ACQUIRED AND ARE NOT HELD FOR THE PURPOSE OR WITH THE EFFECT OF CHANGING OR INFLUENCING THE CONTROL OF THE ISSUER OF THE SECURITIES AND WERE NOT ACQUIRED AND ARE NOT HELD IN CONNECTION WITH OR AS A PARTICIPANT IN ANY TRANSACTION HAVING THAT PURPOSE OR EFFECT. SIGNATURES AFTER REASONABLE INQUIRY AND TO THE BEST OF HIS KNOWLEDGE AND BELIEF, EACH OF THE UNDERSIGNED CERTIFIES THAT THE INFORMATION SET FORTH IN THIS STATEMENT IS TRUE, COMPLETE AND CORRECT. STATE STREET CORPORATION ELIZABETH SCHAEFER SENIOR VICE PRESIDENT, DEPUTY CONTROLLER EXHIBIT 1 THE FOLLOWING TABLE LISTS THE IDENTITY AND ITEM 3 CLASSIFICATION OF EACH SUBSIDIARY OF STATE STREET CORPORATION, THE PARENT HOLDING COMPANY, THAT BENEFICIALLY OWNS THE ISSUER`S SECURITIES. PLEASE REFER TO ITEM 3 OF THE ATTACHED SCHEDULE 13G FOR A DESCRIPTION OF EACH OF THE TWO-LETTER SYMBOLS REPRESENTING THE ITEM 3 CLASSIFICATION BELOW. SUBSIDIARY ITEM 3 CLASSIFICATION SSGA FUNDS MANAGEMENT, INC. IA STATE STREET GLOBAL ADVISORS LIMITED (UK) IA STATE STREET GLOBAL ADVISORS LTD (CANADA) IA STATE STREET GLOBAL ADVISORS, AUSTRALIA LIMITED IA STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD IA STATE STREET GLOBAL ADVISORS ASIA LTD IA STATE STREET GLOBAL ADVISORS SINGAPORE LTD IA STATE STREET GLOBAL ADVISORS GMBH IA STATE STREET GLOBAL ADVISORS IRELAND LIMITED IA STATE STREET GLOBAL ADVISORS TRUST COMPANY IA NOTE: ALL OF THE LEGAL ENTITIES ABOVE ARE DIRECT OR INDIRECT SUBSIDIARIES OF STATE STREET CORPORATION.

Get the next $SPG alert in real time by email

Recent Analyst Ratings for

$SPG

Date	Price Target	Rating	Analyst
12/17/2024	$195.00	Hold	Deutsche Bank
9/16/2024	$160.00 → $172.00	In-line → Outperform	Evercore ISI
9/12/2024	$157.50 → $159.00	Buy → Hold	Stifel
9/3/2024	$190.00 → $175.00	Overweight → Neutral	Piper Sandler
12/21/2023	$132.00 → $143.00	Overweight → Equal-Weight	Morgan Stanley
8/3/2023	$131.00 → $129.00	Outperform → In-line	Evercore ISI
7/6/2023	$127.00	Peer Perform → Outperform	Wolfe Research
3/21/2023	$150.00	Buy	Goldman

More analyst ratings

Introducing Nullity AI - Build Your AI Search Engine in 30 Seconds

SEC Form SC 13G filed

Chat with this insight

Recent Analyst Ratings for $SPG

$SPG Press Releases

Fastest customizable press release news feed in the world

Simon® to Present at the Goldman Sachs 2024 U.S. Financial Services Conference

Sky Real Estate Acquires Osage Beach Outlet Marketplace

Simon® Reports Third Quarter 2024 Results, Affirms Full Year 2024 Guidance and Raises Quarterly Dividend

$SPG Financials

Live finance-specific insights

Sky Real Estate Acquires Osage Beach Outlet Marketplace

Simon® Reports Third Quarter 2024 Results, Affirms Full Year 2024 Guidance and Raises Quarterly Dividend

Simon® Announces Updated Date and Time For Its Third Quarter 2024 Earnings Conference Call

$SPG Leadership Updates

Live Leadership Updates

Equity Residential Appoints Ann C. Hoff and Nina P. Jones to Board of Trustees

Simon Property Group Announces Appointment of Nina P. Jones to Board of Directors

Simon Property Group Announces Appointment of Randall J. Lewis to Board of Directors

$SPG Insider Purchases

Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

Director Hubbard Allan B bought $61,901 worth of shares (370 units at $167.30), increasing direct ownership by 1% to 34,301 units (SEC Form 4)

Director Stewart Marta R bought $28,776 worth of shares (172 units at $167.30), increasing direct ownership by 1% to 14,287 units (SEC Form 4)

Director Leibowitz Reuben S bought $75,787 worth of shares (453 units at $167.30), increasing direct ownership by 0.82% to 55,454 units (SEC Form 4)

$SPG Insider Trading

Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

Director Sokolov Richard S gifted 1,697 shares, decreasing direct ownership by 0.55% to 309,458 units (SEC Form 4)

Director Hubbard Allan B bought $61,901 worth of shares (370 units at $167.30), increasing direct ownership by 1% to 34,301 units (SEC Form 4)

Director Stewart Marta R bought $28,776 worth of shares (172 units at $167.30), increasing direct ownership by 1% to 14,287 units (SEC Form 4)

$SPG SEC Filings

SEC Form 10-Q filed by Simon Property Group Inc.

Simon Property Group Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

Simon Property Group Inc. filed SEC Form 8-K: Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation, Financial Statements and Exhibits

$SPG Analyst Ratings

Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

Deutsche Bank initiated coverage on Simon Properties with a new price target

Simon Properties upgraded by Evercore ISI with a new price target

Simon Properties downgraded by Stifel with a new price target

$SPG Large Ownership Changes

This live feed shows all institutional transactions in real time.

Amendment: SEC Form SC 13G/A filed by Simon Property Group Inc.

SEC Form SC 13G/A filed by Simon Property Group Inc. (Amendment)

SEC Form SC 13G/A filed by Simon Property Group Inc. (Amendment)

Recent Analyst Ratings for
$SPG

$SPG
Press Releases

$SPG
Financials

$SPG
Leadership Updates

$SPG
Insider Purchases

$SPG
Insider Trading

$SPG
SEC Filings

$SPG
Analyst Ratings

$SPG
Large Ownership Changes