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    SEC Form SC 13G filed

    2/12/21 2:33:41 PM ET
    $FLL
    Hotels/Resorts
    Consumer Discretionary
    Get the next $FLL alert in real time by email
    SC 13G 1 a21-5796_2sc13g.htm SC 13G

     

     

     

    UNITED STATES

     

     

    SECURITIES AND EXCHANGE COMMISSION

     

     

    Washington, D.C. 20549

     

     

     

     

    SCHEDULE 13G

     

    Under the Securities Exchange Act of 1934
    (Amendment No.     )*

     

    Full House Resorts, Inc.

    (Name of Issuer)

    Common

    (Title of Class of Securities)

    359678109

    (CUSIP Number)

    December 31, 2020

    (Date of Event Which Requires Filing of this Statement)

    Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

    x

    Rule 13d-1(b)

    o

    Rule 13d-1(c)

    o

    Rule 13d-1(d)

     


    *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

     

    The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

     

     

     


     

    CUSIP No. 

     

     

    1.

    Names of Reporting Persons
    RK Capital Management, LLC

    20-1253959

     

     

    2.

    Check the Appropriate Box if a Member of a Group (See Instructions)

     

     

    (a)

    o

     

     

    (b)

    o

     

     

    3.

    SEC Use Only

     

     

    4.

    Citizenship or Place of Organization
    Colorado

     

     

     

    Number of
    Shares
    Beneficially
    Owned by
    Each
    Reporting
    Person With

    5.

    Sole Voting Power
    1,381,400

     

    6.

    Shared Voting Power
    0

     

    7.

    Sole Dispositive Power
    1,381,400

     

    8.

    Shared Dispositive Power
    0

     

     

    9.

    Aggregate Amount Beneficially Owned by Each Reporting Person
    1,381,400

     

     

    10.

    Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

     

     

    11.

    Percent of Class Represented by Amount in Row (9)
    5.09%

     

     

    12.

    Type of Reporting Person (See Instructions)
    IA

     

    2


     

    Item 1.

     

    (a)

    Name of Issuer
    Full House Resorts, Inc.

     

    (b)

    Address of Issuer’s Principal Executive Offices
    One Summerlin, Suite 680

    19980 Festival Plaza Drive

    Las Vegas, NV  89135

     

    Item 2.

     

    (a)

    Name of Person Filing
    RK Capital Management, LLC

    Scott Bennewitz, CFO/CCO

     

    (b)

    Address of Principal Business Office or, if none, Residence
    3033 E. 1
    st Ave., suite 401

    Denver, CO  80206

     

    (c)

    Citizenship
    United States

     

    (d)

    Title of Class of Securities
    Common

     

    (e)

    CUSIP Number
    359678109

     

    Item 3.

    If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

     

    (a)

    o

    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

     

    (b)

    o

    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

     

    (c)

    o

    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

     

    (d)

    o

    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

     

    (e)

    x

    An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

     

    (f)

    o

    An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

     

    (g)

    o

    A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

     

    (h)

    o

    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

     

    (i)

    o

    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

     

    (j)

    o

    A non-U.S. institution in accordance with § 240.13d–1(b)(1)(ii)(J);

     

    (k)

    o

    Group, in accordance with § 240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with

    § 240.13d–1(b)(1)(ii)(J), please specify the type of institution:____________________________

     

    3


     

    Item 4.

    Ownership

    Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

     

    (a)

    Amount beneficially owned:   

    1,381,400

     

    (b)

    Percent of class:   

    5.09%

     

    (c)

    Number of shares as to which the person has:

     

     

     

    (i)

    Sole power to vote or to direct the vote   

    1,381,400

     

     

    (ii)

    Shared power to vote or to direct the vote    

    0

     

     

    (iii)

    Sole power to dispose or to direct the disposition of   

    1,381,400

     

     

    (iv)

    Shared power to dispose or to direct the disposition of   

    0

     

    Item 5.

    Ownership of Five Percent or Less of a Class

    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

     

    Item 6.

    Ownership of More than Five Percent on Behalf of Another Person

     

     

    Item 7.

    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

     

     

    Item 8.

    Identification and Classification of Members of the Group

     

     

    Item 9.

    Notice of Dissolution of Group

     

     

     

    4


     

    Item 10.

    Certification

     

     

    Signature

     

    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     

     

    February 12, 2021

     

    Date

     


    /s/ Scott A. Bennewitz

     

    Signature

     


    Scott A. Bennewitz, CFO/CCO

     

    Name/Title

     

     

    ATTENTION

     

    Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

     

    5


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